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Roger Hughey

Advisor at OSAIC

Updated today

Location

West Branch, MI 48661

Credentials

CFP®, Series 63, Series 66

Industry experience

27 years

About

Roger Hughey is a CFP® professional with 27 years of experience in the financial services industry. He is currently with Osaic and has prior experience at The O.N. Equity Sales Company and Ohio National Life Insurance Company. Outside of his advisory role, he manages insurance sales and office operations at Encore Financial Group and holds positions as an insurance agent in several related entities. Osaic Wealth, Inc. is an SEC-registered investment adviser and FINRA member broker-dealer serving a diverse client base that includes individual investors, pension plans, corporations, and charitable organizations. The firm utilizes a comprehensive investment process that incorporates risk tolerance assessments and portfolio optimization tools, offering a range of investment options and access to multiple custodial platforms.

Client services

Based on OSAIC

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on OSAIC

Annuities

Occupation focus

Based on OSAIC

Founder/Business Owner Executive Retired

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Fee options

Fixed

Fixed or flat fees for financial planning and consulting services generally up to $25,000, can exceed for high net worth individuals; Non-Discretionary Investment Advisory Services fixed fees from $500 to $15,000; Retirement Plan Consulting Services fixed fees from $1,000 to $100,000.

Percentage

$0 - $5,500: Negotiable, varies by Advisory Representative and program $5,500 - $10,000: Negotiable, varies by Advisory Representative and program $10,000+: Negotiable, varies by Advisory Representative and program

Commissions

Advisory Representatives may receive commissions as registered representatives or insurance agents for securities or insurance product sales outside advisory accounts.

Project-based

$0 - $750 per hour for financial planning and consulting services, Non-Discretionary Investment Advisory Services, and Retirement Plan Consulting Services.

Other

Account minimum: $5,500 to $10,000 depending on program Fee-only: Advisory fees negotiated individually by Advisory Representatives; often asset-based fees with wrap or non-wrap structures; fees can be up to 3% annually for Plan Participant Retirement Program; fee schedules vary by program and Advisory Representative.

Location

112 N 3 Rd Street

West Branch, MI 48661

Most active in

Michigan

Work history

OSAIC

2023 - Present (3 years)

The O.N. Equity Sales Company

2005 - 2023 (18 years)

Ohio National Life Insurance Company

2004 - 2023 (19 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

Brenden S

CFP®, Series 63

West Branch, MI

Cetera

Brenden Stephenson is a CFP® with 12 years of industry experience, currently affiliated with Cetera. He has worked at several firms including SCG Financial, Ltd and Rehmann Financial before joining Cetera and Stephenson & Company P.C., where he also provides accounting and income tax preparation services as a CPA. Outside of his advisory role, he serves as president of the Optimist Club of West Branch and holds board positions with the North Central MI Community Foundation and Huron Community Bank. Cetera Investment Advisers serves a diverse clientele including individual, high-net-worth, institutional, and retirement-plan clients through a large network of independent advisors. The firm offers a range of portfolio management and financial planning services, combining advisor-managed accounts, model portfolios, and third-party solutions with notable retirement and fiduciary capabilities.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner Executive Retired HENRY (High Earners, Not Rich Yet) Approaching retirement

Wayne W

Series 66

West Branch, MI

Edward Jones

Wayne Winter is a financial advisor at Edward Jones with 18 years of industry experience. He holds the Series 66 designation and has been with Edward Jones Investments since 2008. Based in West Branch, MI, he provides wealth management services through a well-established firm. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients, including high-net-worth households and corporate clients. The firm manages approximately $1.01 trillion in assets and offers a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard.

Retirement income strategy General retirement planning College savings (529s, UTMA, etc.) Wealth management Retired Founder/Business Owner Executive
user avatar

Tess C

Series 66

West Branch, MI

Cetera

Tess Childs is a financial advisor with Cetera, holding a Series 66 designation and three years of industry experience. She has worked at Mercantile Bank of Michigan and currently provides accounting and tax services through Stephenson & Company, P.C. Outside of her advisory role, she is involved in coaching at Ogemaw Heights High School and serves as treasurer for the Ogemaw Youth Basketball Organization. Cetera Investment Advisers serves a wide range of clients, including individuals, high-net-worth, institutional, and retirement-plan clients, through a large network of independent advisors. The firm offers diverse portfolio management and financial planning services, combining advisor-managed accounts with model portfolios and third-party solutions, supported by its unique integration of retirement and fiduciary capabilities.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner Executive Retired HENRY (High Earners, Not Rich Yet) Approaching retirement
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