Robert Karl Riley
Advisor at Mutual Trust Asset Mgmt., Inc. — Tampa, FL
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63, Series 66
Experience Industry experience
25 years
Location
Tampa, FL 33607
Mutual Trust Asset Mgmt., Inc.
Team
Total advisors
5Clients per advisor
24 Very LowAvg AUM per client
$486,295 LowHNW client ratio
7% Very LowRobert Riley is a financial advisor with Mutual Trust Asset Management, Inc. in Tampa, FL, holding Series 63 and Series 66 licenses and bringing 24 years of industry experience. His prior roles include positions at Fidelity Personal and Workplace Advisors and Mutual Trust Company of America Securities. He is also the owner of a financial planning and advisory business, Retirement Lock. Mutual Trust Asset Management provides investment management and financial planning services to individuals, families, trusts and estates, retirement plans, charitable organizations, and small businesses. The firm uses a strategic asset allocation approach informed by Modern Portfolio Theory with a tactical overlay and employs globally diversified portfolios including mutual funds, ETFs, equities, and fixed income.
Based on Mutual Trust Asset Mgmt., Inc.
Financial planning may be charged on a flat fee or fixed period payment (retainer) basis.
1% to 2.5% annually, negotiable based on client circumstances and services rendered
Representatives earn commissions on insurance and brokerage products if licensed, separate from advisory fees.
Financial planning hourly fees range from $50 to $500 per hour, negotiable.
Performance-based fees generally up to 10% of net gains, charged quarterly in arrears; fixed portion not exceeding 25% of account balance payable quarterly in advance.
Account minimum: $100,000
Tampa, FL
2701 N. Rocky Point Drive, Suite 1000
Tampa FL 33607
Advisors at this office
5
Florida
25 years of industry experience
Calton & Associates, Inc
2024 - Present • 2 years
Tampa, FL
Mutual Trust Asset Management
2022 - Present • 4 years
Saint Petersburg, FL
Mutual Trust Company of America Securities
2022 - 2024 • 2 years
St. Petersburg, FL
Home Management LLC
2020 - 2022 • 2 years
West Hartford, CT
Fidelity Personal and Workplace Advisors
2018 - 2020 • 2 years
Boston, MA
Fidelity BROKERAGE SERVICES LLC
2016 - 2020 • 4 years
West Hartford, CT
Mutual Trust Company of America
2012 - 2016 • 4 years
Clearwater, FL
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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