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Rocky D Howe

Advisor at LPL Financial — Grangeville, ID E Main St

Updated today

Credentials

Series 63, Series 65

Experience

20 years

Location

Grangeville, ID 83530

LPL Financial logo

LPL Financial

Institution

Total advisors

22,817

Across 10,466 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

Rocky Howe is a financial advisor with LPL Financial, holding Series 63 and Series 65 licenses and bringing 20 years of industry experience. He has worked at LPL Financial since 2020 and spent 11 years at E.K. Riley Investments, LLC prior to that. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services including financial planning, model portfolios, third-party asset management, and institutional platforms.

Client services

Based on LPL Financial

Financial planning Portfolio management Educational seminars or workshops
Consulting and other non-discretionary advisory services

Expertise

Based on LPL Financial

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Occupation focus

Based on LPL Financial

Retired Founder/Business Owner Executive

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Fee options

Fixed

Flat fees up to $15,000 for financial planning and consulting services

Project-based

Up to $500 per hour for financial planning and consulting services

Location

See office

Grangeville, ID E Main St

217 E Main St

Grangeville ID 83530

Advisors at this office

4

Most active in

Idaho · Texas

Work history

20 years of industry experience

LPL Finanical LLC

2020 - Present • 6 years

Grangeville, ID

E.K. Riley Investments, LLC

2009 - 2020 • 11 years

Grangeville, ID

Ek Riley Investments, Llc

2009 - 2020 • 11 years

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

Gregory G

Series 63, Series 65

Grangeville, ID

AlphaStar Capital Management

Gregory Graves is a financial advisor at AlphaStar Capital Management with 10 years of industry experience. He holds the Series 63 and Series 65 designations and has worked at several firms, including Redhawk Wealth Advisors and NWYC. Outside of advisory work, he serves as a trainer and field representative for National Write Your Congressman, focusing on political action encouragement. AlphaStar Capital Management serves individual, corporate, and retirement plan clients with discretionary investment management, financial planning, and subadvisory services. The firm utilizes a blend of strategic and tactical investment approaches through proprietary model portfolios and advisor-directed models.

Tax-loss harvesting Active portfolio management Passive / index investing Private / alternative investments Founder/Business Owner Retired
user avatar

James R

Series 63, Series 65

Grangeville, ID

LPL Financial

James Rockwell is a financial advisor with LPL Financial, holding Series 63 and Series 65 licenses and bringing 27 years of industry experience. He has worked at LPL Financial since 2020 and previously held roles at Cetera Advisor Networks LLC, Summit Financial Group Inc, and Summit Brokerage Services. Outside of his advisory work, he is a business owner of Salmon Canyon Ranch, LLC. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers financial planning, wrap and model portfolio programs, third-party asset management access, and various institutional platforms, combining advisory services with a broad range of financial products and operational tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Zachary C

Series 65, Series 63

Grangeville, ID

LPL Financial

Zachary Carothers is a financial advisor with LPL Financial, holding Series 65 and Series 63 licenses and three years of industry experience. His prior roles include positions at Monarch Marketing, Signia Capital, and Northern States, Inc. He is based in Grangeville, Idaho. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a wide range of advisory and brokerage services, utilizing various investment strategies and technology tools to support its network of over 22,800 advisors managing more than $819 billion in discretionary assets.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

David W

CFA®, Series 63, Series 65

Grangeville, ID

LPL Financial

David Wimer is a CFA® charterholder with 29 years of experience in the financial services industry. He is currently with LPL Financial, where he has worked since 2020. Prior to LPL, he was with Ek Riley Investments for 15 years and has held roles at First Allied Securities and Ragen Mackenzie Investment Services. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers financial planning, model portfolio programs, third-party asset management, and institutional platforms, with advice delivered by investment adviser representatives using a variety of discretionary and non-discretionary strategies.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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John K

Series 66

Grangeville, ID

LPL Financial

John Kennedy is a financial advisor with LPL Financial, holding a Series 66 designation and 12 years of industry experience. He previously worked at E.K. Riley Investments, LLC for six years before joining LPL Financial in 2020. LPL Financial is a national broker‑dealer and SEC‑registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by a large network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Adam U

Series 66

Grangeville, ID

LPL Financial

Adam Uptmor is a financial advisor with LPL Financial holding a Series 66 designation and four years of industry experience. He has worked at LPL Financial since 2022 and serves as an elementary and middle school principal for the Mountain View School District, a role he has held since 2017. LPL Financial is a national broker-dealer and SEC-registered investment adviser providing advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers financial planning, model portfolio programs, third-party asset management, and institutional platforms, supporting advisors with research and operational tools across a broad range of investment strategies.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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