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Seth Timothy Bray

Advisor at OSAIC Institutions, INC. — Monroe City, MO

Updated today

Credentials

Series 66

Experience

2 years

Location

Monroe City, MO 63456

OSAIC Institutions, INC. logo

OSAIC Institutions, INC.

Enterprise

Total advisors

543

Across 352 offices

Clients per advisor

29 Very Low

Avg AUM per client

$308,738 Low

HNW client ratio

0% Very Low

About

Seth Bray is a financial advisor at OSAIC Institutions, Inc. with two years of industry experience and holds a Series 66 designation. Prior to joining OSAIC, he has held various roles including offensive line coach for the Macon High School Varsity Football team. OSAIC Institutions, Inc. is an SEC-registered investment adviser serving individuals, ERISA retirement plans, trusts, estates, and corporate clients through a network of adviser representatives. The firm provides customized advisory services, financial planning, ERISA plan services, and access to alternative investments, operating a hybrid adviser/broker-dealer model with both discretionary and non-discretionary account options.

Client services

Based on OSAIC Institutions, INC.

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops Solicitation services for other advisers

Expertise

Based on OSAIC Institutions, INC.

Annuities Tax-loss harvesting

Occupation focus

Based on OSAIC Institutions, INC.

Founder/Business Owner Executive

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Fee options

Fixed

Fixed or flat fees for financial planning and consulting services up to $25,000 or more for high net worth individuals.

Percentage

$0+: Up to 2.50%, negotiable (maximum advisory fee) for customized advisory services $0+: Up to 1.25% for ERISA plan services, negotiable $10,000+: Minimum for AMP wrap fee program $5,500+: Minimum for UMA wrap fee program

Commissions

Commissions earned by IARs when selling securities or insurance products as broker-dealer representatives; may receive trail fees and other compensation.

Project-based

Hourly fees generally range from $50 to $750 per hour for financial planning and consulting services.

Other

Minimum fee: Fixed or flat fees for financial planning and consulting services generally range up to $25,000, can exceed for high net worth individuals; hourly fees generally range from $50 - $750 per hour, not exceeding $25,000 annually. Fee-only: Financial planning and consulting services offered for fixed fees or hourly charges; no commissions charged for these advisory services.

Location

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Monroe City, MO

202 N. Main Street

Monroe City MO 63456

Advisors at this office

1

Most active in

Missouri

Work history

2 years of industry experience

OSAIC Institutions, Inc.

2024 - Present • 2 years

Meriden, CT

MA Bank

2024 - Present • 2 years

Macon, MO

Macon R-1 High School

2023 - 2024 • 1 year

Macon, MO

Hannibal LaGrange University

2022 - 2023 • 1 year

Hannibal, MO

Hannibal LaGrange University

2021 - 2022 • 1 year

Hannibal, MO

Hannibal LaGrange University

2019 - 2021 • 2 years

Hannibal, MO

YMCA of Hannibal

2019 - 2019 • 1 year

Hannibal, MO

Moberly Aquatic Center

2017 - 2019 • 2 years

Moberly, MO

O'Laughlin Inc.

2015 - 2017 • 2 years

Macon, MO

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Brock M

Series 65

Paris, MO

Building Wealth Financial Advisory LLC

Brock Miller is a financial advisor at Building Wealth Financial Advisory LLC in Paris, Missouri, holding a Series 65 designation with no prior industry experience. He has a background that includes service in the United States Air Force, work at Regional Missouri Bank, and employment with the Paris School District. Outside of advisory services, he operates Building Wealth with Brock, a personal finance education and digital media brand focused on budgeting, investing fundamentals, and financial literacy. Building Wealth Financial Advisory LLC is a fee-only fiduciary firm that provides discretionary portfolio management, financial planning, and retirement-plan consulting for individuals, families, trusts, retirement plans, and small businesses. The firm uses a core-satellite investment approach combining low-cost passive ETFs and selective individual stocks, emphasizing retirement plan consulting and held-away account advice.

Retirement plans for business owners (SEP, solo 401k) Passive / index investing Active portfolio management Founder/Business Owner
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Courtney J

Series 66

Paris, MO

LPL Financial

Courtney Jones is a Series 66 licensed financial advisor with 15 years of industry experience. She currently works at LPL Financial and has previously held roles at Securities America Advisors and Securities America Inc. Jones is also involved with Tpnp, formerly The Paris National Bank, where she has served since 2015. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a large network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management, with access to model portfolios, third-party research, and various specialized strategies.

College savings (529s, UTMA, etc.)

Toni H

CFP®, Series 66

Monroe City, MO

Edward Jones

Toni Hunter is a financial advisor at Edward Jones with a CFP® designation and Series 66 license, bringing eight years of industry experience. She has been with Edward Jones since 2016. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs and investment strategies, managing approximately $1.01 trillion in assets through a large nationwide network of advisors and branch offices.

Charitable giving & philanthropy College savings (529s, UTMA, etc.) Retirement income strategy General retirement planning Retired Founder/Business Owner Executive
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Loree Q

Series 66

Monroe City, MO

LPL Financial

Loree Quinn is a financial advisor at LPL Financial with 18 years of industry experience. She holds a Series 66 designation and has worked previously at USAdvisors Wealth Management, LLC and Securities America, Inc. Quinn is also involved in non-variable insurance activities. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations. The firm offers a range of advisory programs, financial planning, and retirement plan consulting supported by research and technologies such as machine learning.

College savings (529s, UTMA, etc.)
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