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Stephen Derek Johnson

Advisor at Great Bay Wealth Management — Roswell, GA

Updated today

Credentials

Series 63, Series 65, Series 66

Experience

40 years

Location

Roswell, GA 30075

Great Bay Wealth Management logo

Great Bay Wealth Management

Independent

Total advisors

1

Clients per advisor

19 Typical

Avg AUM per client

$1,489,533 Very High

HNW client ratio

32% High

About

Stephen Johnson is a financial advisor with Great Bay Wealth Management in Roswell, GA, holding Series 63, 65, and 66 licenses and bringing 40 years of industry experience. He founded Great Bay Wealth Management in 2017 after a brief tenure at Quest Capital Strategies, Inc. The firm provides discretionary investment management and advisory services to individuals, corporations, charitable organizations, and pension and profit-sharing plans, managing approximately $29.4 million in client assets. Great Bay Wealth Management emphasizes fundamental analysis to create diversified, goal-based portfolios primarily using mutual funds, ETFs, and fixed income, while also incorporating tactical strategies such as options, margin, ADRs, and bitcoin ETFs when appropriate.

Client services

Based on Great Bay Wealth Management

Portfolio management Advisory consultations

Expertise

Based on Great Bay Wealth Management

Options & derivatives strategies Passive / index investing

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Fee options

Fixed

Fixed fee arrangements possible for extensive advisory consultation needs, though not typical

Percentage

$0 - $249,999: 2.0% $250,000 - $500,000: 1.75% $500,001 - $750,000: 1.5% $750,001 - $1,000,000: 1.25% $1,000,001 - $2,500,000: 1.0% $2,500,001 - $5,000,000: .85% $5,000,001+: .75%

Project-based

$150.00 per hour (minimum 1 hour)

Other

Account minimum: $250,000

Location

Roswell, GA

3001 Village Green Drive

Roswell GA 30075

Advisors at this office

1

Most active in

Georgia

Work history

40 years of industry experience

Great Bay Wealth Management LLC

2017 - Present • 9 years

Roswell, GA

Quest Capital Strategies, Inc.

2016 - 2017 • 1 year

Lake Forest, CA

Great Bay Wealth Management

2014 - 2016 • 2 years

Roswell, GA

Voya Investment Management CO. LLC

2011 - 2013 • 2 years

New York, NY

Lighthouse Dreyfus Growth Advisors

2003 - 2005 • 2 years

New York, NY

BNY Mellon Securities Corporation

2002 - 2010 • 8 years

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Jonathan B

Series 63, Series 66

Marietta, GA

Sentara Capital

My why in life...I exist to encourage and inspire the lives of others through the Art of Generosity. As a Financial Advisor at Sentara Capital, I partner with affluent families, business owners, professionals, and retirees to navigate complex financial decisions with clarity and confidence. My focus is helping clients make the transition from accumulation to distribution — and then moving intentionally toward maximizing their legacy and generosity. What sets our approach apart is the combination of active portfolio management using individual stocks and ETFs, paired with proactive tax planning strategies that keep more of what you've built working for you. After 17+ years in financial services — including roles at Wells Fargo, Truist, and Regions Bank — I made the move to the independent RIA space to operate as a true fiduciary. No quotas. No activity metrics. Just quality relationships and creative solutions built around what matters most to you. I graduated from Liberty University with a degree in Business Finance. Beyond client work, I'm passionate about the adoption community. My wife Christina and I live in Woodstock, Georgia with our 11 children. When I'm not in the office, you'll find me running, watching football, or trying not to pull a hammy playing Ultimate Frisbee with F3. (Any guesses why my F3 nickname is Myrtle? 🐢) Sentara Capital serves individual clients, pension and profit-sharing plans, and other business clients by providing comprehensive financial planning, investment consultation, and portfolio management. The firm utilizes six primary investment models combining core allocations with tactical and quantitative strategies, and it regularly offers educational workshops on financial topics.

Active portfolio management General tax planning Retirement income strategy Roth conversion strategy Long-term care insurance Approaching retirement Retired
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William P

Series 63, Series 65

Roswell, GA

Vickery Creek Capital Management

William Parsons III is a financial advisor with Vickery Creek Capital Management in Roswell, GA, holding Series 63 and Series 65 designations and possessing 21 years of industry experience. He has worked at Merrill Lynch since 2000. Parsons is also active as an independent insurance agent, collaborating with an outside consultant to offer nonproprietary insurance products. Vickery Creek Capital Management serves individual and family clients with significant investable assets, providing investment management and comprehensive financial planning services. The firm employs a top-down, macroeconomic investment approach focused on retirement income objectives, using diversified portfolios with bonds, equities, mutual funds, and ETFs, while emphasizing client education and regular portfolio reviews.

Retirement income strategy Income planning General estate planning guidance Life insurance needs analysis Annuities Retired Founder/Business Owner Executive Approaching retirement Established Professionals
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Jason A

Series 63, Series 65

Smyrna, GA

Opportunity Investment Group, LLC

Jason Adams is a financial advisor at Opportunity Investment Group, LLC with 28 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Morgan Stanley Smith Barney, Carnivore Trading, and JPMorgan Chase Bank. Opportunity Investment Group is an independent registered investment adviser serving high-net-worth individuals, trusts, estates, and certain business clients. The firm combines fundamental and technical analysis to create customized portfolios and manages approximately $38.5 million across 50 client accounts.

Active portfolio management Concentrated stock management
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Srinivasa Rao K

Series 65

Cumming, GA

VIVCAP LLC

Srinivasa Rao Katragadda is a financial advisor at VIVCAP LLC with four years of industry experience. He holds a Series 65 designation and previously worked at Fair Isaac Corporation (FICO) for three years. Outside of financial advising, he is president of Softoholic Systems, LLC, a software design and development firm he has led since 2003. VIVCAP LLC provides discretionary and non-discretionary asset management services to individuals, high-net-worth clients, and small businesses, managing approximately $24.8 million across about 50 accounts. The firm combines fundamental and technical analysis to focus on long-term growth opportunities and offers educational seminars to the public at no charge.

Active portfolio management Tax-loss harvesting
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Alex F

Series 65

Marietta, GA

AF Capital Management, LLC

Alex Foster is the sole advisor at AF Capital Management, LLC in Marietta, GA, holding a Series 65 credential with 16 years of industry experience. He has managed AF Capital Management since 2009 and also publishes a personal options trading blog at MyTradersJournal.com. AF Capital Management provides investment supervisory services, financial planning, and retirement-plan advisory to individuals, trusts, and business entities. The firm offers a range of account management plans from passive to actively managed strategies, incorporating fundamental, technical, and cyclical analysis, with portfolios that may include stocks, bonds, ETFs, margin positions, and various options strategies.

Options & derivatives strategies Passive / index investing Active portfolio management
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Erin M

CFP®, Series 63, Series 65

Milton, GA

MRP Advisors, LLC

Erin Martin is a CFP® with 17 years of industry experience, currently serving as the sole advisor at MRP Advisors, LLC. Her prior experience includes positions at MRP Capital Management, LLC, and Pgi Wealth Management. She is also the owner of MRP Capital Management, LLC, an entity used for tax purposes. MRP Advisors, LLC is an independent registered investment adviser serving individuals, high-net-worth families, trusts, retirement plans, and corporations. The firm offers discretionary portfolio management, financial planning, and consulting services, employing diversified strategic and tactical asset-allocation strategies across equities, fixed income, mutual funds, and ETFs.

General retirement planning Wealth management College savings (529s, UTMA, etc.)
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