user avatar

Shannon Parks

Advisor at OSAIC

Updated today

Location

Glenwood, IA

Credentials

Series 63, Series 66

Industry experience

19 years

About

Shannon Parks is a financial advisor with OSAIC, holding Series 63 and Series 66 credentials and 19 years of industry experience. Prior to joining OSAIC in 2024, Shannon worked at Woodbury Financial Services Inc. and Securities America Inc. Outside of advising, Shannon creates arts and crafts sold at craft shows and galleries and administers non-ERISA 403(b) plans for school districts and nonprofits. OSAIC is an SEC-registered investment adviser and FINRA member broker-dealer that serves a broad range of clients, including individual investors, pension and profit-sharing plans, corporations, and charitable organizations. The firm employs a comprehensive investment process incorporating risk tolerance assessments, asset allocation software, and portfolio optimization tools, offering access to various investment vehicles and multiple custodial platforms.

Client services

Based on OSAIC

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on OSAIC

Annuities

Occupation focus

Based on OSAIC

Founder/Business Owner Executive Retired

Not sure if this advisor is right for you?

Answer a few questions to see advisors matched to you.

Fee options

Fixed

Fixed or flat fees for financial planning and consulting services generally up to $25,000, can exceed for high net worth individuals; Non-Discretionary Investment Advisory Services fixed fees from $500 to $15,000; Retirement Plan Consulting Services fixed fees from $1,000 to $100,000.

Percentage

$0 - $5,500: Negotiable, varies by Advisory Representative and program $5,500 - $10,000: Negotiable, varies by Advisory Representative and program $10,000+: Negotiable, varies by Advisory Representative and program

Commissions

Advisory Representatives may receive commissions as registered representatives or insurance agents for securities or insurance product sales outside advisory accounts.

Project-based

$0 - $750 per hour for financial planning and consulting services, Non-Discretionary Investment Advisory Services, and Retirement Plan Consulting Services.

Other

Account minimum: $5,500 to $10,000 depending on program Fee-only: Advisory fees negotiated individually by Advisory Representatives; often asset-based fees with wrap or non-wrap structures; fees can be up to 3% annually for Plan Participant Retirement Program; fee schedules vary by program and Advisory Representative.

Location

Glenwood, IA

Most active in

Iowa

Work history

OSAIC

2024 - Present (2 years)

Woodbury Financial Services INC

2017 - 2024 (7 years)

Securities America Inc

2013 - 2017 (4 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

Robert H

CFP®, Series 63, Series 65

Bellevue, NE

Van Clemens Wealth Management, LLC

Robert Hahn is a CFP® with 24 years of industry experience, currently serving as a financial advisor at Van Clemens Wealth Management, LLC. His prior experience includes roles at Willet, LLC dba Beyond Tangible Wealth, LPL Financial, Waddell & Reed, Inc., and Securities America Inc. Outside of advising, he is Vice-President and Coach at Advisor Game Plan, LLC, focusing on executive coaching for business leaders. Van Clemens Wealth Management, LLC serves individuals, trusts, estates, and institutional clients by providing portfolio management, financial planning, retirement plan consulting, and estate-planning support. The firm customizes advice based on client objectives and employs a blend of modern portfolio theory with fundamental and technical analysis, offering access to over 500 third-party managers and a specialized Growth Opportunities Model focused on micro- and small-cap equities.

Annuities Private / alternative investments Options & derivatives strategies Business ownership considerations Retirement income strategy Founder/Business Owner Executive Retired
user avatar

Michael M

Series 63, Series 66

Bellevue, NE

Missionsquare Retirement

Michael Mcintosh is a financial advisor with Missionsquare Retirement in Bellevue, NE, holding Series 63 and Series 66 licenses and having nine years of industry experience. He has worked at ICMA RC since 2019 and previously held roles at Bank of the West and TD AMERITRADE. Missionsquare Retirement serves state and local government employers, their employees, and certain nonprofits by administering deferred compensation and qualified retirement plans, offering plan administration, recordkeeping, education, and advisory services including discretionary Managed Accounts and nondiscretionary Fund Advice developed by Morningstar Investment Management.

General retirement planning Retirement income strategy Retirement withdrawal strategies Income planning
user avatar

Dawn C

Series 63, Series 65

Bellevue, NE

Mutual Advisors, LLC

Dawn Claussen is a financial advisor at Mutual Advisors, LLC with 17 years of industry experience. She holds Series 63 and Series 65 licenses and has been with Mutual Advisors since 2016. Outside of her advisory role, she serves as a volunteer member at large on the Pacific Springs Home Owner Association board and is a managing partner at Fundalyzer, LLC, a software development company specializing in mutual fund share class analysis. Mutual Advisors, LLC manages approximately $6.75 billion through a network of 123 advisors, serving individuals, institutional investors, trusts, and retirement plan participants. The firm offers a range of services including asset management, financial consulting, and ERISA plan advisory, employing a combination of passive and active investment strategies tailored to client objectives.

Annuities Options & derivatives strategies
user avatar

Grant G

Series 66

Papillion, NE

First Command Advisory Services

Grant Gotschall is a Series 66-registered financial advisor with First Command Advisory Services in Omaha, NE, and has eight years of industry experience. He has held positions at several firms including Mutual of Omaha, MassMutual, Raymond James Financial Services, and Ameriprise. Outside of his advisory work, he owns and manages a single-family rental property. First Command serves a diverse client base including individual, high-net-worth, corporate, and charitable clients through a multi-service platform that features financial planning, discretionary asset management, brokerage, insurance, and banking products. The firm emphasizes advisor-led planning with a structured 12-month engagement and offers discretionary model portfolio management through its in-house Investment Management Team.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retired Mid-Career Professionals
user avatar

Joyce S

Series 66

Bellevue, NE

VOYA Financial Advisors, Inc.

Joyce Sobczyk is a financial advisor at VOYA Financial Advisors, Inc. with 23 years of industry experience. She holds a Series 66 designation and has worked at several firms, including multiple roles within Voya from 2015 to 2021 and positions at Cobalt Credit Union and various Cetera entities in 2021. Outside of her advisory work, Sobczyk serves as Vice President of the Nebraska Trailblazers, a walking club. VOYA Financial Advisors, Inc. provides investment advisory, brokerage, financial planning, and retirement plan services to a diverse client base including individuals, charitable organizations, corporations, and plan sponsors. The firm offers a range of adviser-led and third-party managed investment programs, combining an advisory platform with an active broker-dealer model and a broad affiliate network.

General retirement planning Retirement income strategy Cash flow / budgeting Social Security optimization Retired Founder/Business Owner Executive Approaching retirement Retired
user avatar

Kari W

Series 63, Series 65

Papillion, NE

First Command Advisory Services

Kari Wolfe is a financial advisor with First Command Advisory Services in Bellevue, NE. She holds Series 63 and Series 65 licenses and has two years of industry experience. Prior to her advisory role, Kari served nine years in the US Air Force and worked in retail positions at Old Navy and Target. First Command Advisory Services serves individual, high-net-worth, corporate, and charitable clients through a multi-service platform that includes financial planning, discretionary asset management, and brokerage and insurance product distribution. The firm emphasizes advisor-led planning relationships and offers structured engagement programs supported by an in-house investment management team.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retired Mid-Career Professionals
Warmer team member

Not sure where to start?

We'll help you think it through — whether you ultimately need an advisor or not.

Warmer helps you compare advisors clearly — so you can choose with confidence.

Find your advisor

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")