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Ryan Shaw

Advisor at Cetera

Updated today

Location

Mars Hill, ME 04758

Credentials

Series 66

Industry experience

23 years

About

Ryan Shaw is a financial advisor with Cetera who holds a Series 66 designation and has 23 years of industry experience. He previously worked at Minnesota Life Insurance Company and Securian Financial Services, Inc. for over two decades and has been associated with Pioneer Financial Group since 2016. Outside of his advisory work, Shaw serves as a trustee for the Central Aroostook Historical Society and volunteers as a sports coach and referee at Easton Junior-Senior High School. Cetera Investment Advisers serves individual, high-net-worth, institutional, and retirement-plan clients through a network of over 6,800 independent advisors. The firm offers discretionary and non-discretionary portfolio management, financial planning, and retirement plan solutions, utilizing a combination of advisor-managed accounts, firm-sponsored model portfolios, and third-party managed solutions.

Client services

Based on Cetera

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on Cetera

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy

Occupation focus

Based on Cetera

Founder/Business Owner Executive Retired

Demographic focus

Based on Cetera

HENRY (High Earners, Not Rich Yet) Approaching retirement

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Fee options

Fixed

Flat fees for financial planning and consulting negotiated with client

Percentage

$0 - $250,000: Up to 2.75% $250,001 - $500,000: Up to 2.50% $500,001 - $750,000: Up to 2.00% $750,001 - $1,000,000: Up to 1.75% $1,000,001 - $2,000,000: Up to 1.50% $2,000,001 - $5,000,000: Up to 1.25% $5,000,001+: As low as 0.75% (varies by program)

Project-based

Hourly consulting and financial planning rates negotiated with client

Other

Account minimum: $5,000 Minimum fee: Minimum program fees ranging from $99 to $199 annually depending on program Fee-only: Flat or hourly fees for financial planning and consulting services, negotiated case-by-case

Location

53 Main St

Mars Hill, ME 04758

Most active in

Maine

Work history

Cetera

2023 - Present (3 years)

Cetera Wealth Services, LLC

2023 - Present (3 years)

Pioneer Financial Group

2016 - Present (10 years)

Minnesota Life Ins Co

2002 - 2023 (21 years)

Securian Financial Services, Inc

2002 - 2023 (21 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Series 65

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Emil Huck IV is a financial advisor at Ameritas Advisory Services, LLC with four years of industry experience. He holds a Series 65 designation and previously worked for the Defense Finance and Accounting Service for 15 years. Outside of his advisory role, he manages Moose Ridge Cabins, a rental property in Maine. Ameritas Advisory Services, LLC provides investment advisory and financial planning services to individuals, charitable and corporate entities, and retirement plans. The firm offers a range of fee-based asset management and retirement-plan advisory services, utilizing model portfolios, third-party sub-advisers, and custom strategies.

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Series 65

Presque Isle, ME

Ameritas Advisory Services, LLC

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Michael M

Series 63, Series 65

Presque Isle, ME

Ameritas Advisory Services, LLC

Michael Marquis is a financial advisor with Ameritas Advisory Services, LLC who holds Series 63 and Series 65 licenses and has seven years of industry experience. He has worked at Ameritas Advisory Services since 2023 and has prior experience with Thompson Financial Group, Ameritas Investment Company, and Ameritas Life Insurance. Outside of finance, Michael owns small businesses providing dog sitting and landscaping services and co-hosts a Maine-based travel TV show called MaineLife. Ameritas Advisory Services, LLC offers investment advisory and financial planning services to individuals, charitable and corporate entities, and retirement plans. The firm provides fee-based asset management, retirement-plan advisory, and fiduciary services through a combination of model portfolios, third-party sub-advisers, and customized strategies.

Annuities Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Wealth management Founder/Business Owner Retired
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Madison S

Series 65

Presque Isle, ME

Ameritas Advisory Services, LLC

Madison Staples is a financial advisor at Ameritas Advisory Services, LLC with a Series 65 designation and one year of industry experience. Prior to joining Ameritas, Madison worked at Thompson Financial Group and has had roles in various service and retail businesses. Outside of advising, Madison is involved with Thompson Financial Group, providing insurance services and client servicing. Ameritas Advisory Services, LLC offers investment advisory and financial planning services to individuals, charitable and corporate entities, and retirement plans. The firm provides fee-based asset management, retirement-plan advisory, and fiduciary services, utilizing model portfolios, third-party sub-advisers, and custom strategies, with a particular focus on plan sponsors and participants.

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Kyle G

Series 66

Presque Isle, ME

Ameritas Advisory Services, LLC

Kyle Goupille is a financial advisor with Ameritas Advisory Services, LLC, holding a Series 66 designation and one year of industry experience. Prior to joining Ameritas, he worked at Thompson Financial Group and Tinker Federal Credit Union. Outside of advisory services, he is involved with Thompson Financial Group in the sale of various insurance products, including term, whole, and universal life insurance, as well as fixed/indexed annuities and disability income insurance. Ameritas Advisory Services, LLC provides investment advisory and financial planning services to individuals, charitable and corporate entities, and retirement plans. The firm offers a range of fee-based asset management and retirement-plan advisory services through affiliated representatives, utilizing model portfolios, third-party sub-advisers, and custom strategies.

Annuities Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Wealth management Founder/Business Owner Retired
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Elise B

Series 66

Easton, ME

Ameriprise

Elise Browning is a financial advisor at Ameriprise with four years of industry experience. She holds a Series 66 designation and has been with Ameriprise since 2020. Prior to her advisory role, she worked at the College of Charleston for nine years. Outside of her advisory work, Browning is an owner of a consulting business, serves on the board of the Children's Museum of Aroostook County, and teaches organization and leadership courses at the University of Maine, Presque Isle, as well as an online MBA course for The Citadel. Ameriprise provides retirement-income planning services primarily for individuals nearing or in retirement who meet specific asset thresholds. The firm combines research, modeling, and tax-efficiency analysis to deliver personalized, non-discretionary recommendations, supported by a centralized consulting team and algorithmic tools.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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