user avatar

Peter Alan Gaines

Advisor at Integrated Wealth Concepts LLC — Chatham, MA

Updated today

Credentials

ChFC®, Series 63

Experience

46 years

Location

Chatham, MA

Integrated Wealth Concepts LLC logo

Integrated Wealth Concepts LLC

Enterprise

Total advisors

481

Across 193 offices

Clients per advisor

61 Typical

Avg AUM per client

$781,916 High

HNW client ratio

36% High

About

Peter Gaines is a ChFC® credentialed financial advisor with 46 years of industry experience. He has been with Integrated Wealth Concepts LLC since 2016 and previously worked at Osaic FA, Inc. from 2006 to 2016. Gaines serves as a co-auditor on the board of the Monomoy Yacht Club, a nonprofit organization in Chatham, MA, and is active on the local Cemetery Commission. Integrated Wealth Concepts LLC supports individuals, families, trusts, estates, businesses, and retirement plans through a network of independent advisors. The firm offers discretionary investment management, financial planning, and family office services, utilizing customized portfolios with a long-term investment approach and oversight of third-party managers.

Client services

Based on Integrated Wealth Concepts LLC

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on Integrated Wealth Concepts LLC

Retirement income strategy Active portfolio management Wealth management

Occupation focus

Based on Integrated Wealth Concepts LLC

Founder/Business Owner Executive

Not sure if this advisor is right for you?

Answer a few questions to see advisors matched to you.

Fee options

Fixed

Fixed fees for financial planning and family office services, negotiated based on service complexity.

Percentage

$0 - $1,499,999: 0.20% $1,500,000 - $2,999,999: 0.18% $3,000,000+: 0.15%

Commissions

Advisory persons may receive separate commissions for securities and insurance sales; clients under no obligation to use them.

Project-based

Hourly rates for financial planning services, negotiated based on complexity.

Other

Account minimum: $2,500 Fee-only: Fee-only investment advisory fees based on assets under management, typically up to 2.25% annually, negotiable and customized by advisor.

Location

See office

Chatham, MA

Chatham MA

Advisors at this office

1

Most active in

Massachusetts

Work history

46 years of industry experience

Integrated Wealth Concepts LLC

2016 - Present • 10 years

Chatham, MA

LPL Financial

2016 - Present • 10 years

Chatham, MA

Osaic FA, Inc.

2006 - 2016 • 10 years

Waltham, MA

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

Carey R

Series 63, Series 66

Brewster, MA

Carey S. Roebuck Financial Services, LLC

Carey Roebuck is the sole advisor at Carey S. Roebuck Financial Services, LLC, an independent firm based in Brewster, MA. He holds Series 63 and Series 66 licenses and has 18 years of industry experience. Roebuck has operated his own advisory firm since 2015. The firm provides portfolio management and investment advice to individuals, corporations, businesses, and high-net-worth clients, managing approximately $5.54 million in assets across 36 discretionary accounts. Its investment approach combines charting, fundamental, technical, and cyclical analysis, utilizing strategies such as long- and short-term purchases, active trading, option writing, and investments in ETFs and ETNs.

Active portfolio management Options & derivatives strategies
user avatar

Luke K

Series 65

Chatham, MA

Kearing Capital LLC

Luke Kearing is the sole advisor at Kearing Capital LLC in Chatham, MA, holding a Series 65 designation. He has one year of industry experience, having founded Kearing Capital in 2026 after five years at Chatham Bars Inn and 16 years in a prior role. Kearing Capital provides discretionary investment management using a specialized equity index options strategy focused on broad-market indices such as the S&P 500 and Euro Stoxx 50. The firm serves clients who meet options and margin approval requirements and uses quantitative, volatility, and options-pricing analysis combined with risk and collateral management in its high-risk, concentrated options approach.

Options & derivatives strategies Active portfolio management

Vincent R

CFP®

South Dennis, MA

Pier 42 Advisors

At Pier 42 Advisors, we understand that successful wealth planning is about more than just plugging numbers into a formula and generating a generic plan. Instead, it’s about taking the time to understand your specific needs and the “why” behind your motivations. Our goal is to serve as your trusted partner by working alongside you to incorporate your values, emotions, concerns and motivations into a tailored financial plan to guide your actions. By focusing primarily on building relationships, trust and understanding, we are better able to help you achieve your version of financial success, whatever that may be.

General retirement planning Retirement income strategy Wealth management Founder/Business Owner Baby Boomers (Born 1946-1964)
user avatar

Joseph W

CFA®

East Dennis, MA

J. Williams Wealth Management, LLC

Joseph Williams is a CFA® charterholder with 21 years of industry experience. He is the sole advisor at J. Williams Wealth Management, LLC, an independent firm based in East Dennis, MA. In addition to his advisory work, he is a partner in a home-based bed and breakfast business, Mermaid Cottage, where he participates in hosting and managing the business. J. Williams Wealth Management provides portfolio management and investment advice to individual clients, employing a tactical asset-allocation strategy that adjusts equity and bond allocations based on market cycles. The firm consolidates clients’ accounts into a single portfolio and uses a scoring system to evaluate investments, offering both discretionary and non-discretionary services with a focus on a small client base.

Active portfolio management
user avatar

Harry B

CFA®, Series 63, Series 65

Dennis, MA

Harry S. Bower, LLC

Harry Bower is the sole advisor at Harry S. Bower, LLC, an independent firm based in Dennis, MA. He holds the CFA® designation along with Series 63 and Series 65 licenses and has 17 years of industry experience. He has led his firm since 2006. Harry S. Bower, LLC provides non-discretionary investment consulting to individuals, trusts, estates, and charitable organizations, focusing on portfolio construction, equity market conditions, and asset allocation. The firm emphasizes large-cap domestic and international equities and investment-grade fixed income, and advises on complex strategies such as options and derivatives without discretionary trading authority.

Active portfolio management Options & derivatives strategies
user avatar

Gregory B

Series 65, Series 63

South Chatham, MA

Norcross Capital Management LLC

Gregory Barry is a financial advisor at Norcross Capital Management LLC with two years of industry experience. He previously worked at Wellington Management Company LLP for eleven years. Norcross Capital Management provides discretionary portfolio management exclusively for individual and high-net-worth clients. The firm employs a value-oriented, absolute-return, bottom-up investment approach and focuses on a very small client base for individualized account handling.

Active portfolio management Options & derivatives strategies Concentrated stock management
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")