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Stacy Hall

Advisor at OSAIC

Updated today

Location

Monticello, IN 47960

Credentials

Series 66

Industry experience

19 years

About

Stacy Hall is a financial advisor with OSAIC, holding a Series 66 designation and 19 years of industry experience. Her career includes roles at Royal Alliance Associates, Signator Investors, and Transamerica Financial Advisors. She also operates Anderson Wealth Management, a registered sole proprietorship, and is involved in fixed insurance sales as a sole proprietor. OSAIC is an SEC-registered investment adviser and FINRA member broker-dealer serving a diverse client base, including individual investors, pension plans, corporations, and charitable organizations. The firm offers various advisory programs and employs a comprehensive investment process utilizing risk-tolerance assessments, asset allocation software, and portfolio optimization tools.

Client services

Based on OSAIC

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on OSAIC

Annuities

Occupation focus

Based on OSAIC

Founder/Business Owner Executive Retired

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Fee options

Fixed

Fixed or flat fees for financial planning and consulting services generally up to $25,000, can exceed for high net worth individuals; Non-Discretionary Investment Advisory Services fixed fees from $500 to $15,000; Retirement Plan Consulting Services fixed fees from $1,000 to $100,000.

Percentage

$0 - $5,500: Negotiable, varies by Advisory Representative and program $5,500 - $10,000: Negotiable, varies by Advisory Representative and program $10,000+: Negotiable, varies by Advisory Representative and program

Commissions

Advisory Representatives may receive commissions as registered representatives or insurance agents for securities or insurance product sales outside advisory accounts.

Project-based

$0 - $750 per hour for financial planning and consulting services, Non-Discretionary Investment Advisory Services, and Retirement Plan Consulting Services.

Other

Account minimum: $5,500 to $10,000 depending on program Fee-only: Advisory fees negotiated individually by Advisory Representatives; often asset-based fees with wrap or non-wrap structures; fees can be up to 3% annually for Plan Participant Retirement Program; fee schedules vary by program and Advisory Representative.

Location

128 S. Main Street

Monticello, IN 47960

Most active in

Indiana

Work history

Royal Alliance Associates, INC.

2018 - Present (8 years)

Signator Investors, inc.

2016 - 2018 (2 years)

Fixed Insurance Sales

2014 - Present (12 years)

Anderson Wealth Management

1995 - Present (31 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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