Richard C Wethington
Advisor at Stephens — Hot Springs, AR
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 66
Experience Industry experience
20 years
Location
Hot Springs, AR 71913
Stephens
Multi-team
Richard Wethington is a financial advisor at Stephens with 20 years of industry experience. He holds the Series 66 designation and has previously worked at firms including Sowell Management, LPL Financial, BEAM Asset Management, and Morgan Stanley. Outside of his advisory role, he serves as treasurer for the HOPE WORKS Job Experience Program and as secretary for the Humane Society of Garland County. Stephens provides investment advisory and wealth management services to a broad range of clients, including individuals, pension plans, foundations, and governmental entities. The firm employs both bottom-up security selection and top-down fixed-income management across various sponsored programs and maintains an integrated broker-dealer and investment banking platform.
Based on Stephens
Fixed fees are charged on a 'per job' basis for certain consulting services; fees negotiated in advance.
Pershing applies markups and markdowns to fixed income transactions; additional commissions charged if trades are directed away from Pershing.
Hourly charges are reported in SEC Part 1 but specific rates not stated clearly in this brochure.
Performance fees are offered to eligible clients, negotiated individually, typically invoiced annually.
Minimum fee: A minimum fee is assessed per account for wrap fee programs.
Hot Springs, AR
161 Television Hill Road
Hot Springs AR 71913
Advisors at this office
5
Arkansas · Texas
20 years of industry experience
Stephens Inc.
2025 - Present • 1 year
Hot Springs, AR
Sowell Management
2022 - 2025 • 3 years
North Little Rock, AR
LPL Financial LLC
2019 - 2022 • 3 years
Hot Springs, AR
BEAM Asset Management
2016 - 2019 • 3 years
Hot Springs, AR
Securities America Inc
2016 - 2019 • 3 years
Hot Springs, AR
LPL Financial
2009 - 2016 • 7 years
AR
Mutual Service Corporation
2008 - 2009 • 1 year
Investment Professionals, INc.
2006 - 2008 • 2 years
Morgan Stanley Dw Inc.
2005 - 2006 • 1 year
Hot Springs, AR
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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