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Randy Austin Wilcox

Advisor at Berthel, Fisher & Company Financial Services, Inc. — Cedar Rapids, IA

Updated today

Credentials

Series 63, Series 65

Experience

25 years

Location

Cedar Rapids, IA 52402-7101

Berthel, Fisher & Company Financial Services, Inc. logo

Berthel, Fisher & Company Financial Services, Inc.

Multi-team

Total advisors

71

Across 52 offices

Clients per advisor

47 Low

Avg AUM per client

$265,151 Very Low

HNW client ratio

1% Very Low

About

Randy Wilcox is a financial advisor with Berthel Fisher & Company Financial Services, Inc., holding Series 63 and Series 65 licenses and with 25 years of industry experience. He has been with Berthel Fisher & Company Financial Services since 2014 and has held officer roles in affiliated companies including BFC Planning and Securities Management & Research. Berthel Fisher & Company Financial Services provides investment advisory and financial planning services primarily to individual and high-net-worth clients. The firm manages approximately $906 million in client assets and offers a variety of investment platforms and management strategies tailored to client needs.

Client services

Based on Berthel, Fisher & Company Financial Services, Inc.

Financial planning Portfolio management Selection of other advisers

Expertise

Based on Berthel, Fisher & Company Financial Services, Inc.

Concentrated stock management Options & derivatives strategies Real estate investing Tax-loss harvesting

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Fee options

Fixed

Fixed fees for financial planning services generally range from $100 to $15,000, agreed upon in advance.

Percentage

Up to 2.5% annually (negotiable, varies by IAR and program)

Commissions

Commissions charged when clients implement investment recommendations through affiliated broker-dealer; IAR may receive commissions for securities and insurance products.

Project-based

Hourly fees for financial planning and consulting services range from $150 to $400 per hour depending on IAR.

Other

Account minimum: $25,000 Fee-only: Financial planning fees charged as fixed fees (ranging from $100 to $15,000) or hourly fees ($150 to $400 per hour) depending on IAR and services provided.

Location

See office

Cedar Rapids, IA

4201 42nd Street NE, Suite 100

Cedar Rapids IA 52402-7101

Advisors at this office

9

Most active in

Iowa

Work history

25 years of industry experience

Berthhel Fisher & Company Financial Services, Inc.

2014 - Present • 12 years

Cedar Rapids, IA

Securities Management & Research, Inc.

2012 - Present • 14 years

Cedar Rapids, IA

Bfc Planning

2011 - Present • 15 years

Cedar Rapids, IA

Berthel Fisher & Company

2006 - 2018 • 12 years

Marion, IA

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Ethan B

Series 65, CRPC®

Cedar Rapids, IA

Iowa Retirement Benefits & Solutions

Ethan Ball is a financial advisor with Coppell Advisory Solutions LLC, holding a Series 65 designation and three years of industry experience. He has worked at Iowa Retirement Benefits since 2021, where he serves as Founder & Senior Advisor. Coppell Advisory Solutions LLC, operating as Fusion Investment Advisors, provides discretionary portfolio management and financial planning services to individuals, pension plans, trusts, estates, and corporate clients. The firm employs a tailored investment process using internally developed and independent asset allocation models, combining fundamental and technical analysis to manage client portfolios.

Retirement income strategy Roth conversion strategy Retirement withdrawal strategies Tax-loss harvesting General retirement planning University Employee Engineering Professional Executive Approaching retirement Retired Gen X (Born 1965-1980)

Keenan R

Series 65

Cedar Rapids, IA

Iowa Retirement Benefits & Solutions

Keenan Redfearn is a financial advisor at Coppell Advisory Solutions LLC with one year of industry experience. He holds a Series 65 designation and works at Iowa Retirement Benefits and Solutions. In addition to his advisory role, Mr. Redfearn is an insurance agent, utilizing various insurance products to further assist clients. Coppell Advisory Solutions LLC serves individuals, pension and profit-sharing plans, trusts, estates, and corporate clients with discretionary portfolio management and financial planning services. The firm uses a tailored investment process incorporating both fundamental and technical analysis, offering an open-architecture platform that includes a range of asset types and ongoing portfolio supervision.

Retirement income strategy Active portfolio management Income planning Social Security optimization Medicare planning Executive Founder/Business Owner Approaching retirement Retired
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Zachary B

Series 65

Cedar Rapids, IA

Iowa Retirement Benefits & Solutions

Zachary Brotzman is a financial advisor at Coppell Advisory Solutions LLC with a Series 65 designation and experience working in the financial services industry since 2016. Prior to joining Coppell Advisory Solutions in 2025, he worked at Iowa Retirement Benefits and Solutions and Bankers Life and Casualty. Outside of investment advisory, he is involved in selling insurance and annuity products through Iowa Retirement Benefits and Solutions. Coppell Advisory Solutions LLC serves individuals, pension and profit-sharing plans, trusts, estates, and corporate clients with discretionary portfolio management and financial planning services. The firm employs a tailored investment approach using internally developed or independent asset allocation models and implements strategies consistent with client goals.

Retirement income strategy General estate planning guidance Cash flow / budgeting Social Security optimization Long-term care insurance Executive Founder/Business Owner Retired University Employee Approaching retirement Retired
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Lance M

Series 65

Marion, IA

Lexington Capital, LLC

Lance McDonald is a financial advisor at Lexington Capital, LLC, holding a Series 65 designation with nine years of industry experience. He has been with Lexington Capital since 2011. Additionally, he is a licensed insurance agent with an Iowa Life and Health Insurance license. Lexington Capital is an independent advisory firm managing approximately $12.6 million for individuals, high-net-worth clients, charitable organizations, and other advisers. The firm provides portfolio management, financial planning, subadviser services, and participant account management, employing a combination of tactical and strategic asset allocation supported by quantitative and technical analysis.

Active portfolio management General retirement planning
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Riddhiman M

Series 66, Series 65

Cedar Rapids, IA

Ares-Bound Capital

Riddhiman Moharar is a financial advisor at Ares-Bound Capital with six years at the firm and four years of industry experience. He holds Series 66 and Series 65 licenses and previously worked at International Business Machines Corp. for five years. Outside of financial advising, he is involved in an entertainment business. Ares-Bound Capital is an independent advisory firm serving individuals, high-net-worth clients, and small businesses with discretionary portfolio management and personalized financial planning. The firm utilizes tactical asset allocation combined with quantitative and fundamental analysis, managing accounts on a discretionary basis with a solo-advisor model.

Options & derivatives strategies Real estate investing Retirement plans for business owners (SEP, solo 401k)
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Bradley P

Series 65, Series 63

Cedar Rapids, IA

Raindrop Financial, Inc

Bradley Parsons is the sole advisor at Raindrop Financial, Inc., an independent firm based in Cedar Rapids, IA. He holds Series 65 and Series 63 credentials and has 11 years of industry experience. Parsons has maintained a separate career as an optometrist since 2004, serving as president of Bradley C Parsons OD PC. Raindrop Financial offers active investment management focused on options and futures-based trading strategies for pooled and institutional-style accounts. The firm emphasizes short- to intermediate-term market-timed positions, supported by back-testing and model trades executed on the ThinkorSwim platform, targeting professional clients and pooled vehicles.

Options & derivatives strategies Optometrist
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