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Richard Mayor Weintraub

Advisor at 1st Financial Investment, Inc. — Clark's Summit, PA

Updated today

Credentials

None found

Experience

3 years

Location

Clark's Summit, PA 18411-1056

1st Financial Investment, Inc. logo

1st Financial Investment, Inc.

Team

Total advisors

6

Across 2 offices

Clients per advisor

3 Very Low

Avg AUM per client

$48,875 Very Low

HNW client ratio

25% Typical

About

Richard Weintraub is an advisor with 1st Financial Investment, Inc. He has over three years of experience in financial advising and previously practiced law for more than two decades as Richard Weintraub, Esq. His background includes roles at Simplicity Group and affiliated entities within the 1st Financial structure. 1st Financial Investment, Inc. provides personalized financial planning and investment management to individuals, pension plans, trusts, estates, and small businesses. The firm employs a core-and-satellite asset-allocation strategy that uses passive index funds and ETFs alongside active management, delivering advice on a non-discretionary basis.

Client services

Based on 1st Financial Investment, Inc.

Financial planning Portfolio management Selection of other advisers Newsletters or periodicals Educational seminars or workshops

Expertise

Based on 1st Financial Investment, Inc.

General tax planning College savings (529s, UTMA, etc.) Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy

Occupation focus

Based on 1st Financial Investment, Inc.

Founder/Business Owner Retired

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Fee options

Percentage

$0 - $24,999.99: 3% $25,000 - $99,999.99: 2.75% $100,000 - $249,999.99: 2.5% $250,000 - $499,999.99: 2.25% $500,000 - $999,999.99: 2% $1,000,000 - $2,499,999.99: 1.75% $2,500,000 - $4,999,999.99: 1.5% $5,000,000 - $9,999,999.99: 1.25% $10,000,000 - $19,999,999.99: 1% $20,000,000 - Negotiable: Negotiable

Project-based

$250 per hour (negotiable)

Other

Fee-only: Financial Planning and Consulting Services: $250 per hour (negotiable)

Location

See office

Clark's Summit, PA

116 North State Street, 1st Floor

Clark's Summit PA 18411-1056

Advisors at this office

3

Most active in

Pennsylvania

Work history

3 years of industry experience

1st Financial Investment, Inc.

2023 - Present • 3 years

Stroudsburg, PA

Simplicity Group

2022 - 2024 • 2 years

Scottsdale, AZ

1st Financial Investments, Inc.

2022 - Present • 4 years

Clark's Summit, PA

1st Financial Safeguard, Co.

2022 - 2024 • 2 years

Stroudsburg, PA

Richard Weintraub, Esq.

2000 - 2024 • 24 years

Stroudsburg, PA

Richard Weintraub, Esq.

1996 - 2019 • 23 years

Baltimore, MD

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Jon F

CFP®, Series 63, Series 65

Blakely, PA

Flynn Financial, LLC

Jon Flynn Sr. is a financial advisor with Flynn Financial, LLC, holding the CFP® designation and Series 63 and 65 licenses, and has 26 years of industry experience. He has been with Flynn Financial since 2011. Outside of his advisory work, he is co-owner of a life insurance business with his wife and serves as president of an LLC that owns his office building. Flynn Financial provides investment advisory and financial planning services to individuals and small businesses, including those sponsoring retirement plans. The firm constructs customized portfolios using a variety of analytical methods and manages accounts with strategies tailored to tax sensitivity, liquidity, and income needs.

Options & derivatives strategies College savings (529s, UTMA, etc.) Retirement income strategy
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Edward G

Series 63, Series 65

Scranton, PA

Northeast Advisory Group, LLC

Edward Gilmartin is a financial advisor with Northeast Advisory Group, LLC in Scranton, PA, holding Series 63 and Series 65 licenses with 34 years of industry experience. Prior to joining Northeast Advisory Group in 2019, he worked at Peoples Security Bank and LPL Financial. He is also involved with Northeast Benefit Administrators, LLC as a benefit consultant and insurance agent. Northeast Advisory Group provides investment advice to individuals, including high-net-worth clients, and retirement plans, offering asset management, consulting, participant education, and referrals to third-party money managers. The firm emphasizes mutual funds and uses the Fi360 Fiduciary Score for due diligence in its investment selection.

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy General retirement planning Founder/Business Owner
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Clare K

Series 66

Clarks Green, PA

Stone Securities Inc.

Clare Kull is a financial advisor at Stone Securities Inc. with 12 years of industry experience. She holds a Series 66 designation and has worked at Leigh Baldwin & Co., LLC since 2013. Stone Securities provides discretionary asset management and investment advice to individuals, trusts, estates, and small corporations. The firm employs an active management approach combining fundamental, technical, and charting analysis, incorporating the CAN SLIM methodology for stock selection, with regular account reviews and discretionary authority across growth, balanced, and bond portfolios.

Active portfolio management Options & derivatives strategies
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Cade B

CFP®, Series 63, Series 65

West Pittston, PA

Park Lane Financial Group LLC

Cade Bekanich is a CFP® with four years of industry experience, currently affiliated with Park Lane Financial Group LLC. His prior roles include positions at LPL Financial and George J. Appel. Bekanich is also a licensed notary in Dunmore, PA. Park Lane Financial Group LLC, founded in 2024, provides discretionary asset management and financial planning to individuals and small business entities. The firm employs methods such as fundamental analysis and Monte Carlo modeling, and it may engage sub-advisors to implement investment strategies.

Retirement income strategy Income planning General estate planning guidance Founder/Business Owner Executive
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Christopher G

Series 63, Series 65

West Pittston, PA

Park Lane Financial Group LLC

Christopher Grudzinski is a financial advisor with Park Lane Financial Group LLC, holding Series 63 and Series 65 designations and possessing 20 years of industry experience. He previously worked at StoneX Advisors Inc and Stonex Securities Inc and has operated Grudzinski Financial Services, LLC since 2008, where he also serves as president. He offers life, annuity, and long-term care insurance products to clients when appropriate. Park Lane Financial Group LLC provides discretionary asset management and financial planning services to individuals and small businesses, managing approximately $11.5 million in assets across 53 client relationships. The firm employs fundamental analysis, Monte Carlo modeling, and cyclical analysis, and may use sub-advisors to implement investment strategies.

Retirement income strategy Income planning General estate planning guidance Founder/Business Owner Executive
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Tanner V

Series 65

West Pittston, PA

Park Lane Financial Group LLC

Tanner Vandermark is a financial advisor at Park Lane Financial Group LLC with a Series 65 credential and two years of industry experience. His career includes roles at Talen Energy and McAdam LLC, and outside of advising, he works as a delivery driver for Door Dash. Park Lane Financial Group LLC provides discretionary asset management and financial planning services to individuals and small businesses. The firm uses fundamental analysis, Monte Carlo modeling, and cyclical analysis in managing portfolios and may employ sub-advisors to execute investment strategies.

Retirement income strategy Income planning General estate planning guidance Founder/Business Owner Executive
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