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Scott Schroeder

Advisor at Wells Fargo Clearing — Fergus Falls, MN

Updated today

Credentials

Series 66

Experience

19 years

Location

Fergus Falls, MN 56537

Wells Fargo Clearing logo

Wells Fargo Clearing

Institution

Total advisors

14,116

Across 1,473 offices

Clients per advisor

92 Typical

Avg AUM per client

$475,575 High

HNW client ratio

50% Very High

About

Scott Schroeder is a financial advisor with Wells Fargo Clearing, holding a Series 66 designation and bringing 18 years of industry experience. He has been with Wells Fargo Clearing since 2016 and previously worked at Wells Fargo Advisors LLC from 2011 to 2016. Outside of his advisory role, Schroeder operates a grain and cattle farming business, which he has managed since 1985. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary options. The firm’s advisory process is IPS-driven and incorporates a broad range of financial products, including insurance-related vehicles and bank deposit sweep options.

Client services

Based on Wells Fargo Clearing

Financial planning Portfolio management Pension consulting Selection of other advisers
Investment consulting services to institutional clients

Occupation focus

Based on Wells Fargo Clearing

Retired Founder/Business Owner

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Fee options

Fixed

One-time service fees payable immediately after service; ongoing fees paid quarterly

Percentage

$0 - $1,000,000: 0.1% to 1.0% annually $1,000,000 - $5,000,000: 0.1% to 0.7% annually $5,000,000 - $10,000,000: 0.1% to 0.5% annually $10,000,000 - $25,000,000: 0.01% to 0.25% annually

Commissions

Brokerage transactions generate commissions; Financial Advisors receive a percentage of revenue from commissions

Other

Minimum fee: Minimum fees range from $500 to $5,000 depending on plan size Fee-only: Flat annual fees and percentage of assets fees available; fees are negotiable

Location

See office

Fergus Falls, MN

220 W Washington Ave

Fergus Falls MN 56537

Advisors at this office

1

Most active in

Minnesota · North Dakota · Texas

Work history

19 years of industry experience

Wells Fargo Clearing

2016 - Present • 10 years

Fergus Falls, MN

WELLS FARGO ADVISORS LLC

2011 - 2016 • 5 years

Fergus Falls, MN

Self Employed Farming

1985 - Present • 41 years

Fergus Falls, MN

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Linda C

Series 63, Series 65

Fergus Falls, MN

The Cornish Group LLC dba Cornish Financial Services Group

Linda Cornish is the principal of The Cornish Group LLC dba Cornish Financial Services Group in Fergus Falls, MN, with 37 years of experience in the financial services industry. She holds Series 63 and Series 65 registrations and has a background that includes roles with Calhoun Financial Services and American Investors Company dating back to the early 1990s. Outside of her advisory work, she is also involved in real estate brokerage and serves as a probate executor and trustee. The firm provides financial planning services to individuals, trusts, and corporations, delivering comprehensive or segmented written plans and consultations tailored to client objectives. It focuses on financial planning rather than ongoing portfolio management and does not maintain discretionary authority or assets under management.

General retirement planning
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Kathryn V

Series 66

Fergus Falls, MN

SPC

Kathryn Vukonich is a financial advisor at SPC with 12 years of industry experience. She holds a Series 66 designation and has been associated with Parkland Securities since 2014. Outside of her advisory work, she co-owns Forest Lodge Kennels, which breeds and sells AKC registered Bernese Mountain Dog puppies. SPC provides investment management, financial planning, and retirement-plan advisory services to a diverse client base, including individual investors, employer-sponsored retirement plans, and corporate clients. The firm supports a large network of advisors and delivers tailored, discretionary investment advice through multiple account programs.

Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Income planning General estate planning guidance Tax-loss harvesting Founder/Business Owner Retired Executive
user avatar

Timothy N

CFP®, Series 63, Series 66

Fergus Falls, MN

Farther

Timothy Nanson is a CFP® with 15 years of industry experience, currently serving as a financial advisor at Farther since 2025. His prior roles include positions at Fortress Retirement, Inc. and Womack Wealth Management. Outside of advisory work, he is the pit master and operator of Bossy Babes BBQ, a food truck based in Fergus Falls, MN. Farther provides discretionary investment management and advisory services primarily to individuals, trusts, and estates through a web and mobile platform combined with in-person meetings. The firm applies a Modern Portfolio Theory-based approach using proprietary models and AI-supported rebalancing, focusing on exchange-traded funds, mutual funds, equities, and fixed income.

Passive / index investing Retirement plans for business owners (SEP, solo 401k) Options & derivatives strategies
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Matthew H

Series 66

Fergus Falls, MN

Edward Jones

Matthew Hendricks is a financial advisor at Edward Jones in Fergus Falls, MN, holding a Series 66 credential with 11 years of industry experience. He has been with Edward Jones since 2014. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, managing approximately $1.01 trillion in assets. The firm offers a range of advisory programs and investment solutions supported by a large network of financial advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive

Isaac V

CFP®, ChFC®, Series 63, Series 66

Fergus Falls, MN

Edward Jones

Isaac Vatnsdal is a financial advisor at Edward Jones with 12 years of industry experience. He holds the CFP® and ChFC® designations and previously worked at CONCOUSRE FINANCIAL GROUP for eight years. Outside of his advisory role, he coaches youth hockey for the Fergus Falls Hockey Association. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including high-net-worth households and charitable organizations. The firm manages approximately $1.01 trillion in assets and offers a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds.

Retirement income strategy General retirement planning Retirement plans for business owners (SEP, solo 401k) Business succession planning General estate planning guidance Retired Founder/Business Owner Executive
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Steven G

Series 63, Series 66

Fergus Falls, MN

Thrivent Investment Management

Steven Gundersen is a financial advisor with Thrivent Investment Management, holding Series 63 and Series 66 designations and 20 years of industry experience. He has worked with Thrivent Financial for Lutherans and Thrivent Investment Management since 2006. Thrivent Investment Management offers Dedicated Planning Services to individuals, families, businesses, and nonprofit clients through a network of Financial Advisors. The firm provides holistic, goal-based financial planning that covers various topics such as retirement, tax, estate, and special needs planning, with the option to combine planning services with managed accounts under a consolidated billing arrangement called “WealthPlan.”

Business ownership considerations
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