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Roger Dale Brunk Jr.

Advisor at Cetera — Russellville, AR 209 West Main Street

Updated today

Credentials

Series 66

Experience

25 years

Location

Russellville, AR 72801

Cetera logo

Cetera

Institution

Total advisors

10,217

Across 5,122 offices

Clients per advisor

78 Low

Avg AUM per client

$306,089 Low

HNW client ratio

10% Low

About

Roger Brunk Jr. is a financial advisor with Cetera, holding the Series 66 designation and bringing 25 years of industry experience. His career includes long tenures at Avantax Investment Services and 1st Global Capital Corp., as well as ongoing involvement with Landmark Financial LLC. Outside of his advisory work, he serves on the boards of the Financial Services Institute and Firstar Financial Corporation, and owns several business ventures including merchant processing and real estate holding companies. Cetera Investment Advisers LLC is a large SEC-registered firm serving a diverse client base including individuals, retirement plans, and institutional accounts. It offers multiple portfolio management options through a multi-manager platform, providing a wide range of discretionary and non-discretionary services across diverse program structures.

Client services

Based on Cetera

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on Cetera

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy

Occupation focus

Based on Cetera

Founder/Business Owner Executive

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Fee options

Fixed

Flat fees may be charged for financial planning and consulting services as negotiated with advisor.

Percentage

$0 - $250,000: up to 2.90% $250,001 - $500,000: up to 2.90% $500,001 - $1,000,000: up to 2.70% $1,000,001 - $2,000,000: up to 2.00% $2,000,001+: up to 1.50%

Commissions

Advisors may be registered representatives and licensed insurance agents earning commissions on securities and insurance products.

Project-based

Consulting and financial planning services may be charged on an hourly rate basis, ranges not specifically stated.

Other

Account minimum: $5,000 Fee-only: Flat fees for financial planning and consulting services; hourly fees for financial planning and consulting according to client agreement; fees negotiated with advisor.

Location

See office

Russellville, AR 209 West Main Street

209 West Main Street, Suite 2

Russellville AR 72801

Advisors at this office

2

Most active in

Arkansas · Texas

Work history

25 years of industry experience

Cetera Wealth Services, LLC

2025 - Present • 1 year

Fort Smith, AR

Cetera

2025 - Present • 1 year

Schaumburg, IL

Avantax Investment Services, INC.

2019 - 2025 • 6 years

Fort Smith, AR

Avantax Advisory services

2019 - 2025 • 6 years

Fort Smith, AR

Landmark Financial LLC

2018 - Present • 8 years

Fort Smith, AR

Avantax Insurance Services, INC.

2004 - 2025 • 21 years

Fort Smith, AR

1ST Global Capital Corp.

2002 - 2019 • 17 years

Fort Smith, AR

1st Global Advisors Inc.

2002 - 2019 • 17 years

Fort Smith, AR

Beall Barclay Wealth Management, LLC

2002 - 2018 • 16 years

Fort Smith, AR

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Robert K

Series 63, Series 65

Russellville, AR

St Bernard Asset Management, Inc.

Robert Keenan is a financial advisor with St. Bernard Financial Services, Inc. in Farmington, AR, holding Series 63 and Series 65 credentials and possessing 36 years of industry experience. He has been with St. Bernard Financial Services since 1994 and also serves as CEO of St Bernard Asset Management, Inc. Outside of his advisory roles, he is involved in a radio tower rental business as a shareholder. St. Bernard Financial Services provides investment advisory and brokerage services to individuals, families, small businesses, trusts, and estates. The firm follows a long-term, conservative growth philosophy using tactical asset allocation based on Modern Portfolio Theory, emphasizing low-cost, no-load funds and collaborative, largely non-discretionary client relationships.

Annuities
user avatar

Robert F

Series 65

Russellville, AR

5thn Financial LLC

Robert Fithen is the sole advisor at 5thn Financial LLC, holding a Series 65 designation with eight years of industry experience. He has served as a Professor of Engineering at Arkansas Tech University since 1998. 5thn Financial LLC provides discretionary portfolio management to individuals, trusts, organizations, and other registered investment advisers, applying Modern Portfolio Theory and conditional value-at-risk concepts tailored to client constraints. The firm uses proprietary statistical and machine-learning methods for forward predictions and offers NASAA-approved continuing education courses and portfolio-management software to other advisory firms.

Active portfolio management University Employee
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Lawrence R

CFP®

Russellville, AR

Valtrion Capital Management, LLC

Lawrence Raymond is a CERTIFIED FINANCIAL PLANNER™ at Valtrion Capital Management, LLC with two years of experience in the industry. He has served in the Arkansas Army National Guard since 2012. Valtrion Capital Management serves individual and high-net-worth clients, as well as trusts, estates, and business plan sponsors, offering financial planning, retirement plan consulting, portfolio reviews, and discretionary investment management. The firm uses a variety of asset allocation strategies and manages all client assets on a discretionary basis, tailoring portfolios to risk tolerance and time horizons.

RSUs / ISOs / NSOs Retirement income strategy General retirement planning Business ownership considerations Entity structure planning (LLC, S-Corp) Founder/Business Owner Executive
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Kathleen W

Series 63, Series 66

Russellville, AR

St. Bernard Financial Services, Inc.

Kathleen White is a financial advisor with St. Bernard Financial Services, Inc. She holds Series 63 and Series 66 licenses and has 30 years of industry experience. Prior to joining St. Bernard Financial Services in 2023, she worked at Sagepoint Financial, INC. and owns Manzanita Insurance Agency, where she provides health insurance solutions including Medicare plans and individual health policies. St. Bernard Financial Services serves individuals, families, trusts, estates, and small businesses with portfolio management and investment implementation using a long-term, conservative growth approach grounded in Modern Portfolio Theory. The firm operates as both an investment adviser and broker-dealer, offering advisory and commissionable products alongside a network that includes affiliated tax and insurance practices.

Annuities Wealth management
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Patrick W

Series 63, Series 65

Russellville, AR

St. Bernard Financial Services, Inc.

Patrick Williams is a financial advisor with St. Bernard Financial Services, Inc. in Russellville, Arkansas, holding Series 63 and Series 65 licenses and bringing 29 years of industry experience. Prior to joining St. Bernard in 2017, he worked at Ims Financial Advisors, Inc. and Ims Securities, Inc. for 14 years. Outside of his advisory role, Williams is involved in raising cattle for sale and operates an antiques and collectibles business on eBay. St. Bernard Financial Services serves individuals, families, small businesses, trusts, and estates, offering investment advisory and brokerage services including portfolio management and financial planning. The firm follows a long-term, conservative growth approach with tactical asset allocation based on Modern Portfolio Theory, emphasizing low-cost, no-load funds and collaborative client relationships.

Annuities Wealth management
user avatar

Mark Y

Series 63, Series 65

Russellville, AR

St. Bernard Financial Services, Inc.

Mark Yarbrough is a financial advisor with St. Bernard Financial Services, Inc. in Rogers, Arkansas. He holds Series 63 and Series 65 licenses and has 43 years of industry experience. Since 2003, he has worked with Ohio National Financial Services. Outside of his advisory work, he owns Midland Financial and dedicates time weekly to whole life insurance activities. St. Bernard Financial Services serves individuals, families, small businesses, trusts, and estates by providing investment advisory and brokerage services, including portfolio management and financial planning. The firm employs a long-term, conservative growth strategy based on Modern Portfolio Theory and offers both fee-based and commission-based solutions through its dual adviser/broker-dealer structure.

Annuities Wealth management
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