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Stephanie M Rapcan

Advisor at Raymond James & Associates — Kewaunee, WI

Updated today

Credentials

Series 66

Experience

6 years

Location

Kewaunee, WI

Raymond James & Associates logo

Raymond James & Associates

Institution

Total advisors

5,806

Across 936 offices

Clients per advisor

88 Typical

Avg AUM per client

$788,879 Very High

HNW client ratio

19% Typical

About

Stephanie Rapcan is a financial advisor with Raymond James & Associates, holding a Series 66 designation and six years of industry experience. She previously worked at Fidelity Investments, The Prudential Insurance Company of America, Ameriprise Financial Services, Inc., and several other financial firms. Rapcan is based in Kewaunee, Wisconsin. Raymond James & Associates is a large dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutions, and municipal entities, and offers financial planning and consulting through various programs with a focus on tailored, non-discretionary advisory relationships.

Client services

Based on Raymond James & Associates

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops
Please see note in schedule d - miscellaneous

Expertise

Based on Raymond James & Associates

General retirement planning Retirement income strategy Business succession planning

Occupation focus

Based on Raymond James & Associates

Founder/Business Owner Executive

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Fee options

Fixed

Fixed (flat) dollar fee available for planning services and SIMPLE IRA Employer Advisory & Consulting Services Program quarterly fixed fees.

Commissions

Commissions earned by financial advisors as registered representatives for brokerage transactions.

Project-based

Hourly Fees for planning and/or investment consultation services generally charged up to $400 per hour.

Other

Fee-only: Hourly fees generally up to $400 per hour; Fixed (flat) fees available for planning services.

Location

See office

Kewaunee, WI

Kewaunee WI

Advisors at this office

1

Most active in

Wisconsin

Work history

6 years of industry experience

Raymond James & Associates

2023 - Present • 3 years

Kewaunee, WI

Raymond James Financial Services Inc.

2023 - Present • 3 years

Kewaunee, WI

Raymond James Financial Services Advisors Inc

2023 - Present • 3 years

Kewaunee, WI

Fidelity Investments

2021 - 2023 • 2 years

Salt Lake City, UT

The Prudential Insurance Company of America

2021 - 2021 • 1 year

Appleton, WI

Pruco Securities LLC

2021 - 2021 • 1 year

Appleton, WI

Ameriprise financial services, Inc.

2018 - 2021 • 3 years

Oshkosh, WI

SEEK

2018 - 2018 • 1 year

Fond Du Lac, WI

Associated Bank

2017 - 2018 • 1 year

Appleton, WI

Business Communications Insourcing

2016 - 2017 • 1 year

Sheboygan, WI

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Larry B

Series 63, Series 66

Casco, WI

LNB Financial LLC

Larry Brunette is the sole advisor at LNB Financial LLC, holding Series 63 and Series 66 designations with 13 years of industry experience. His prior roles include positions at Guardian Financial LLC and Cedar Hill Associates. Outside of finance, he is involved in land maintenance through a family business, Brunette Country Estates. LNB Financial LLC manages approximately $37 million in discretionary assets for a diverse client base including individuals, trusts, estates, corporations, charitable organizations, and institutional clients. The firm employs both fundamental and technical analysis to deliver tailored, diversified asset-allocation strategies, incorporating methods such as direct indexing, ESG screening, and cryptocurrency exposure.

ESG / Sustainable investing

Thomas R

CFP®, Series 63, Series 65

Luxemburg, WI

Strive Financial Group, LLC

Thomas Rueckl is a Senior Financial Advisor with Merrill Lynch Wealth Management, bringing over 25 years of experience primarily serving families in Northeastern Wisconsin. He is a CERTIFIED FINANCIAL PLANNER® professional and holds a Bachelor of Science degree in Business Administration from the University of Wisconsin – Green Bay. Thomas focuses on managing new wealth, personal retirement planning, portfolio management services, and retirement income strategies, offering clients a comprehensive approach tailored to their individual needs. Thomas emphasizes building long-term relationships through accessibility, responsiveness, and knowledge, guiding clients as they make important financial decisions. Alongside his professional role, he is actively involved in his community as a board member of the Ribbon of Hope Foundation. Thomas resides in Luxemburg, Wisconsin with his wife Nikki; they have three sons and one granddaughter. His personal interests include football, golfing, hunting, photography, traveling, and spending time with family.

Wealth management General retirement planning Retirement income strategy Income planning Founder/Business Owner Parents
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Shaefer O

Series 63, Series 65

Luxemburg, WI

Harbour Investments, Inc.

Shaefer Oshefsky is a financial advisor at Harbour Investments, Inc. with 24 years of industry experience. He holds Series 63 and Series 65 licenses and has been associated with Oshefski Financial Services and Harbour Investments since 2009. Outside of advising, he serves as the town clerk for Montpelier and owns a timber harvesting business. Harbour Investments serves individual clients, trusts, pension and 401(k) plans, and institutional entities, offering a range of portfolio management and financial planning services. The firm’s investment approach varies by adviser and manager, utilizing multiple analytical methods and providing various execution platforms.

Annuities Options & derivatives strategies
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Dana T

Series 63, Series 66

Luxemburg, WI

Midwestern Securities Trading Company, LLC

Dana Tupper is a financial advisor with Midwestern Securities Trading Company, LLC, holding Series 63 and Series 66 licenses and bringing 15 years of industry experience. Prior to joining Midwestern Securities in 2024, Dana worked eight years at Raymond James Financial Services Advisors Inc. and has been an associate at Bank of Luxemburg since 2016. Dana also serves as a clerk on the Kewaunee Public School District Board of Directors. Midwestern Securities Trading Company serves a diverse client base including individual investors, retirement plan sponsors, municipalities, school districts, and charitable organizations. The firm offers financial planning, portfolio management, and ERISA 3(38) fiduciary services, combining discretionary model portfolios, advisory recommendations, and third-party manager platforms in its investment approach.

Wealth management Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Charitable giving & philanthropy Passive / index investing
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John F

Series 66

Luxemburg, WI

Midwestern Securities Trading Company, LLC

John Fierst is a financial advisor at Midwestern Securities Trading Company, LLC with one year of industry experience. He holds the Series 66 designation and has prior experience at Jewelers Mutual Group and CSAA Insurance Group. In addition to his role at Midwestern Securities, he serves as a financial advisor at Bank of Luxemburg. Midwestern Securities Trading Company serves a wide range of clients including individual investors, retirement plan sponsors, municipalities, school districts, charitable organizations, and community financial institutions. The firm offers financial planning, portfolio management, ERISA 3(38) fiduciary services, and access to model and wrap programs, combining internal discretionary management with third-party platforms and advisory recommendations.

Wealth management Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Charitable giving & philanthropy Passive / index investing
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Kenneth A

Series 66

Luxemburg, WI

Thrivent Investment Management

Kenneth Arendt is a financial advisor with Thrivent Investment Management in Luxemburg, WI, holding a Series 66 designation and 19 years of industry experience. He has been with Thrivent Investment Management and Thrivent Financial For Lutherans since 2006. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients, offering comprehensive written recommendations on topics such as retirement, tax, estate, and special needs planning. The firm uses holistic, goal-based analyses and allows clients to integrate planning with managed-account programs under a consolidated billing option called “WealthPlan,” while keeping planning and investment management services separate.

Business ownership considerations
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