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Sergio T. Rodriguez

Advisor at Cetera — Del Rio, TX

Updated today

Credentials

Series 63, Series 66

Experience

15 years

Location

Del Rio, TX 78840

Cetera logo

Cetera

Institution

Total advisors

10,171

Across 5,095 offices

Clients per advisor

79 Low

Avg AUM per client

$306,089 Low

HNW client ratio

10% Low

About

Sergio Rodriguez is a financial advisor at Cetera with 15 years of industry experience. He holds Series 63 and Series 66 licenses and has worked with firms including Avantax, PNC, and BBVA Securities. Outside of advising, he co-owns a tax preparation and notary service and is a candidate for Val Verde County Commissioner. Cetera Investment Advisers LLC supports a large network of independent advisors serving individuals, retirement plans, corporate and charitable clients, and institutions. The firm offers a range of portfolio management and consulting services through a multi-manager platform with discretionary and non-discretionary options.

Client services

Based on Cetera

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on Cetera

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy

Occupation focus

Based on Cetera

Founder/Business Owner Executive

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Fee options

Fixed

Flat fees may be charged for financial planning and consulting services as negotiated with advisor.

Percentage

$0 - $250,000: up to 2.90% $250,001 - $500,000: up to 2.90% $500,001 - $1,000,000: up to 2.70% $1,000,001 - $2,000,000: up to 2.00% $2,000,001+: up to 1.50%

Commissions

Advisors may be registered representatives and licensed insurance agents earning commissions on securities and insurance products.

Project-based

Consulting and financial planning services may be charged on an hourly rate basis, ranges not specifically stated.

Other

Account minimum: $5,000 Fee-only: Flat fees for financial planning and consulting services; hourly fees for financial planning and consulting according to client agreement; fees negotiated with advisor.

Location

See office

Del Rio, TX

110 S Main St

Del Rio TX 78840

Advisors at this office

1

Most active in

Texas

Work history

15 years of industry experience

Cetera

2025 - Present • 1 year

Schaumburg, IL

Cetera Wealth Services, LLC

2025 - Present • 1 year

Del Rio, TX

Avantax Insurance Agency, LLC

2022 - 2025 • 3 years

Del Rio, TX

Avantax Advisory Services

2022 - 2025 • 3 years

Del Rio, TX

Avantax Investment Services Inc.

2022 - 2025 • 3 years

Del Rio, TX

PNC investments

2021 - 2022 • 1 year

Del Rio, TX

PNC Managed Account Solutions, Inc.

2017 - 2021 • 4 years

Del Rio, TX

Bbva Securities Inc.

2013 - 2021 • 8 years

Del Rio, TX

BBVA Compass Insurance Agency, Inc.

2010 - 2021 • 11 years

Austin, TX

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

Eldon B

CFP®, Series 63

Del Rio, TX

Brown Financial Group

Eldon Brown is a CFP® with 21 years of industry experience, currently serving at Brown Financial Group in Del Rio, TX. He has been with Wealth Financial Advisory Services, LLC since 2016 and has worked with Brown Financial Group since 2013. Outside of his advisory work, he is also a licensed insurance agent. Brown Financial Group advises individuals, high-net-worth clients, and pension/profit-sharing plans, providing portfolio management, financial planning, and pension consulting. The firm manages around $21.1 million across about 119 accounts and utilizes modern portfolio theory with long-term trading strategies, maintaining tailored or model portfolios and conducting at least annual account reviews.

Wealth management Retirement plans for business owners (SEP, solo 401k) Annuities Real estate investing
user avatar

Michelle B

Series 65

Del Rio, TX

Brown Financial Group

Michelle Brown is a financial advisor at Brown Financial Group in Del Rio, TX, holding a Series 65 designation with 13 years of industry experience. She has been associated with MEB Financial Group, dba Brown Financial Group, since 2003 and has spent the past decade with Wealth Financial Advisory Services, LLC. In addition to advisory work, she is licensed to sell annuity and insurance products as an insurance agent. Brown Financial Group advises individuals, high-net-worth clients, and pension/profit-sharing plans, providing portfolio management, financial planning, and pension consulting. The firm follows a long-term investment approach based on modern portfolio theory, offering tailored or model portfolios with regular account reviews, while clients retain trading authority.

Wealth management Retirement plans for business owners (SEP, solo 401k) Annuities Real estate investing
user avatar

Scott M

Series 63, Series 65

Del Rio, TX

First Command Advisory Services

Scott Mann is a financial advisor with First Command Advisory Services in Del Rio, TX. He holds Series 63 and Series 65 credentials and has two years of industry experience. Prior to his advisory role, Mann was involved in landscaping and tree services through Two Brothers Landscaping and Trees LLC for four years. First Command Advisory Services is an SEC-registered investment adviser that serves individuals, corporate, and charitable clients, with a particular focus on active-duty service members and their families. The firm offers financial planning and multiple wrap-fee asset management programs featuring model portfolios managed centrally by its Investment Management Team.

Passive / index investing Active portfolio management Retirement income strategy Tax-loss harvesting ESG / Sustainable investing Self-Employed Young Professionals

George O

Series 66

Del Rio, TX

Edward Jones

George Oliva is a financial advisor at Edward Jones with 13 years of industry experience. He holds the Series 66 designation and has been with Edward Jones since 2012. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, including high-net-worth households and corporate entities. The firm manages approximately $1.01 trillion in assets under management and offers a range of advisory programs and investment strategies supported by a nationwide network of more than 23,700 advisors.

Retirement income strategy Wealth management Inheritance planning Multi-generational wealth transfer General estate planning guidance Military & Veterans Hispanic/Latino/Latinx
user avatar

Emily M

Series 63, Series 65

Laughlin Afb, TX

LPL Financial

Emily Manganaro is a financial advisor with LPL Financial, holding Series 63 and Series 65 licenses and 15 years of industry experience. She has worked at LPL Financial since 2015 and has prior experience with Old National Bank, First Midwest Bank, and Mass Mutual Investors Services. Outside of her advisory role, she is the owner of an online jewelry sales business called Silverbean Studios and serves as a non-public arbitrator for FINRA. LPL Financial is a national broker-dealer and SEC-registered investment adviser that offers advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm supports a broad range of investment strategies and platforms, combining extensive advisory capabilities with non-advisory financial services and oversight of over $819 billion in discretionary assets.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive

Emily C

CFP®, Series 63, Series 66

Del Rio, TX

Edward Jones

Emily Cooper is a CFP®-certified financial advisor with Edward Jones in Del Rio, TX, where she has worked for 26 years. She holds Series 63 and Series 66 licenses. Outside of her advisory role, she is a co-owner of a commercial rental property in Del Rio. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a range of investment advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds. The firm is notable for its extensive advisor and branch network and its affiliated capabilities beyond advisory services.

Retirement income strategy Charitable giving & philanthropy General estate planning guidance Wealth management ESG / Sustainable investing Retired Founder/Business Owner Executive Religious/faith focused
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