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Randy Bochniak

Advisor at Cetera

Updated today

Location

Quakertown, PA 18951

Credentials

Series 63

Industry experience

24 years

About

Randy Bochniak is a financial advisor with Cetera, holding a Series 63 designation and 24 years of industry experience. He has been with Cetera and its affiliated entities since 2004 and also operates Randy S Bochniak & Associates, Inc. DBA Bochniak Financial Strategies, where he provides accounting and CPA services. Cetera Investment Advisers serves a diverse client base including individual, high-net-worth, institutional, and retirement-plan clients through a large network of independent advisors. The firm offers a range of portfolio management, financial planning, and fiduciary solutions supported by both advisor-managed accounts and firm-sponsored model portfolios.

Client services

Based on Cetera

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on Cetera

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy

Occupation focus

Based on Cetera

Founder/Business Owner Executive Retired

Demographic focus

Based on Cetera

HENRY (High Earners, Not Rich Yet) Approaching retirement

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Fee options

Fixed

Flat fees for financial planning and consulting negotiated with client

Percentage

$0 - $250,000: Up to 2.75% $250,001 - $500,000: Up to 2.50% $500,001 - $750,000: Up to 2.00% $750,001 - $1,000,000: Up to 1.75% $1,000,001 - $2,000,000: Up to 1.50% $2,000,001 - $5,000,000: Up to 1.25% $5,000,001+: As low as 0.75% (varies by program)

Project-based

Hourly consulting and financial planning rates negotiated with client

Other

Account minimum: $5,000 Minimum fee: Minimum program fees ranging from $99 to $199 annually depending on program Fee-only: Flat or hourly fees for financial planning and consulting services, negotiated case-by-case

Location

550 California Rd, Suite 4

Quakertown, PA 18951

Most active in

Pennsylvania

Work history

Cetera

2011 - Present (15 years)

Cetera financial specialists LLC

2004 - Present (22 years)

Randy S Bochniak & Assoc, Inc DBA Bochniak Financial Strategies

2003 - Present (23 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Edward Komito is the sole advisor at Elk Capital Advisors, LLC in Allentown, PA, holding a Series 66 designation with 23 years of industry experience. He has led Elk Capital Advisors since 2011 and also operates ELK Financial Investments, a financial advisory and consulting business. Outside of financial services, he owns Elk Capital Expeditors, LLC, a logistics and expediting company. Elk Capital Advisors LLC is a state-registered independent firm providing continuous asset management and portfolio supervision for individuals, high-net-worth clients, trusts, and certain corporate or business entities. The firm offers discretionary portfolio management with an emphasis on individualized service, including suitability assessments, investment restrictions, and active monitoring.

Options & derivatives strategies Annuities
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Doylestown, PA

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Retirement income strategy Active portfolio management
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Tax-loss harvesting Wealth management Passive / index investing Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Executive
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Series 63, Series 65

Doylestown, PA

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Active portfolio management Options & derivatives strategies
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Annuities Wealth management Retirement income strategy Active portfolio management
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Yunfei Z

CFA®

Doylestown, PA

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Yunfei Zhou is a CFA® charterholder and the sole advisor at Infinite Spring Asset Management with two years of industry experience. Prior to founding the firm, Zhou was self-employed and held a position at the University of Southern California. Infinite Spring Asset Management provides discretionary investment management services to individuals, trusts, estates, charitable organizations, and endowment funds. The firm employs a conservative, value-oriented approach focused on bottom-up fundamental analysis to identify undervalued securities and manages portfolios on a discretionary basis within client guidelines.

Active portfolio management Wealth management
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