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Richard C Wethington

Advisor at Stephens — Hot Springs, AR

Updated today

Credentials

Series 66

Experience

20 years

Location

Hot Springs, AR 71913

Stephens logo

Stephens

Multi-team

Total advisors

243

Across 38 offices

Clients per advisor

87 High

Avg AUM per client

$672,559 Typical

HNW client ratio

15% Typical

About

Richard Wethington is a financial advisor at Stephens with 20 years of industry experience. He holds the Series 66 designation and has previously worked at firms including Sowell Management, LPL Financial, BEAM Asset Management, and Morgan Stanley. Outside of his advisory role, he serves as treasurer for the HOPE WORKS Job Experience Program and as secretary for the Humane Society of Garland County. Stephens provides investment advisory and wealth management services to a broad range of clients, including individuals, pension plans, foundations, and governmental entities. The firm employs both bottom-up security selection and top-down fixed-income management across various sponsored programs and maintains an integrated broker-dealer and investment banking platform.

Client services

Based on Stephens

Financial planning Portfolio management Pension consulting Selection of other advisers Newsletters or periodicals Educational seminars or workshops

Expertise

Based on Stephens

Private / alternative investments Wealth management

Occupation focus

Based on Stephens

Founder/Business Owner Executive

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Fee options

Fixed

Fixed fees are charged on a 'per job' basis for certain consulting services; fees negotiated in advance.

Commissions

Pershing applies markups and markdowns to fixed income transactions; additional commissions charged if trades are directed away from Pershing.

Project-based

Hourly charges are reported in SEC Part 1 but specific rates not stated clearly in this brochure.

Performance-based

Performance fees are offered to eligible clients, negotiated individually, typically invoiced annually.

Other

Minimum fee: A minimum fee is assessed per account for wrap fee programs.

Location

See office

Hot Springs, AR

161 Television Hill Road

Hot Springs AR 71913

Advisors at this office

5

Most active in

Arkansas · Texas

Work history

20 years of industry experience

Stephens Inc.

2025 - Present • 1 year

Hot Springs, AR

Sowell Management

2022 - 2025 • 3 years

North Little Rock, AR

LPL Financial LLC

2019 - 2022 • 3 years

Hot Springs, AR

BEAM Asset Management

2016 - 2019 • 3 years

Hot Springs, AR

Securities America Inc

2016 - 2019 • 3 years

Hot Springs, AR

LPL Financial

2009 - 2016 • 7 years

AR

Mutual Service Corporation

2008 - 2009 • 1 year

Investment Professionals, INc.

2006 - 2008 • 2 years

Morgan Stanley Dw Inc.

2005 - 2006 • 1 year

Hot Springs, AR

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Chad A

Series 66

Hot Springs, AR

New Horizon Asset Management

Chad Amerson is a financial advisor at New Horizon Asset Management in Hot Springs, Arkansas, with 23 years of industry experience. He holds a Series 66 designation and has been with Capital Financial Advisors, Inc. since 2006. In addition to his advisory role, he is also licensed as an insurance agent. New Horizon Asset Management is an independent firm offering portfolio management, retirement and estate planning, and insurance-related advice to individuals, institutions, and business entities. The firm uses a combination of long- and short-term investment strategies, including fundamental and technical analysis, with discretionary trading authority and regular account reviews.

General retirement planning General estate planning guidance
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David R

CFP®

Hot Springs National Park, AR

Minas Financial Planning

David Rodriguez is a CFP® certificant and the sole advisor at Minas Financial Planning with six years of industry experience. He has served as a finance professor at Henderson State University since 2014. Outside of financial advising, he founded and manages ROC Realty, a real estate brokerage based in Chicago. Minas Financial Planning provides project-based and ongoing financial planning services, third-party manager selection and oversight, and directly held real estate analyses to a diverse client base including pooled vehicles, institutions, and individuals. The firm employs a primarily passive investment approach using low-cost index funds and ETFs while also incorporating fundamental and technical analyses in its reviews.

General retirement planning Cash flow / budgeting College savings (529s, UTMA, etc.)
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David A

Series 63, Series 65

Hot Springs Village, AR

Hot Springs Asset Management, Inc.

David Adams is a financial advisor with Hot Springs Asset Management, Inc. He holds Series 63 and Series 65 designations and has 26 years of industry experience. He has been with Hot Springs Asset Management since 2007 and also operates an affiliated accounting practice as a Certified Public Accountant. Hot Springs Asset Management provides discretionary and non-discretionary portfolio management and financial planning services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. The firm employs a strategic asset-allocation approach using a core-and-satellite framework with a combination of passive and active investments and operates on a fee-only basis.

Passive / index investing Active portfolio management Options & derivatives strategies
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Scott S

CFP®, CFA®, Series 66

Hot Springs, AR

Good Life Wealth Management LLC

Scott Stratton is the sole advisor at Good Life Wealth Management LLC in Hot Springs, AR, with 18 years of industry experience. He holds the CFP®, CFA®, and Series 66 designations and has led his independent firm since 2014. Outside of financial advising, Stratton is a freelance musician and a freelance author and speaker. Good Life Wealth Management provides financial planning and investment advisory services primarily to individuals and high-net-worth clients. The firm uses a Core + Satellite investment approach focused on tax efficiency and offers both discretionary and non-discretionary account management.

Passive / index investing Active portfolio management Wealth management
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Steven I

Series 63, Series 65

Hot Springs, AR

Foresight Investment Advisors, LLC

Steven Irwin is a financial advisor with Foresight Investment Advisors, LLC in Hot Springs, Arkansas, holding Series 63 and Series 65 licenses and 19 years of industry experience. He has been with Foresight since 2010. Outside of advising, he is involved in several business activities including insurance sales through The Irwin Agency, Inc. and Arkansas Retirement and Wealth, LLC, as well as managing an aircraft rental company and an oil production entity. Foresight Investment Advisors, LLC serves primarily as a signal provider to other registered investment advisers, developing conservative investment strategies focused on clients approaching or in retirement. The firm combines fundamental, technical, and cyclical analysis to guide investment signals without taking custody or discretion of client accounts.

General retirement planning Income planning Approaching retirement
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Jared Z

Series 63, Series 65

Hot Springs, AR

Zeiser Wealth Management LLC

Jared Zeiser is a financial advisor at Zeiser Wealth Management LLC with 26 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at LPL Financial Services and Triad Advisors, Inc. Outside of his advisory role, he is a licensed insurance agent. Zeiser Wealth Management LLC provides personalized financial planning and investment management services to individuals, families, trusts, charitable organizations, foundations, and corporations. The firm employs a disciplined, formula-driven “Advance and Protect” process that integrates quantitative, technical, and fundamental analysis to manage portfolios and offers both discretionary management and stand-alone consulting.

Active portfolio management Options & derivatives strategies
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