Shahriar Moshrefnoory
Advisor at Wells Fargo Clearing — Reno, NV Neil Rd
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 66
Experience Industry experience
10 years
Location
Reno, NV 89502
Wells Fargo Clearing
Institution
Shahriar Moshrefnoory is a financial advisor at Wells Fargo Clearing with 10 years of industry experience. He holds the Series 66 designation. His work history includes roles at Wells Fargo Bank, Principal Securities Inc, Principal Life Insurance Company, World Financial Group, Inc., and Transamerica Financial Advisors, Inc. Wells Fargo Advisors is a national securities firm offering investment advisory services, financial planning, wrap-fee programs, and retirement plan consulting to individual, corporate, and institutional clients. The firm uses research and analytics from Wells Fargo Investment Institute and third-party sources, applying diversification principles and modern portfolio theory in its investment approach.
Based on Wells Fargo Clearing
One-time service fees payable immediately after service; ongoing fees paid quarterly
$0 - $1,000,000: 0.1% to 1.0% annually $1,000,000 - $5,000,000: 0.1% to 0.7% annually $5,000,000 - $10,000,000: 0.1% to 0.5% annually $10,000,000 - $25,000,000: 0.01% to 0.25% annually
Brokerage transactions generate commissions; Financial Advisors receive a percentage of revenue from commissions
Minimum fee: Minimum fees range from $500 to $5,000 depending on plan size Fee-only: Flat annual fees and percentage of assets fees available; fees are negotiable
Reno, NV Neil Rd
5100 Neil Rd
Reno NV 89502
Advisors at this office
2
Nevada
10 years of industry experience
Wells Fargo Bank, nA
2021 - Present • 5 years
Reno, NV
Wells Fargo Clearing
2021 - Present • 5 years
Reno, NV
Principal Securities Inc
2020 - 2021 • 1 year
Reno, NV
Principal Life Insurance Company
2020 - 2021 • 1 year
Reno, NV
World Financial Group, Inc.
2016 - 2020 • 4 years
Reno, NV
Transamerica Financial Advisors, Inc
2016 - 2020 • 4 years
Reno, NV
Merrill
2015 - 2015 • 1 year
Reno, NV
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
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