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Philip James Ambrose

Advisor at Calton & Associates, Inc. — Thomasville, GA N Broad Street

Updated today

Credentials

CFP®, Series 63, Series 65

Experience

8 years

Location

Thomasville, GA 31792

Calton & Associates, Inc. logo

Calton & Associates, Inc.

Multi-team

Total advisors

132

Across 84 offices

Clients per advisor

38 Low

Avg AUM per client

$286,773 Very Low

HNW client ratio

6% Low

About

Philip Ambrose is a CFP® professional with seven years of experience in financial advisory. He is currently with Calton & Associates, Inc., where he has worked since 2019. Prior to that, he held roles at NYLIFE Securities, LLC, New York Life Insurance Co., Big Oak Benefits Group, and Silvis, Ambrose, Lindquist, and Coch PC. Ambrose is also involved in managing employee benefit programs and operates Ambrose Financial Group, LLC. Calton & Associates serves individual investors, retirement plans, trusts, estates, and other retail clients by providing portfolio management, fee-based financial planning, retirement plan consulting, and access to third-party money managers. The firm offers both discretionary and non-discretionary management options across multiple program structures and combines commission-based product sales with asset-under-management fees.

Client services

Based on Calton & Associates, Inc.

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Based on Calton & Associates, Inc.

Wealth management Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy

Occupation focus

Based on Calton & Associates, Inc.

Executive Founder/Business Owner

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Fee options

Fixed

Financial planning services may be charged a flat fee, negotiable; retirement plan consulting may be charged a flat fee up to $50,000

Percentage

Up to 2.60% annually (negotiable by client and IAR)

Commissions

Commission charged on securities and insurance products purchased and sold; separate from advisory fees

Project-based

Financial planning and retirement plan consulting services may be charged hourly up to $500/hour

Performance-based

Performance-based fees charged for certain clients generally with net worth over $2,200,000 or at least $1,100,000 assets; fixed fee up to 25% of account balance quarterly in advance plus performance fee up to 10% of net increase charged quarterly in arrears

Other

Account minimum: $50,000 Fee-only: Investment advisory fees based on assets under management up to 2.60%, negotiable; financial planning fees charged as flat fee or hourly, negotiable; retirement plan consulting fees charged as flat fee, AUM percentage (up to 1.5%), or hourly (up to $500/hour)

Location

See office

Thomasville, GA N Broad Street

312 N Broad Street

Thomasville GA 31792

Advisors at this office

2

Most active in

Georgia

Work history

8 years of industry experience

Calton & Associates, Inc.

2019 - Present • 7 years

Tallahassee, FL

NYLIFE Securities, LLC

2018 - 2019 • 1 year

Macon, GA

New York Life Insurance Co.

2018 - 2019 • 1 year

Macon, GA

Big Oak Benefits Group

2015 - 2018 • 3 years

Thomasville, GA

Silvis, Ambrose, Lindquist, and Coch PC

2015 - 2017 • 2 years

Thomasville, GA

Southeastern University

2007 - Present • 19 years

Lakeland, GA

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Fred J

Series 66

Thomasville, GA

Wiregrass Asset Management

Fred Jones is a financial advisor with Wiregrass Asset Management in Thomasville, GA, holding a Series 66 designation and 25 years of industry experience. He has worked with Wiregrass Investment Management LLC since 2016 and has been affiliated with LPL Financial since 2015. Outside of his advisory work, he is associated with a family farm business for tax and investment purposes. Wiregrass Asset Management provides wealth management, discretionary investment management, financial planning, and retirement-plan advisory services to a diverse client base including individuals, families, trusts, charitable organizations, and corporations. The firm employs a fundamental, value-oriented investment approach through proprietary model portfolios and manages both discretionary and non-discretionary accounts.

Wealth management Active portfolio management Retirement plans for business owners (SEP, solo 401k)
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John P

Series 65

Thomasville, GA

MMHP Investment Advisors

John Parker is a Series 65-licensed financial advisor with 22 years of industry experience, currently serving at MMHP Investment Advisors since 2008. Prior to this, he worked at Parkway Wealth Management, LLC and Joseph Parker & Company Inc. MMHP Investment Advisors focuses on discretionary investment management, portfolio monitoring, and financial planning primarily for individual and high-net-worth clients. The firm manages approximately $435 million in discretionary assets across 336 accounts, developing individualized investment plans that utilize both fundamental and technical analysis.

Wealth management Active portfolio management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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David M

Series 63, Series 65

Thomasville, GA

MMHP Investment Advisors

David Middleton is a financial advisor at MMHP Investment Advisors in Thomasville, GA, holding Series 63 and Series 65 licenses with 23 years of industry experience. He has been with Murphy Investment Management Company since 1995. MMHP Investment Advisors provides discretionary portfolio management, portfolio monitoring using selected third-party managers, and financial planning primarily for individual and high-net-worth clients. The firm manages approximately $404 million across about 360 accounts with a two-advisor platform, focusing on customized asset allocation and both fundamental and technical analysis.

Wealth management Active portfolio management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Kathy B

Series 63, Series 65, Series 66

Thomasville, GA

AMB Wealth, LLC

Kathy Bartlett is a financial advisor with AMB Wealth, LLC, holding Series 63, 65, and 66 licenses and bringing 24 years of industry experience. Her career includes roles at SunTrust Advisory Services and Truist Investment Services, spanning over a decade before joining AMB Wealth. Bartlett is also a licensed real estate sales associate in Florida and serves as Vice-President and Treasurer of Bartlett Real Estate, a residential real estate brokerage. AMB Wealth serves individual and institutional clients with discretionary portfolio management, financial planning, and access to alternative investments. The firm’s investment approach combines fundamental and technical analysis with tailored account management, overseen by a Chief Investment Strategist and a Portfolio Management Committee.

Private / alternative investments Real estate investing
user avatar

Miron A

Series 63, Series 65

Thomasville, GA

AMB Wealth, LLC

Miron Allen Jr. is a financial advisor with AMB Wealth, LLC, holding Series 63 and Series 65 licenses and bringing 40 years of industry experience. He has been with Allen, Mooney and Barnes Brokerage Services since 2006 and Allen, Mooney and Barnes Investment Advisors since 2004. Outside of his advisory work, he serves as co-trustee for the Parker Poe Charitable Trust and is involved as chairman of Southern Lodging, an operating company for hotels. AMB Wealth serves individual clients, including high-net-worth individuals, as well as institutional clients such as corporate pension and profit-sharing plans, foundations, endowments, municipalities, trusts, and corporations. The firm offers discretionary portfolio management, financial planning, consulting, and access to alternative investments, with an investment process overseen by a Chief Investment Strategist and Portfolio Management Committee that integrates fundamental and technical analysis.

Private / alternative investments Real estate investing
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Vann P

CFP®, Series 63, Series 65

Thomasville, GA

AMB Wealth, LLC

Vann Pitts is a CFP® professional with eight years of industry experience, currently serving as an advisor at AMB Wealth, LLC. He has been with the Allen, Mooney and Barnes group since 2018, including five years specifically with the investment advisory team. Outside of his advisory role, Pitts directs travel baseball tournaments and hosts a podcast called ITG Next. AMB Wealth serves individual and institutional clients, including high-net-worth individuals, corporate pension plans, and foundations. The firm provides discretionary portfolio management, financial planning, and access to alternative investments, utilizing a process that combines fundamental and technical analysis tailored to client objectives.

Private / alternative investments Real estate investing
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