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Credentials
Series 66
Experience Industry experience
7 years
Location
Mason City, IL 62664
LPL Financial
Institution
Spencer Cunningham is a financial advisor at LPL Financial with seven years of industry experience. He holds the Series 66 designation and has worked at LPL Financial since 2021. Prior to this, he was affiliated with Wells Fargo Clearing Services and Mason City National Bank, where he also serves as Co-CEO. Cunningham is a board member of Mason City Bancorp, Inc., and operates an insurance agency, Laflen-Cunningham Insurance and Investment Services LLC. LPL Financial is a national SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, and corporations through a broad network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement consulting, utilizing both discretionary and non-discretionary management supported by in-house and third-party research.
Based on LPL Financial
Flat fees negotiated between IAR and client for financial planning and consulting services.
Commissions and trail fees on brokerage product sales and for insurance products sold by IARs.
Hourly fees up to $500 per hour for financial planning and consulting services.
Fee-only: Negotiated flat or hourly fees ranging from $0 to $15,000 or up to $500 per hour for financial planning and consulting services.
Mason City, IL
104 W. Pine St
Mason City IL 62664
Advisors at this office
1
Illinois
7 years of industry experience
LPL Financial
2021 - Present • 5 years
Mason City, IL
Mason City National Bank
2019 - Present • 7 years
Mason City, IL
Wells Fargo Clearing Services
2017 - 2019 • 2 years
St Louis, MO
Wells Fargo Clearing Services
2014 - 2018 • 4 years
Saint Louis, MO
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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