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Credentials
Series 63, Series 66
Experience Industry experience
7 years
Location
Union, SC 29379
LPL Financial
Institution
Seth Watson is a financial advisor with LPL Financial, holding Series 63 and Series 66 licenses and seven years of industry experience. His prior roles include positions at Wells Fargo, Bank of America, Merrill, TD Bank, and Fifth Third Bank. He is also involved with Founders Federal Credit Union in a consulting capacity. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services including financial planning, model portfolios, third-party asset management, and institutional platforms.
Based on LPL Financial
Based on LPL Financial
Flat fees up to $15,000 for financial planning and consulting services
Up to $500 per hour for financial planning and consulting services
Union, SC
523 A North Duncan Bypass
Union SC 29379
Advisors at this office
1
South Carolina
7 years of industry experience
Founders Federal Credit Union
2023 - Present • 3 years
Spartanburg, SC
LPL Financial
2023 - Present • 3 years
Spartanburg, SC
Bank of America, N.A.
2022 - 2023 • 1 year
Spartanburg, SC
Merrill
2022 - 2023 • 1 year
Spartanburg, SC
Wells Fargo Clearing
2021 - 2022 • 1 year
Landrum, SC
Wells Fargo Bank, nA
2021 - 2022 • 1 year
Landrum, SC
Td bank
2018 - 2021 • 3 years
Rutherfordton, NC
FIFTH THIRD BANK
2013 - 2018 • 5 years
Rutherfordton, NC
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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