Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63, Series 66
Experience Industry experience
35 years
Location
Grand Lake, CO
Raymond James Financial
Institution
Patricia Kaplan is a financial advisor at Raymond James Financial with 35 years of industry experience. She has held positions at JPMorgan Chase Bank, JP Morgan Securities, and Merrill prior to joining Raymond James. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to a broad client base including individual and high-net-worth clients, pension plans, corporations, and institutional clients. The firm offers non-discretionary planning tailored to client goals and supports municipal and public-finance work through unique affiliations.
Based on Raymond James Financial
Based on Raymond James Financial
Fixed (flat) dollar fees for planning services offered.
Commissions may be charged for transaction-related services through affiliated broker-dealer RJFS; also receive commissions as insurance agent for insurance services.
Hourly fees for planning and/or investment consultation services generally up to $400 per hour.
Fee-only: Hourly fees up to $400 per hour; fixed (flat) dollar fees also offered; percentage of assets under advisement fees not to exceed 2.25% annually for investment consulting services; fees negotiable.
Grand Lake, CO
Grand Lake CO
Advisors at this office
1
Colorado
35 years of industry experience
Raymond James Financial Services Advisors, INC
2026 - Present • 1 year
Grand Lake, CO
Raymond James Financial Services, INC
2026 - Present • 1 year
Grand Lake, CO
Raymond James & Associates, INC
2025 - 2025 • 1 year
Grand Lake, CO
JPMorgan Chase BAnk, N.A.
2017 - 2025 • 8 years
Denver, CO
JP Morgan Securities LLC
2017 - 2025 • 8 years
Denver, CO
unemployed
2016 - 2017 • 1 year
Littleton, CO
Merrill
2007 - 2015 • 8 years
CO
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Series 65
Granby, CO
Headwaters Financial Planning, LLC
Meaghan Brugge is a Series 65-licensed financial advisor with two years of experience. She is the sole advisor at Headwaters Financial Planning, LLC, located in Granby, Colorado. Prior to founding the firm, Brugge worked at Winter Park Resort for nine years. Headwaters Financial Planning, LLC serves a small client base of individuals, high-net-worth individuals, and business entities, offering discretionary asset management, hourly financial planning, and retirement-plan advisory services. The firm employs fundamental analysis and modern portfolio theory to build diversified portfolios tailored to client objectives and risk tolerances, and provides ERISA 3(21) services to workplace retirement plans.
Series 66
Granby, CO
Edward Jones
Emily Trainor is a Series 66 licensed financial advisor with Edward Jones, based in Granby, CO, and has two years of industry experience. Prior to joining Edward Jones, she worked at Swift Communications, Grand County Government, Sky-Hi News, and Summit Daily News. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a variety of investment strategies and advisory services supported by a large nationwide network of financial advisors and branch offices.
Series 66
Granby, CO
Edward Jones
Ea Moulton is a Series 66 licensed financial advisor at Edward Jones in Granby, Colorado, with 11 years of industry experience. She has been with Edward Jones since 2016. Outside of her advisory role, she is a part-owner of Sabina Jewelry, a business she co-founded with her sister, and owns an online retail LLC selling products on Amazon and Walmart. Edward Jones is a full-service wealth management firm serving over four million clients, including individual and institutional investors. The firm offers a range of advisory programs, managed solutions, and affiliated investment products, and operates under a fiduciary standard.
Series 66
Granby, CO
Edward Jones
Rebecca Glover is a financial advisor at Edward Jones with 14 years of industry experience. She holds the Series 66 designation and has been with Edward Jones since 2011. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients with approximately $1.01 trillion in assets under management. The firm offers a range of advisory programs and investment strategies supported by a large nationwide network of financial advisors and branch offices.
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