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Sam Hnilicka

Advisor at Cetera

Updated today

Location

Ormond Beach, FL 32176

Credentials

Series 66

Industry experience

4 years

About

Sam Hnilicka is a financial advisor with Cetera in Ormond Beach, FL, holding a Series 66 designation and three years of industry experience. His prior work includes roles at Regions Bank and Central Homes Roofing. Outside of advising, he is involved in food service, working part-time in pizza making for a Central Florida restaurant group. Cetera Investment Advisers serves a diverse client base including individual, high-net-worth, institutional, and retirement-plan clients through a large network of independent advisors. The firm offers a variety of portfolio management, financial planning, and fiduciary solutions, combining advisor-managed accounts with model portfolios and third-party managed options.

Client services

Based on Cetera

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on Cetera

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy

Occupation focus

Based on Cetera

Founder/Business Owner Executive Retired

Demographic focus

Based on Cetera

HENRY (High Earners, Not Rich Yet) Approaching retirement

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Fee options

Fixed

Flat fees for financial planning and consulting negotiated with client

Percentage

$0 - $250,000: Up to 2.75% $250,001 - $500,000: Up to 2.50% $500,001 - $750,000: Up to 2.00% $750,001 - $1,000,000: Up to 1.75% $1,000,001 - $2,000,000: Up to 1.50% $2,000,001 - $5,000,000: Up to 1.25% $5,000,001+: As low as 0.75% (varies by program)

Project-based

Hourly consulting and financial planning rates negotiated with client

Other

Account minimum: $5,000 Minimum fee: Minimum program fees ranging from $99 to $199 annually depending on program Fee-only: Flat or hourly fees for financial planning and consulting services, negotiated case-by-case

Location

1400 Ocean Shore Blvd.

Ormond Beach, FL 32176

Most active in

Florida

Work history

Cetera

2022 - Present (4 years)

Cetera Investment Services Llc

2022 - Present (4 years)

Regions bank

2021 - Present (5 years)

Central Homes Roofing

2021 - 2021 (1 year)

Unemployed

2020 - 2021 (1 year)

Unitas Financial

2020 - 2020 (1 year)

Flagler Ave Pizza

2019 - 2020 (1 year)

Unemployed

2019 - 2019 (1 year)

Regions Bank

2017 - 2019 (2 years)

Unemployed

2017 - 2017 (1 year)

Royal Crest Dairy

2016 - 2017 (1 year)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Seth H

CFP®, Series 63, Series 65, Series 66

Ormond Beach, FL

Seth Heine LLC

Seth Heine is a CFP® professional with 11 years of industry experience, currently operating as the sole advisor at Seth Heine LLC in Ormond Beach, Florida. His prior roles include positions at Equitable Advisors, Lowe's Home Improvement, and several other firms. Seth Heine LLC provides financial planning and integrated investment advisory services to individuals and legal entities, including corporations, trusts, and estates. The firm manages accounts primarily on a non-discretionary basis using a research-driven investment process that incorporates fundamental, quantitative, and technical analysis, as well as tools like Monte Carlo simulations, ESG considerations, and artificial intelligence.

Wealth management Passive / index investing Tax-loss harvesting ESG / Sustainable investing
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Richard P

CFP®, Series 63

Ormond Beach, FL

Broadstreet Financial Advisers LLC

Richard Pankratz is a CFP® with 22 years of industry experience and has been the sole advisor at Broadstreet Financial Advisers LLC since 2005. He holds a Series 63 license and is based in Ormond Beach, Florida. Outside of his advisory role, he serves as the managing member of a family real estate holding company. Broadstreet Financial Advisers provides discretionary portfolio management and financial consulting primarily to individual and high-net-worth clients. The firm manages approximately $97.5 million using a combination of fundamental, quantitative, technical, and cyclical analysis across equities, ETFs, fixed income, and mutual funds.

Wealth management Business succession planning Cash flow / budgeting
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Shivam K

Series 65

Ormond Beach, FL

Knight Vision Capital LLC

Shivam Kashan is a financial advisor at Knight Vision Capital LLC with a Series 65 credential and one year of industry experience. Prior to founding Knight Vision Capital, he held positions at Mondo LLC and AdventHealth. Outside of his advisory role, he is employed full time at an unaffiliated family office and operates a personal Substack newsletter on investing. Knight Vision Capital LLC is a state-registered investment adviser that provides discretionary portfolio management and continuous investment advice tailored to individuals and high-net-worth clients. The firm’s investment approach combines fundamental, quantitative, cyclical, technical, and charting analysis, focusing on owning high-quality businesses at attractive valuations for the long term.

Active portfolio management
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Kevin H

Series 63, Series 65

Ormond Beach, FL

Paracca Financial Group

Kevin Hackett is a financial advisor at Paracca Financial Group with 10 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Lifemark Securities Corp. and Foresters Equity Services, Inc. Outside of advising, Hackett operates a tax and accounting service as a CPA. Paracca Financial Group provides financial planning and discretionary portfolio management primarily to individual and high-net-worth clients. The firm follows a long-term buy-and-hold investment approach with quarterly portfolio reviews and utilizes both fundamental and technical analysis.

Options & derivatives strategies
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Michael W

Series 63

Daytona Beach, FL

Ashford Investment Advisors

Michael Walsh is a financial advisor with Ashford Investment Advisors in Daytona Beach, FL, holding a Series 63 designation and 26 years of industry experience. He has been with both Walsh Consulting Group and Ashford Investment Advisors since 1996. Ashford Investment Advisors provides discretionary portfolio management and pension consulting services to individuals, pension and profit-sharing plans, trusts, estates, charities, and other entities. The firm manages approximately $76.4 million for about 73 clients, tailoring portfolios using fundamental and technical analysis across a range of securities and employing strategies including long- and short-term purchases, short sales, covered options, and derivative instruments.

Wealth management
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Erick P

Series 66

Ormond Beach, FL

Plan to Prosper Wealth Management

Erick Palacios is a financial advisor at Plan to Prosper Wealth Management with 12 years of industry experience. He holds a Series 66 designation and previously worked at Xcel Wealth Management, LLC, Palacios Wealth Management, LLC, and Purshe Kaplan Sterling Investments. In addition to his advisory role, he is an independent insurance agent providing insurance solutions to clients. Plan to Prosper Wealth Management is an independent, fee-based registered investment adviser serving individual clients and ERISA-qualified retirement plans. The firm manages approximately $149 million in assets and offers portfolio management, retirement planning, and related financial advice, implementing diversified portfolios tailored to clients’ objectives and risk tolerances.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Active portfolio management Concentrated stock management Founder/Business Owner
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