Samuel Frogg II

Grayson Niehaus is a CFA® charterholder and Series 63 licensee currently serving as the sole advisor at OneThirty Capital. He has five years of industry experience, including roles at Invesco and other financial firms. Niehaus is also the founder and managing member of OneThirty Equity Fund L/S, LP, a privately offered pooled investment vehicle. OneThirty Capital provides discretionary portfolio management primarily through pooled investment vehicles and private fund management, offering tailored advisory programs for individual and high-net-worth clients. The firm combines fundamental and quantitative analysis with modern portfolio theory and employs a range of trading strategies including long and short positions and options transactions.

Jonathan Allen is a financial advisor at Belvedere Investments Corporation with three years of industry experience. He holds Series 63 and Series 66 credentials and has worked at various firms including Mass Mutual Investors Services and Raymond James & Associates. In addition to his advisory role, he serves as Vice President of Operations at Brightway Insurance, where he is involved in selling insurance products. Belvedere Investments Corporation is a state-registered investment adviser that provides discretionary asset management and financial consulting to individuals, high-net-worth clients, trusts, estates, business entities, and charitable organizations. The firm uses fundamental and technical analysis, asset allocation, thematic investing, and selective use of options and ETFs in its investment process.

David Lamont is a CFP® and ChFC® with 26 years of experience in the financial services industry. He is currently with DMK Advisor Group, Inc., where he has worked since 2021 with a brief interval at Silver Oak Securities. His prior experience includes long tenures at Securities Management and Research, Inc. and American National Insurance Company. DMK Advisor Group, Inc. is a registered investment adviser and independent broker-dealer managing approximately $84.5 million in assets. The firm serves individuals, small businesses, trusts, and retirement or profit-sharing plans, utilizing mutual funds and ETFs with a combination of technical and fundamental analysis.

Rocky Montgomery is a financial advisor at Prospera Financial Services, Inc. with 38 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at Prospera since 2016. Prior to that, he was with Capital Guardian, LLC and Financial & Tax Strategies, where he also owns an insurance business offering fixed annuities and life insurance. Outside of finance, he is the owner of TN K-9 Services LLC, a drug dog training business. Prospera Financial Services is an enterprise-scale firm serving individuals, corporate and charitable entities, and retirement plans through about 207 advisors across roughly 140 offices. The firm provides investment advisory and financial planning services using a variety of firm-sponsored and third-party platforms, combining discretionary and non-discretionary portfolio management.

David Topor is a financial advisor with Gradient Advisors, LLC, holding a Series 65 designation and 15 years of industry experience. He has been with Gradient Advisors since 2013 and also serves as President and Sales Agent for IntelliShield, a life, health, and annuity sales business he has been involved with since 2010. Additionally, Topor participates as an educational speaker and advisor for the nonprofit Society of Financial Awareness and works as an estate planning advisor collaborating with lawyers to sell and fund trusts. Gradient Advisors, LLC provides investment management, financial planning, and consulting services to a diverse client base including individuals, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm supports a network of 169 advisors across 154 offices and employs a client-approval investment approach supplemented by third-party money manager referrals.

Kenneth Bane is a CFP® professional with 20 years of industry experience, currently affiliated with Commonwealth Financial Network and Cumberland Wealth Management. He previously worked at TIAA-CREF and TIAA for 13 years. Outside of his advisory role, he is involved in managing rental properties. Commonwealth Financial Network is a registered investment adviser serving a national network of approximately 2,950 advisors and their clients. The firm provides a range of advisory programs and operational support, enabling advisors to offer customized portfolio management and wealth planning services.