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Norma Sims

Advisor at OSAIC

Updated today

Location

Demotte, IN 46310

Credentials

Series 63, Series 65

Industry experience

24 years

About

Norma Sims is a financial advisor at Osaic with 24 years of industry experience. She holds Series 63 and Series 65 licenses and has previously worked at Securities America Advisors, Securities America, Inc., and JP Morgan Chase Bank. Outside of her advisory role, she volunteers with Rotary International, participates in community events, serves on a scholarship committee for the Jasper Newton Foundation, and teaches financial literacy to elementary school students through Junior Achievement. Osaic Wealth, Inc. is an SEC-registered investment adviser and FINRA member broker-dealer that serves a diverse client base, including individual investors, pension plans, corporations, and charitable organizations. The firm utilizes a comprehensive investment process combining risk-tolerance assessments with portfolio optimization tools and offers access to a wide range of investment products and third-party managers.

Client services

Based on OSAIC

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on OSAIC

Annuities

Occupation focus

Based on OSAIC

Founder/Business Owner Executive Retired

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Fee options

Fixed

Fixed or flat fees for financial planning and consulting services generally up to $25,000, can exceed for high net worth individuals; Non-Discretionary Investment Advisory Services fixed fees from $500 to $15,000; Retirement Plan Consulting Services fixed fees from $1,000 to $100,000.

Percentage

$0 - $5,500: Negotiable, varies by Advisory Representative and program $5,500 - $10,000: Negotiable, varies by Advisory Representative and program $10,000+: Negotiable, varies by Advisory Representative and program

Commissions

Advisory Representatives may receive commissions as registered representatives or insurance agents for securities or insurance product sales outside advisory accounts.

Project-based

$0 - $750 per hour for financial planning and consulting services, Non-Discretionary Investment Advisory Services, and Retirement Plan Consulting Services.

Other

Account minimum: $5,500 to $10,000 depending on program Fee-only: Advisory fees negotiated individually by Advisory Representatives; often asset-based fees with wrap or non-wrap structures; fees can be up to 3% annually for Plan Participant Retirement Program; fee schedules vary by program and Advisory Representative.

Location

210 South Halleck Street

Demotte, IN 46310

Most active in

Indiana

Work history

OSAIC

2024 - Present (2 years)

Securities America Advisors

2019 - 2024 (5 years)

Securities America, Inc.

2018 - 2024 (6 years)

JP Morgan Chase Bank, NA

2015 - 2018 (3 years)

JP MORGAN securities llc

2015 - 2018 (3 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Options & derivatives strategies
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Series 63, Series 65

Demotte, IN

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Series 63, Series 65

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Business ownership considerations
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