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Richard Kenneth Wiethorn

Advisor at OSAIC Institutions, INC. — Clinton, NC

Updated today

Credentials

Series 66

Experience

25 years

Location

Clinton, NC 28328

OSAIC Institutions, INC. logo

OSAIC Institutions, INC.

Enterprise

Total advisors

542

Across 353 offices

Clients per advisor

29 Very Low

Avg AUM per client

$308,738 Low

HNW client ratio

0% Very Low

About

Richard Wiethorn is a financial advisor at OSAIC Institutions, INC. with 25 years of industry experience. He holds the Series 66 designation and has worked at several firms, including Southern Bank and Trust, Infinex Investments, Inc., and First Horizon Advisors. Outside of advisory roles, he participates in a financial advisor referral program at Southern Bank. OSAIC Institutions, INC. is an SEC-registered investment adviser serving individuals, ERISA plans, trusts, estates, and corporate clients through a network of representatives. The firm offers customized advisory services, financial planning, ERISA plan services, and access to alternative investments, operating a hybrid adviser and broker-dealer model with significant non-discretionary assets and third-party manager arrangements.

Client services

Based on OSAIC Institutions, INC.

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops Solicitation services for other advisers

Expertise

Based on OSAIC Institutions, INC.

Annuities Tax-loss harvesting

Occupation focus

Based on OSAIC Institutions, INC.

Founder/Business Owner Executive

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Fee options

Fixed

Fixed or flat fees for financial planning and consulting services up to $25,000 or more for high net worth individuals.

Percentage

$0+: Up to 2.50%, negotiable (maximum advisory fee) for customized advisory services $0+: Up to 1.25% for ERISA plan services, negotiable $10,000+: Minimum for AMP wrap fee program $5,500+: Minimum for UMA wrap fee program

Commissions

Commissions earned by IARs when selling securities or insurance products as broker-dealer representatives; may receive trail fees and other compensation.

Project-based

Hourly fees generally range from $50 to $750 per hour for financial planning and consulting services.

Other

Minimum fee: Fixed or flat fees for financial planning and consulting services generally range up to $25,000, can exceed for high net worth individuals; hourly fees generally range from $50 - $750 per hour, not exceeding $25,000 annually. Fee-only: Financial planning and consulting services offered for fixed fees or hourly charges; no commissions charged for these advisory services.

Location

See office

Clinton, NC

1008 Sunset Avenue

Clinton NC 28328

Advisors at this office

1

Most active in

North Carolina

Work history

25 years of industry experience

Southern bank and trust

2022 - Present • 4 years

Clinton, NC

Infinex Investments, Inc

2022 - Present • 4 years

Meriden, CT

First Horizon Advisors

2020 - 2022 • 2 years

Raleigh, NC

Wells Fargo Clearing

2016 - 2020 • 4 years

Raleigh, NC

Wells Fargo Advisors, LLc

2015 - 2016 • 1 year

Raleigh, NC

First Citizens Investor Services, Inc.

2014 - 2015 • 1 year

NC

Essex National Securities, LLC

2011 - 2014 • 3 years

Bridgeville, PA

Citizens Securities, Inc.

2010 - 2011 • 1 year

Pittsburgh, PA

LPL Financial

2008 - 2010 • 2 years

Uvest Financial Services Group, Inc.

2004 - 2010 • 6 years

Uvest Financial Services Group, Inc.

2004 - 2004 • 1 year

Pittsburgh, PA

GA Financial Strategies LLC

2001 - 2004 • 3 years

Pittsburgh, PA

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Teresa B

Series 65

Clinton, NC

CP Advisors, Inc.

Teresa Bradshaw is a financial advisor at CP Advisors, Inc. with a Series 65 credential and over 17 years of experience primarily in the insurance industry prior to joining the advisory firm. She has been with CP Advisors since 2022. CP Advisors, Inc. serves individual investors, small businesses, trusts, and estates with financial planning, portfolio management, and consulting services, managing approximately $69.6 million in assets. The firm employs a goal-driven investment process combining strategic and tactical asset allocation across various securities, supported by research methods including fundamental, technical, and cyclical analysis.

General retirement planning Charitable giving & philanthropy Cash flow / budgeting Debt management
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Jeffrey J

CFP®

Clinton, NC

CP Advisors, Inc.

Jeffrey Johnson is a CFP® professional with nine years of experience at CP Advisors, Inc. He has been with the firm since 2016 and has also worked at Chestnutt, Johnson & Tyson, PA since 2003. Outside of his advisory role, he is a member of JOHCHE, LLC, a real estate and securities business. CP Advisors, Inc. serves individual investors, small businesses, trusts, and estates with financial planning, portfolio management, and consulting. The firm employs a goal-driven investment process using a combination of strategic and tactical asset allocation and offers both discretionary and non-discretionary advisory services.

General retirement planning Charitable giving & philanthropy Cash flow / budgeting Debt management
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Michael C

CFP®, Series 65

Clinton, NC

CP Advisors, Inc.

Michael Chestnutt is a financial advisor at CP Advisors, Inc. with five years of industry experience. He holds the CFP® designation and Series 65 registration. His prior work includes operating Michael L. Chestnutt, CPA, PLLC since 2022 and nearly two decades at Black, Chestnutt & Johnson, PA. CP Advisors, Inc. serves individual investors, small businesses, trusts, and estates with financial planning, portfolio management, and consulting. The firm manages approximately $69.6 million in client assets and employs a goal-driven investment process that combines strategic and tactical asset allocation using mutual funds, ETFs, equities, bonds, and occasional alternative structures.

General retirement planning Charitable giving & philanthropy Cash flow / budgeting Debt management
user avatar

Katherine P

Series 63, Series 65, Series 66

Clinton, NC

Truist Advisory Services

Katherine Pope is a financial advisor with Truist Advisory Services, holding Series 63, 65, and 66 designations and bringing 30 years of industry experience. She has been with Truist Advisory Services and its affiliated entities since 2018, previously working at BB&T Investments for 15 years. Truist Advisory Services provides investment consulting and advisory services to individuals, corporate clients, retirement plan sponsors, and charitable organizations. The firm uses a combination of discretionary manager relationships and non-discretionary consulting, supported by AI-enabled research tools and affiliated broker-dealer integration.

Founder/Business Owner Executive
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Randy B

Series 66

Roseboro, NC

Empower Advisory Group

Randy Barbour is a financial advisor at Empower Advisory Group with a Series 66 credential and several years of diverse work experience across financial services and retail industries. His career includes roles at Empower Financial Services, Lendmark Financial Services, and American Eagle, among others. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and their participants, as well as to Empower Premier IRA and certain retail brokerage account holders. The firm’s approach emphasizes long-term portfolio returns and integrates its services with Empower’s recordkeeping and administrative platforms.

General retirement planning Retirement income strategy Social Security optimization Debt management College savings (529s, UTMA, etc.)
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John G

Series 63, Series 65, Series 66

Clinton, NC

Truist Advisory Services

John Goetke is a financial advisor with Truist Advisory Services, holding Series 63, 65, and 66 designations and 36 years of industry experience. His career includes long-term roles at BB&T Investments and its successor entities. He serves on the board of the Coharie Country Club in Clinton, NC. Truist Advisory Services provides investment consulting and advisory services to individuals, corporate clients, retirement plan sponsors, and charitable organizations, utilizing a combination of discretionary manager relationships and non-discretionary consulting supported by third-party platforms and AI-enabled research tools.

Founder/Business Owner Executive
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