Stephen Smoragiewicz
Advisor at Merrill
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Advisor at Merrill
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Short Hills, NJ 07078
Credentials
Series 63, Series 66
Industry experience
24 years
Stephen Smoragiewicz is a Senior Financial Advisor with Merrill Lynch Wealth Management based in Short Hills, NJ. He brings over 20 years of capital markets experience, having advised hedge funds and asset managers at firms including Morgan Stanley and BNP Paribas prior to focusing on wealth management. Stephen works with high net worth individuals and families, including finance professionals, business owners, and executives, providing advisory guidance and investment strategies tailored to complex wealth situations.
Stephen’s expertise encompasses portfolio management, family wealth strategies, college education planning, legacy planning, retirement income, and tax minimization. He develops customized financial plans that integrate assets and liabilities to help clients achieve their financial goals. Stephen holds a Bachelor of Science degree in Business Management from Providence College and the Personal Investment Advisor (PIA) designation. He is active in community organizations such as Summit Soccer Club, Summit Youth Basketball and Lacrosse, and The Benevolent and Protective Order of Elks.
A native of Massachusetts, Stephen resides in Summit, NJ with his wife and three children. Outside of his professional work, his personal interests include boating, cooking, golfing, hiking, skiing, and spending time with family.
Based on Merrill
$0 - $2,000,000: 1.10% (for Managed Strategy with MFSA under $2 million) $2,000,000+: 1.00% (for Managed Strategy with MFSA at and above $2 million)
Account minimum: $2,000,000 minimum to qualify for Premium Access Strategy per SEC data and Merrill brochure context; no other firm-wide minimum clearly stated
51 John F Kennedy Pkwy
Short Hills, NJ 07078
New Jersey · Texas
Bank Of America, N.a.
2020 - Present (6 years)
Merrill
2019 - Present (7 years)
Unemployed
2018 - 2019 (1 year)
BNP Paribas Securities Corp.
2010 - 2018 (8 years)
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