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Richard Ralph Buller

Advisor at Berthel, Fisher & Company Financial Services, Inc. — Muscatine, IA

Updated today

Credentials

Series 63, Series 65

Experience

29 years

Location

Muscatine, IA 52761

Berthel, Fisher & Company Financial Services, Inc. logo

Berthel, Fisher & Company Financial Services, Inc.

Multi-team

Total advisors

71

Across 52 offices

Clients per advisor

47 Low

Avg AUM per client

$265,151 Very Low

HNW client ratio

1% Very Low

About

Richard Buller is a financial advisor with Berthel Fisher & Company Financial Services, Inc. He holds Series 63 and Series 65 licenses and has 29 years of industry experience. Mr. Buller has been with Berthel Fisher since 2004 and also operates a tax consulting business and serves on the board of the Boy Scouts of America in Burlington, Iowa. Berthel Fisher & Company Financial Services provides investment advisory and financial planning services primarily to individual and high-net-worth clients, managing approximately $906 million in assets. The firm offers a range of investment approaches tailored to client needs, including discretionary and non-discretionary management, with access to various platforms and third-party money managers.

Client services

Based on Berthel, Fisher & Company Financial Services, Inc.

Financial planning Portfolio management Selection of other advisers

Expertise

Based on Berthel, Fisher & Company Financial Services, Inc.

Concentrated stock management Options & derivatives strategies Real estate investing Tax-loss harvesting

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Fee options

Fixed

Fixed fees for financial planning services generally range from $100 to $15,000, agreed upon in advance.

Percentage

Up to 2.5% annually (negotiable, varies by IAR and program)

Commissions

Commissions charged when clients implement investment recommendations through affiliated broker-dealer; IAR may receive commissions for securities and insurance products.

Project-based

Hourly fees for financial planning and consulting services range from $150 to $400 per hour depending on IAR.

Other

Account minimum: $25,000 Fee-only: Financial planning fees charged as fixed fees (ranging from $100 to $15,000) or hourly fees ($150 to $400 per hour) depending on IAR and services provided.

Location

See office

Muscatine, IA

615 Cedar Street Ste A

Muscatine IA 52761

Advisors at this office

1

Most active in

Iowa

Work history

29 years of industry experience

Berthel Fisher & Company Planning, Inc.

2016 - Present • 10 years

Muscatine, IA

Berthel Fisher & Company Financial Services, Inc.

2004 - Present • 22 years

Muscatine, IA

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Mason H

Series 66

Muscatine, IA

Newedge Advisors

Mason Huck is a financial advisor with NewEdge Advisors holding a Series 66 license and 14 years of industry experience. He previously worked at LPL Financial and Securities America Advisors. Outside of his advisory role, he owns Tee & Wills LLC, a business unrelated to investment activities. NewEdge Advisors is an enterprise-scale registered investment adviser serving individuals, pension plans, corporations, trusts, estates, and charitable organizations. The firm offers various portfolio management and consulting services, utilizing a range of program structures and technology tools to support clients and advisors.

Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Rick B

Series 63, Series 65

Muscatine, IA

Principal Financial Services

Rick Bower is a financial advisor with Principal Financial Services in Muscatine, IA, holding Series 63 and Series 65 designations and 19 years of industry experience. He has worked with Principal Securities Inc. since 2016, Retirement Resource Group since 2009, and Principal Life Insurance Company since 2008. Outside of his advisory work, he serves as president of the Muscatine Lions Club, where he oversees community service initiatives including support for those with financial hardship related to eye care and hearing, as well as organizing fundraisers and scholarships. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, offering financial planning, retirement plan consulting, and access to third‑party money manager programs through various advisory and promoter arrangements.

Retired Founder/Business Owner
user avatar

Jakob B

Series 63, Series 66

Muscatine, IA

Principal Financial Services

Jakob Bower is a financial advisor with Principal Financial Services in Muscatine, Iowa, holding Series 63 and Series 66 licenses and bringing 10 years of industry experience. He has worked with Retirement Resource Group since 2017 and has been affiliated with Principal Securities and Principal Life Insurance since 2016. Outside of his advisory role, Bower serves on the board of the Muscatine Chamber of Commerce, participating in local tourism and community event oversight. Principal Securities offers brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and active-duty military personnel. The firm emphasizes financial planning, retirement plan consulting, and access to third-party money manager programs under multiple advisory and promoter arrangements.

Retired Founder/Business Owner
user avatar

Gregory H

Series 63, Series 65

Muscatine, IA

Newedge Advisors

Gregory Huck is a financial advisor with NewEdge Advisors, holding Series 63 and Series 65 credentials and over 33 years of industry experience. He has worked at LPL Financial and Securities America before joining NewEdge Advisors in 2025. NewEdge Advisors is an enterprise-scale registered investment adviser serving individuals, pension plans, corporations, trusts, estates, and charitable organizations through a network of independent representatives. The firm offers a broad range of portfolio management and consulting services, combining in-house manager selection with third-party models and uses technology tools and centralized due diligence to support advisors and clients.

Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Brooke C

Series 66

Muscatine, IA

Principal Financial Services

Brooke Cole is a financial advisor with Principal Financial Services holding a Series 66 designation and one year of industry experience. She has previously worked with the Retirement Resource Group and held roles outside finance at The University of Iowa and local schools. Brooke serves as a camp chair volunteer, coordinating communications to support girls attending camp. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm offers a range of advisory programs, financial planning, and access to third-party asset management solutions, with investment implementation typically managed on a discretionary basis by third-party money managers.

Retired Founder/Business Owner
user avatar

Brett S

Series 66

Muscatine, IA

LPL Enterprise

Brett Samuels is a financial advisor at LPL Enterprise with a Series 66 credential and two years of industry experience. Prior to his current role, he worked with Prudential Insurance Company of America and Pruco Securities LLC. Outside of advising, he maintains active employment in law enforcement and owns a local lawn care business. LPL Enterprise provides investment advisory and brokerage services to a wide range of clients, including individuals, high-net-worth investors, and institutional entities. The firm uses model-driven investment implementation and offers access to third-party asset managers, financial planning, and insurance products through affiliated entities.

Tax-loss harvesting
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