Sophie Johnson
Advisor at Merrill
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Advisor at Merrill
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Pasadena, CA 91101
Credentials
Series 66
Industry experience
2 years
Sophie Johnson is a Financial Solutions Advisor at Merrill, where she works with clients to develop strategies tailored to their short-, mid-, and long-term financial goals. In her role, she provides guidance on general investing, retirement planning, and saving for unexpected needs. She also facilitates access to Bank of America specialists for additional banking, credit, home financing, and small business solutions.
With a focus on understanding what matters most to her clients, Sophie takes time to learn about their priorities to help create effective financial strategies. She holds the Personal Investment Advisor (PIA) designation and has a Bachelor's Degree from San Diego State University. Sophie is proficient in English and French.
Outside of her professional work, Sophie is involved in the community through organizations such as AYSO and the Sierra Madre Women's Club.
Based on Merrill
$0 - $2,000,000: 1.10% (for Managed Strategy with MFSA under $2 million) $2,000,000+: 1.00% (for Managed Strategy with MFSA at and above $2 million)
Account minimum: $2,000,000 minimum to qualify for Premium Access Strategy per SEC data and Merrill brochure context; no other firm-wide minimum clearly stated
800 E Colorado Blvd
Pasadena, CA 91101
California · Texas
Merrill
2022 - Present (4 years)
SMPL Mortgage
2020 - 2022 (2 years)
San Diego State University
2017 - 2020 (3 years)
Seasoning Ally
2017 - 2017 (1 year)
San Diego State University
2016 - 2020 (4 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
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Broker-dealer / trader
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
Real estate agent
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Other specialized services
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Is not active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
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