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Scott Leslie Johnson

Advisor at Cambridge Investment Research Advisors — Mt Pleasant, IA James Ave

Updated today

Credentials

Series 66

Experience

17 years

Location

Mt Pleasant, IA 52641

Cambridge Investment Research Advisors logo

Cambridge Investment Research Advisors

Institution

Total advisors

3,919

Across 2,199 offices

Clients per advisor

91 Typical

Avg AUM per client

$378,281 Low

HNW client ratio

13% Typical

About

Scott Johnson is a financial advisor with Cambridge Investment Research Advisors, holding a Series 66 designation and 17 years of industry experience. He has worked with Cambridge Investment Research Advisors since 2017 and previously held roles at D.H. Securities LLLP, Brokers International Financial Services, and Johnson Capital Investments LLC. Outside of his advisory work, Johnson serves on the Wayland Economic Development Committee and speaks on biblical topics to local congregations. Cambridge Investment Research Advisors is a large SEC-registered firm serving a diverse client base including individuals, pension plans, charitable organizations, and retirement-plan sponsors. The firm provides financial planning, investment management, and retirement advisory services through a network of independent professionals, offering a range of portfolio management and model-based solutions tailored to client objectives.

Client services

Based on Cambridge Investment Research Advisors

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops Market timing

Expertise

Based on Cambridge Investment Research Advisors

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Annuities

Occupation focus

Based on Cambridge Investment Research Advisors

Self-Employed

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Fee options

Fixed

For financial planning and consulting, flat fees generally do not exceed $25,000 but may be higher based on complexity; For WealthPort setup fee generally less than 1% of assets or $1,000

Percentage

$0 - $100,000: 1.50% $100,000 - $250,000: 1.25% $250,000+: 1.00%

Commissions

Financial Professionals acting as Registered Representatives receive commissions on securities and insurance sales

Project-based

Generally up to $500 per hour for financial planning and consulting services; up to $500 per hour for retirement plan advisory services

Subscriptions

Financial Wellness services paid by employer; flat or hourly fees per agreement

Other

Account minimum: $5,000 Minimum fee: Minimum WealthPort program fee of $250 annually for CAAP® and UMA accounts

Location

See office

Mt Pleasant, IA James Ave

1255 James Ave

Mt Pleasant IA 52641

Advisors at this office

1

Most active in

Iowa

Work history

17 years of industry experience

Cambridge Investment Research Advisors, Inc.

2017 - Present • 9 years

Fairfield, IA

Cambridge Investment Research, Inc.

2017 - Present • 9 years

Fairfield, IA

D.H. Securities LLLP

2016 - 2017 • 1 year

Kingwood, TX

D.H. Hill Advisors, Inc.

2016 - 2017 • 1 year

Kingwood, TX

Brokers International Financial Services

2013 - 2016 • 3 years

Mt Pleasant, IA

Johnson Capital Investments LLC

2013 - 2016 • 3 years

Wayland, IA

South Florida Bible College

2012 - Present • 14 years

Deerfield Beach, FL

Invest Financial Corporation

2011 - 2011 • 1 year

IA

Investment Advisors Corp

2007 - 2011 • 4 years

Mt. Pleasant, IA

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Benjamin H

Series 63, Series 66

Mount Pleasant, IA

RIA Advisory Group, LLC

Benjamin Heckart is a financial advisor with RIA Advisory Group, LLC, holding Series 63 and Series 66 licenses with 20 years of industry experience. He has worked at Iea Wealth Management LLC since 2010 and previously spent two years each at Cambridge Investment Research Advisors and LPL Financial. Outside of advisory work, he is involved in a small farming operation and holds a 20% ownership stake in Brokerstreet Insurance Services. RIA Advisory Group provides discretionary portfolio management and investment supervisory services to individuals, high-net-worth clients, trusts, estates, corporations, and charitable organizations. The firm manages client accounts in-house using a combination of charting, fundamental, and technical analysis across long- and short-term strategies, operating as a multi-office team of 21 advisors.

Real estate investing
user avatar

Kent D

Series 63, Series 65

Washington, IA

Mason & Associates, Inc.

Kent Dallmeyer is a financial advisor with Mason & Associates, Inc. in Washington, IA, holding Series 63 and Series 65 credentials and bringing 47 years of industry experience. He has been with Mason & Associates and Mutual Securities, Inc. since 2015. Outside of advisory work, he serves as a director and foundation chair of the Rotary Club of Washington, IA, and is involved in several family farm enterprises. Mason & Associates serves individuals, retirement and profit-sharing plans, trusts, estates, charitable organizations, and small businesses with personalized financial planning and investment management. The firm’s investment process is based on Modern Portfolio Theory and includes strategic asset allocation and global diversification, utilizing an open-architecture platform and engaging in private placements and illiquid investments.

General tax planning Private / alternative investments Founder/Business Owner
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Paul K

Series 63, Series 65

Mount Pleasant, IA

RIA Advisory Group, LLC

Paul Katsion is a financial advisor with RIA Advisory Group, LLC, holding Series 63 and Series 65 licenses and nine years of industry experience. He has been with RIA Advisory Group since 2023 and previously worked at NYLife Securities LLC and New York Life from 2016. Katsion serves as a board member of the Henry County Optimist Club, where he supports local youth through fundraising and volunteer activities. RIA Advisory Group provides discretionary portfolio management and investment supervisory services to individuals, high-net-worth clients, trusts, estates, corporations, and charitable organizations. The firm manages client assets in-house using a combination of charting, fundamental, and technical analysis with both long- and short-term trading strategies.

Real estate investing
user avatar

Erin R

Series 65

Mount Pleasant, IA

RIA Advisory Group, LLC

Erin Roberts is a financial advisor at RIA Advisory Group, LLC with a Series 65 designation and one year of industry experience. Prior to joining RIA Advisory Group in 2025, Roberts worked at RCM Capital for two years and spent 17 years at Southeastern Community College. RIA Advisory Group provides discretionary portfolio management and investment supervisory services to individuals, high-net-worth clients, trusts, estates, corporations, and charitable organizations. The firm manages client accounts in-house using a combination of charting, fundamental, and technical analysis with both long- and short-term trading strategies.

Real estate investing
user avatar

Chad M

ChFC®, Series 63

Mt. Pleasant, IA

Creativeone Wealth, LLC

Chad Mcmullin is a financial advisor with CreativeOne Wealth, LLC, holding the ChFC® designation and Series 63 license, and has 19 years of industry experience. His prior roles include positions at ChangePath, LLC, Brokers International Financial Services, LLC, FBL Marketing Services, and Farm Bureau. Outside of advising, he is involved in professional office building ownership and management. CreativeOne Wealth, LLC provides fee-based asset management, financial planning, retirement plan consulting, and sub-advisory services to individual, corporate, charitable, and RIA clients. The firm employs a combination of proprietary ETF-based models, third-party managers, boutique equity managers, and option strategies, supported by quantitative and fundamental analyses.

Active portfolio management ESG / Sustainable investing Concentrated stock management Options & derivatives strategies Private / alternative investments Executive Founder/Business Owner
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Adhali L

Series 63, Series 65

Washington, IA

Transamerica Retirement Advisors, LLC

Adhali Larios Hernandez is a financial advisor with Transamerica Retirement Advisors, LLC, holding Series 63 and Series 65 licenses and six years of industry experience. His prior roles include positions at Equitable Advisors and Axa Advisors, and he has served in the U.S. Army Reserves since 2009. Hernandez is a board member of the Washington Public Library, participating in community outreach and engagement. Transamerica Retirement Advisors serves participants in employer-sponsored retirement plans and IRA owners, offering managed portfolios and non-discretionary investment recommendations supported by Morningstar Investment Management’s proprietary software and model portfolios.

General retirement planning Retirement income strategy Income planning
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