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Norma Jean Sims

Advisor at OSAIC — Demotte, IN

Updated today

Credentials

Series 63, Series 65

Experience

25 years

Location

Demotte, IN 46310

OSAIC logo

OSAIC

Institution

Total advisors

7,828

Across 3,556 offices

Clients per advisor

73 Low

Avg AUM per client

$398,336 Typical

HNW client ratio

10% Low

About

Norma Sims is a financial advisor at OSAIC with 25 years of industry experience. She holds Series 63 and Series 65 designations and has worked at firms including Securities America Advisors and JP Morgan Chase Bank. Sims is active in her community, volunteering with Rotary International and Junior Achievement, and participating in local nonprofit and scholarship committees. OSAIC serves a diverse range of clients, including individual and institutional investors, offering integrated brokerage and advisory services with a variety of investment options and third-party management solutions.

Client services

Based on OSAIC

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on OSAIC

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k)

Occupation focus

Based on OSAIC

Founder/Business Owner Executive

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Fee options

Fixed

Fixed or flat fees for financial planning and consulting services generally range up to $25,000, fixed fees for Non-Discretionary Investment Advisory Services range from $500 - $15,000.

Commissions

Advisory Representatives also receive commissions for brokerage and insurance products sold through Osaic Wealth as a broker-dealer.

Project-based

Hourly fees generally range from $0 - $750 per hour for financial planning and consulting, and $50 - $750 per hour for Non-Discretionary Investment Advisory Services.

Other

Account minimum: $5,500 Fee-only: Hourly fees for financial planning or consulting services generally range from $0 - $750 per hour, not exceeding $25,000 total fees. Fixed or flat fees for financial planning and consulting generally range up to $25,000, and fixed fees for Non-Discretionary Investment Advisory Services range from $500 - $15,000, hourly fees $50 - $750 per hour.

Location

See office

Demotte, IN

210 South Halleck Street

Demotte IN 46310

Advisors at this office

2

Most active in

Indiana

Work history

25 years of industry experience

OSAIC

2024 - Present • 2 years

Demotte, IN

Securities America Advisors

2019 - 2024 • 5 years

Demotte, IN

Securities America, Inc.

2018 - 2024 • 6 years

Demotte, IN

JP Morgan Chase Bank, NA

2015 - 2018 • 3 years

Merrilville, IN

JP MORGAN securities llc

2015 - 2018 • 3 years

Merrilville, IN

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

Dylan P

Series 65

Lowell, IN

Parks Wealth Management LLC

Dylan Parks is the principal of Parks Wealth Management LLC in Lowell, Indiana. He holds a Series 65 designation and has one year of experience in financial advising. Prior to founding his firm in 2025, he worked for five years at Revere Marketing and six years at Walgreens. Parks Wealth Management LLC provides discretionary asset management along with financial planning and consulting services. The firm uses a range of investment strategies, including fundamental, technical, and cyclical analysis, and offers a broad menu of instruments such as options and derivatives.

Options & derivatives strategies
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Craig M

Series 63, Series 65

Lowell, IN

CWM Wealth Management, LLC

Craig Menninga is the sole advisor at CWM Wealth Management, LLC in Lowell, Indiana, with 13 years of industry experience. He holds Series 63 and Series 65 licenses and also works as the Director of Diagnostic Imaging at Franciscan Health Michigan City. CWM Wealth Management provides investment supervisory services and financial advice primarily to individuals, families, and small businesses, managing a small discretionary asset base. The firm’s approach combines technical and fundamental analysis to create diversified portfolios focused on objectives such as long-term growth, income, and inflation protection, employing a range of investment products while avoiding margin and leverage.

Options & derivatives strategies Passive / index investing Active portfolio management Real estate investing
user avatar

Jackson S

CFP®, Series 65

Hebron, IN

Triad Wealth Partners, LLC

Jackson Sheputis is a CFP® and holds a Series 65 license with five years of industry experience. He is currently affiliated with Triad Wealth Partners, LLC and has previously worked at Hightower Advisors, AE Wealth Management, and Rooted Wealth Advisors. Prior to his financial advisory career, he held roles at Valparaiso University and in the education sector. Triad Wealth Partners serves individual and institutional clients through a network of independent Investment Adviser Representatives and a Turnkey Asset Management Platform offering portfolio management, model portfolios, and financial planning services. The firm employs a strategic asset allocation approach overseen by an investment committee and provides diversified strategies across multiple asset types.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) General tax planning Founder/Business Owner Executive

Mitchell M

Series 66

Demotte, IN

Edward Jones

Mitchell Mullen is a financial advisor at Edward Jones with 11 years of industry experience. He holds the Series 66 designation and has been with Edward Jones since 2015. In addition to his advisory role, he has been affiliated with Purdue University since 2012. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets and offers a range of advisory strategies, including discretionary and non-discretionary wrap fee programs, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard.

Retirement income strategy Business ownership considerations Business exit / sale strategy Business succession planning General estate planning guidance Founder/Business Owner
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William G

Series 63, Series 65

Demotte, IN

Cetera

William Guisinger is a financial advisor with Cetera, holding Series 63 and Series 65 licenses and bringing 20 years of industry experience. His prior roles include positions at PNC Investments and Centier Bank. He serves as a board member of the Kankakee Valley Educational Foundation and participates in several local community and educational organizations, including the Demotte-KV Rotary Club and the Jasper Newton Foundation. Cetera Investment Advisers LLC is an SEC-registered firm that provides a range of investment and retirement services through a nationwide network of independent advisors. The firm serves a diverse client base including individuals, employer-sponsored retirement plans, corporate, charitable, and institutional clients, offering access to multiple portfolio management options and third-party managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Alexea M

Series 63, Series 65

De Motte, IN

Thrivent Investment Management

Alexea Martin is a financial advisor with Thrivent Investment Management and holds Series 63 and Series 65 designations. Alexea has been with Thrivent since 2025 and has prior work experience in the restaurant industry. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients, focusing on holistic, goal-based financial planning without discretionary trading authority.

Business ownership considerations
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