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Samuel Rathbone

Advisor at LPL Financial — Moses Lake, WA 1010 S. Pioneer Way

Updated today

Credentials

Series 66

Experience

4 years

Location

Moses Lake, WA 98837

LPL Financial logo

LPL Financial

Institution

Total advisors

22,823

Across 10,503 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

Samuel Rathbone is a financial advisor with LPL Financial in Moses Lake, WA, holding a Series 66 designation and four years of industry experience. He has been associated with LPL Financial since 2021 and also provides administrative support to Financial Advocates Investment Management, an independent investment advisor firm. Rathbone previously operated Rathbone Sales for 12 years. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers financial planning, model portfolio programs, third-party asset management, and institutional platforms with investment strategies that include discretionary and non-discretionary approaches.

Client services

Based on LPL Financial

Financial planning Portfolio management Educational seminars or workshops
Consulting and other non-discretionary advisory services

Expertise

Based on LPL Financial

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Occupation focus

Based on LPL Financial

Retired Founder/Business Owner Executive

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Fee options

Fixed

Flat fees up to $15,000 for financial planning and consulting services

Project-based

Up to $500 per hour for financial planning and consulting services

Location

See office

Moses Lake, WA 1010 S. Pioneer Way

1010 S. Pioneer Way, Suite A

Moses Lake WA 98837

Advisors at this office

3

Most active in

Washington

Work history

4 years of industry experience

LPL Financial, LLC

2021 - Present • 5 years

Moses Lake, WA

Integrity Wealth Advisors

2021 - Present • 5 years

Moses Lake, WA

Financial Advocates Investment Management

2021 - 2025 • 4 years

Moses Lake, WA

Unemployed

2021 - 2021 • 1 year

Moses Lake, WA

Rathbone Sales

2009 - 2021 • 12 years

Moses Lake, WA

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Tyler C

Series 66

Moses Lake, WA

Edward Jones

Tyler Crump is a financial advisor at Edward Jones with three years of industry experience. He holds a Series 66 designation and has prior work experience at Aptive Environmental and GreenLeaf Pest Control, as well as roles with Brigham Young University and the Church of Jesus Christ of Latter-Day Saints. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of investment advisory services, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds, with approximately $1.01 trillion in assets under management.

College savings (529s, UTMA, etc.) Retirement withdrawal strategies Wealth management Business ownership considerations Founder/Business Owner

Gina J

Series 66

Moses Lake, WA

Edward Jones

Gina Johnson is a financial advisor at Edward Jones with Series 66 credentials and one year of industry experience. Prior to joining Edward Jones, she spent 17 years with MLSD 161. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a range of advisory programs and investment strategies, operating under a fiduciary standard and supported by a nationwide network of over 23,000 financial advisors.

Inheritance planning Business ownership considerations Business succession planning Business Financial Management Founder/Business Owner Educators, Teachers, and Academics
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Michael H

Series 66

Moses Lake, WA

LPL Financial

Michael Homer is a financial advisor with LPL Financial based in Moses Lake, WA, holding a Series 66 credential and 23 years of industry experience. He has worked with LPL Financial since 2017 and previously spent 15 years with Waddell & Reed, Inc. He serves on the board of the Moses Lake Community Health Center. LPL Financial is a national broker-dealer and SEC-registered investment adviser providing advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management solutions, utilizing various portfolio strategies and advisor support tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Tiffany V

Series 63, Series 66

Moses Lake, WA

Edward Jones

Tiffany Vehrs is a financial advisor with Edward Jones in Moses Lake, WA, holding Series 63 and Series 66 licenses and five years of industry experience. She previously worked at Edward Jones from 2013 to 2017 and at Formality, Inc. from 2015 to 2020. Outside of advising, she serves as president of the Columbia Basin Girls Softball Association. Edward Jones is a full-service wealth management firm serving individual and institutional clients, offering a range of advisory programs and investment solutions supported by a large network of advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive

Jessica W

Series 66

Moses Lake, WA

Edward Jones

Jessica Worley is a financial advisor at Edward Jones with one year of industry experience. She holds the Series 66 designation and has worked at Edward Jones since 2024. Prior to her advisory role, she has experience with the Moses Lake School District and Basin Feed & Supply. Outside of finance, she is involved with the FAA Coffee House. Edward Jones is a full-service wealth management firm serving millions of individual and institutional clients. The firm offers a range of advisory programs, including discretionary and non-discretionary strategies, and manages approximately $1.01 trillion in assets under management through a large network of advisors and branch offices.

General retirement planning Doctor or Medical Professional Educators, Teachers, and Academics
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Cyril B

Series 66

Moses Lake, WA

Equitable Advisors

Cyril Bahadoor is a financial advisor with Equitable Advisors, holding a Series 66 designation and two years of industry experience. His prior work includes positions across various sectors, such as hospitality and education. Equitable Advisors serves a diverse client base ranging from individual investors to institutional clients, providing financial planning, retirement plan consulting, and asset management services through a network of Investment Adviser Representatives and third-party program sponsors.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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