Seth Timothy Bray
Advisor at OSAIC Institutions, INC. — Monroe City, MO
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 66
Experience Industry experience
2 years
Location
Monroe City, MO 63456
OSAIC Institutions, INC.
Enterprise
Seth Bray is a financial advisor at OSAIC Institutions, Inc. with two years of industry experience and holds a Series 66 designation. Prior to joining OSAIC, he has held various roles including offensive line coach for the Macon High School Varsity Football team. OSAIC Institutions, Inc. is an SEC-registered investment adviser serving individuals, ERISA retirement plans, trusts, estates, and corporate clients through a network of adviser representatives. The firm provides customized advisory services, financial planning, ERISA plan services, and access to alternative investments, operating a hybrid adviser/broker-dealer model with both discretionary and non-discretionary account options.
Based on OSAIC Institutions, INC.
Fixed or flat fees for financial planning and consulting services up to $25,000 or more for high net worth individuals.
$0+: Up to 2.50%, negotiable (maximum advisory fee) for customized advisory services $0+: Up to 1.25% for ERISA plan services, negotiable $10,000+: Minimum for AMP wrap fee program $5,500+: Minimum for UMA wrap fee program
Commissions earned by IARs when selling securities or insurance products as broker-dealer representatives; may receive trail fees and other compensation.
Hourly fees generally range from $50 to $750 per hour for financial planning and consulting services.
Minimum fee: Fixed or flat fees for financial planning and consulting services generally range up to $25,000, can exceed for high net worth individuals; hourly fees generally range from $50 - $750 per hour, not exceeding $25,000 annually. Fee-only: Financial planning and consulting services offered for fixed fees or hourly charges; no commissions charged for these advisory services.
Monroe City, MO
202 N. Main Street
Monroe City MO 63456
Advisors at this office
1
Missouri
2 years of industry experience
OSAIC Institutions, Inc.
2024 - Present • 2 years
Meriden, CT
MA Bank
2024 - Present • 2 years
Macon, MO
Macon R-1 High School
2023 - 2024 • 1 year
Macon, MO
Hannibal LaGrange University
2022 - 2023 • 1 year
Hannibal, MO
Hannibal LaGrange University
2021 - 2022 • 1 year
Hannibal, MO
Hannibal LaGrange University
2019 - 2021 • 2 years
Hannibal, MO
YMCA of Hannibal
2019 - 2019 • 1 year
Hannibal, MO
Moberly Aquatic Center
2017 - 2019 • 2 years
Moberly, MO
O'Laughlin Inc.
2015 - 2017 • 2 years
Macon, MO
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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