Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
ChFC®, Series 63, Series 65
Experience Industry experience
39 years
Location
Sanibel, FL 33957
OSAIC
Institution
Richard Zurbriggen is a financial advisor with Osaic Wealth, Inc., holding the ChFC® designation along with Series 63 and Series 65 licenses. He has 39 years of industry experience, including long tenures at Securities America Advisors, Inc. and his own firm, Zurbriggen Financial & Insurance Services. Outside of his advisory work, he is involved in wildlife photography and serves as treasurer for a local homeowners association, in addition to being a silent investor in a safari company in Uganda. OSAIC Wealth, Inc. serves a diverse client base including individual and high-net-worth investors, pension and profit-sharing plans, corporations, and charitable organizations. The firm employs a range of advisory platforms and tools to construct portfolios that may include stocks, bonds, options, mutual funds, ETFs, and alternative investments, with services offered on both discretionary and non-discretionary bases.
Based on OSAIC
Based on OSAIC
Fixed or flat fees for financial planning and consulting services generally range up to $25,000, fixed fees for Non-Discretionary Investment Advisory Services range from $500 - $15,000.
Advisory Representatives also receive commissions for brokerage and insurance products sold through Osaic Wealth as a broker-dealer.
Hourly fees generally range from $0 - $750 per hour for financial planning and consulting, and $50 - $750 per hour for Non-Discretionary Investment Advisory Services.
Account minimum: $5,500 Fee-only: Hourly fees for financial planning or consulting services generally range from $0 - $750 per hour, not exceeding $25,000 total fees. Fixed or flat fees for financial planning and consulting generally range up to $25,000, and fixed fees for Non-Discretionary Investment Advisory Services range from $500 - $15,000, hourly fees $50 - $750 per hour.
Sanibel, FL Tarpon Bay Road
695 Tarpon Bay Road, Unit 4
Sanibel FL 33957
Advisors at this office
2
Florida · Illinois · Massachusetts · Texas
39 years of industry experience
OSAIC
2024 - Present • 2 years
Sanibel, FL
OSAIC
2024 - Present • 2 years
Sanibel, FL
Rick Zurbriggen - Landlord
2003 - Present • 23 years
Sanibel, FL
Securities America Advisors, Inc.
2001 - 2024 • 23 years
Tinley Park, IL
SECURITIES AMERICA, inc.
2000 - 2024 • 24 years
Tinley Park, IL
Zurbriggen Financial & Insurance Services
1983 - Present • 43 years
Sanibel, FL
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
CFP®, Series 63, Series 65
Sanibel, FL
Bloomfield Asset Management, Inc.
Patrick Bloomfield is the sole advisor at Bloomfield Asset Management, Inc., an independent firm based in Sanibel, FL. He holds the CFP® designation, as well as Series 63 and Series 65 licenses, and has 43 years of experience in the financial industry. Prior to establishing his independent practice in 2017, he worked at Wells Fargo Advisors Financial Network LLC for 17 years. Bloomfield Asset Management is a small SEC-registered advisory firm that serves individuals, trusts, foundations, and institutional clients. The firm provides discretionary investment and wealth management with a documented client profile and written investment plan, utilizing a range of securities and occasional third-party sub-advisors.
CFP®, Series 65, Series 66
Bonita Springs, FL
River Tree Capital Management
Dennis Bares is the sole advisor at River Tree Capital Management in Bonita Springs, FL, holding CFP®, Series 65, and Series 66 designations with 13 years of industry experience. He has been with River Tree Capital Management (formerly Bares Consulting Services) since 1998. River Tree Capital Management provides discretionary portfolio management and financial planning services to individuals and various institutional clients, including small businesses, corporate pension and profit-sharing plans, trusts, estates, charitable organizations, and foundations. The firm utilizes a bottom-up fundamental analysis approach to develop customized Investment Policy Statements, focusing on publicly traded securities with an emphasis on small-cap opportunities and long-only portfolios.
CFP®, Series 63, Series 65
Estero, FL
TLP Financial Services, Inc.
Thomas Patricca is a financial advisor at TLP Financial Services, Inc. in Estero, FL, holding the CFP® designation and Series 63 and 65 licenses, with 13 years of industry experience. He has been with TLP Financial Services since 2016. In addition to advisory services, he provides part-time tax and accounting services. TLP Financial Services serves individuals, high-net-worth clients, trusts, estates, and businesses with discretionary and non-discretionary investment management and financial planning, including tax preparation for some clients. The firm offers customized portfolios built from mutual funds, ETFs, individual bonds, and independent manager strategies, managing approximately $37 million in client assets.
Series 66
Fort Myers, FL
Broaden Wealth LLC
Brian Megibow is a financial advisor with Broaden Wealth LLC in Fort Myers, FL, holding a Series 66 designation and 26 years of industry experience. His prior work includes roles at Ameriprise and SunTrust Investment Services. He is also an independent licensed insurance agent. Broaden Wealth LLC provides discretionary portfolio management and financial planning services to individuals, high-net-worth clients, and business entities. The firm uses a combination of modern portfolio theory and technical analysis in its investment approach and offers both asset-based management and hourly financial planning.
CFP®, Series 63, Series 65
Bonita Springs, FL
Jesurun Wealth Advisors LLC
Sagen Augustin is a CFP® professional with 16 years of experience in the financial services industry. He is the principal advisor at Jesurun Wealth Advisors LLC and has previously worked at firms including LaSalle St. Securities and Principal Securities. Outside of finance, Augustin is involved with Naples Comfort Systems by Stahlman Cooling and Heating, LLC. Jesurun Wealth Advisors LLC provides investment advisory and financial planning services to individuals and high-net-worth clients. The firm offers customized investment strategies aligned with clients’ objectives and risk tolerances, including discretionary and non-discretionary account management, and financial planning covering risk assessment and estate planning.
CFA®, Series 63
Naples, FL
Cavan Capital Management LLC
Michael Reilly is a CFA® charterholder and holds a Series 63 license, with one year of industry experience. He has been with Cavan Capital Management LLC since 2014. Cavan Capital Management LLC provides discretionary portfolio management services primarily to high-net-worth individuals. The firm focuses on equity portfolios and related instruments, employing fundamental analysis alongside long- and short-term equity strategies, and integrates options and margin within separately managed accounts.
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