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Orlando Marcelino Diaz

Advisor at Mendham Capital Management, Inc. — Basking Ridge, NJ

Updated today

Credentials

Series 66

Experience

5 years

Location

Basking Ridge, NJ 07920

Mendham Capital Management, Inc. logo

Mendham Capital Management, Inc.

Team

Total advisors

5

Across 2 offices

Clients per advisor

0 Very Low

Avg AUM per client

—

HNW client ratio

—

About

Orlando Diaz is a financial advisor at Mendham Capital Management, Inc. with five years of industry experience. He holds a Series 66 designation and has previously worked at Raymond James Financial Services Advisors, Inc. and the University of Rhode Island. Mendham Capital Management, Inc. provides financial planning and consulting services to individuals, trusts, estates, charitable organizations, corporations, and other business entities. The firm focuses on non-discretionary advice and coordination with clients’ other professional advisors, offering services through hourly, flat-fee, and annual retainer arrangements without managing client assets directly.

Client services

Based on Mendham Capital Management, Inc.

Financial planning Educational seminars or workshops General consulting services/seminars

Expertise

Based on Mendham Capital Management, Inc.

General retirement planning

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Fee options

Fixed

Flat fees of $500 for certain services (e.g., paperwork processing up to 10 hours, cost basis accounting up to 5 hours)

Commissions

Advisers are also registered representatives earning commissions on securities and insurance products sold through Raymond James Financial Services, Inc.

Project-based

Typically $100 to $300 per hour for financial planning services, $150 per hour for additional time beyond flat fee service hours

Subscriptions

Annual retainer fee of $495 per year, payable in advance, for ongoing financial planning and maintenance services

Other

Account minimum: $1,000 Minimum fee: Minimum $1,000 prepayment for financial planning services Fee-only: Hourly financial planning fees range from $100 to $300, negotiable; flat fees for specific services such as $500 for paperwork processing/estate administration (up to 10 hours), $500 for cost basis accounting (up to 5 hours)

Location

See office

Basking Ridge, NJ

180 Mount Airy Road, Suite 208

Basking Ridge NJ 07920

Advisors at this office

4

Most active in

Connecticut · New Jersey

Work history

5 years of industry experience

Raymond James Financial Services Advisors, Inc.

2021 - Present • 5 years

Baskin Ridge, NJ

Mendham Capital Management-RJFS

2021 - Present • 5 years

Basking Ridge, NJ

Mendham Capital Management, Inc.

2020 - 2022 • 2 years

Basking Ridge, NJ

Raymond James Financial Services, Inc.

2020 - Present • 6 years

Basking Ridge, NJ

University of Rhode Island

2019 - 2020 • 1 year

Kingston, RI

Water''s Edge Resort and Spa

2019 - 2019 • 1 year

Westbrook, CT

Owenego Country Club

2019 - 2019 • 1 year

Branford, CT

University of Rhode Island

2018 - 2019 • 1 year

Kingston, RI

Water''s Edge Resort and Spa

2018 - 2018 • 1 year

Westbrook, CT

University of Rhode Island

2017 - 2018 • 1 year

Kingston, RI

Camp Hazen YMCA

2017 - 2017 • 1 year

Chester, CT

Polo Ralph Lauren

2017 - 2017 • 1 year

Clinton, CT

Guilford High School

2013 - 2017 • 4 years

Guilford, CT

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Tomas G

CFP®, Series 66, CIMA®, CPWA®

Summit, NJ

Beacon Hill Private Wealth LLC

Tomas Geoghegan is a CFP® and Series 66–registered financial advisor with 23 years of industry experience. He has been with Beacon Hill Private Wealth LLC since 2016, where he is the sole advisor. The firm provides comprehensive wealth management and planning services to individuals, high-net-worth families, trusts, institutions, and businesses. Beacon Hill employs an evidence-based, largely passive investment approach focused on global diversification, modest factor tilts, and high-quality fixed income to manage portfolio volatility, and it offers distinctive pension-consulting services including plan investment platform analysis and participant education.

Retirement income strategy Wealth management Tax-loss harvesting RSUs / ISOs / NSOs Retirement withdrawal strategies Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Mid-Career Professionals
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Brian A

Series 7, Series 66

Parsippany, NJ

Comprehensive Wealth Services, LLC

Brian Amato is a financial advisor with LPL Financial, holding a Series 66 designation and 24 years of industry experience. His prior roles include positions at Lebenthal Global Advisors LLC, Cadaret, Grant & Co., Inc., and American Investment Planners LLC. He is also involved in tax preparation and accounting through American Taxes Inc. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a range of investment solutions supported by an in-house research team and accommodates both advisory and brokerage needs through a large network of investment adviser representatives.

Passive / index investing Retirement income strategy Social Security optimization General tax planning Active portfolio management Founder/Business Owner
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Timothy M

CFP®, Series 66

Martinsville, NJ

Condor Capital Wealth Management

Timothy Moran is a CFP® and Series 66-licensed financial advisor at Condor Capital Wealth Management with 11 years of industry experience. He has previously worked at Investors Bank/Citizens, Allied Wealth Partners, Prestige Wealth Management Group, Wells Fargo Bank, PNC Investments, and Edward Jones. Moran is based in Martinsville, NJ and has been with Condor since 2023. Condor Capital Wealth Management serves individuals, business entities, trusts, pension and profit-sharing plans, estates, and charitable organizations. The firm offers discretionary and non-discretionary portfolio management, financial planning, and consulting using a fee-only investment approach that includes equities, fixed income, mutual funds, ETFs, and alternative strategies such as direct indexing and cryptocurrency exposure under adviser oversight.

Private / alternative investments ESG / Sustainable investing Tax-loss harvesting Income planning
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Christopher C

CFP®, Series 63, Series 66

Florham Park, NJ

Raymond James & Associates

Christopher Conway is a CFP® professional with 18 years of industry experience, currently serving as a financial advisor at Raymond James & Associates since 2016. Prior to this, he worked at Deutsche Bank Securities Inc. from 2014 to 2016. Raymond James & Associates provides financial planning and investment consulting through its Wealth Advisory Services Program to a diverse client base, including individuals, retirement plans, corporate and charitable entities, and government clients. The firm also offers wrap fee advisory programs and institutional consulting with a focus on public finance and municipal work.

General retirement planning General estate planning guidance College savings (529s, UTMA, etc.) General tax planning Wealth management Founder/Business Owner Retired Executive Doctor or Medical Professional Real Estate Professional Young Professionals HENRY (High Earners, Not Rich Yet) Approaching retirement Retired Established Professionals
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Damian M

Series 63, Series 65

North Plainfield, NJ

Hillgate Financial, LLC

Damian Mbadugha is the sole advisor at Hillgate Financial, LLC, a New Jersey-registered investment adviser. He holds Series 63 and Series 65 licenses and has 13 years of industry experience. In addition to his advisory role, he is registered as a commodities trading advisor, and works as an insurance agent and tax preparer, focusing on research during weekends. Hillgate Financial provides discretionary investment supervisory services to individuals, trusts, and estates, applying modern portfolio theory to build diversified portfolios primarily using passively managed funds and ETFs. The firm emphasizes tax-aware strategies and manages a historically significant asset base with a focus on individualized client portfolios.

Passive / index investing
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Stephen H

Series 63, Series 65

Madison, NJ

Hanley Capital Management, LLC

Stephen Hanley is the principal and sole advisor at Hanley Capital Management, LLC in Madison, NJ, with 16 years of industry experience. He holds Series 63 and Series 65 licenses and has operated Hanley Capital Management since 2009. Hanley Capital Management provides investment advisory and discretionary portfolio management services primarily to individual clients, focusing on ongoing portfolio management with an emphasis on municipal and fixed-income strategies derived from the principal's extensive background as a municipal bond trader.

Passive / index investing
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