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Stephen John Tock

Advisor at LPL Financial — Dwight, IL

Updated today

Credentials

Series 63, Series 65

Experience

43 years

Location

Dwight, IL 60420

LPL Financial logo

LPL Financial

Institution

Total advisors

22,816

Across 10,466 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

Stephen Tock is a financial advisor with LPL Financial, holding Series 63 and Series 65 credentials and possessing 43 years of industry experience. He has been with LPL Financial since 1994. Outside of his advisory role, he prepares federal and state tax returns and serves as a notary public. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms.

Client services

Based on LPL Financial

Financial planning Portfolio management Educational seminars or workshops
Consulting and other non-discretionary advisory services

Expertise

Based on LPL Financial

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Occupation focus

Based on LPL Financial

Retired Founder/Business Owner Executive

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Fee options

Fixed

Flat fees up to $15,000 for financial planning and consulting services

Project-based

Up to $500 per hour for financial planning and consulting services

Location

See office

Dwight, IL

310 S. Prairie Avenue

Dwight IL 60420

Advisors at this office

1

Most active in

Illinois · Kansas · Texas

Work history

43 years of industry experience

LPL Financial

1994 - Present • 32 years

Dwight, IL

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Larry L

Series 63, Series 65

Dwight, IL

Huntleigh Advisors, Inc.

Larry Little is a financial advisor at Huntleigh Advisors, Inc. with 56 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Huntleigh Securities Corporation since 2017. He is also president of Planning Associates Ltd., where he has been involved in insurance sales since 1976, and owner of Illinois Charity Auctions, Limited, which organizes charitable auctions for 501(c)(3) organizations. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients with discretionary and non-discretionary asset management, ERISA retirement-plan services, and third-party manager solicitation. The firm employs a range of strategies, including a MindShare Small Companies program that integrates investor sentiment, charting, and fundamental research to target micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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William R

Series 63, Series 65

Dwight, IL

Huntleigh Advisors, Inc.

William Rodosky Jr. is a financial advisor at Huntleigh Advisors, Inc. with 29 years of industry experience. He holds Series 63 and Series 65 licenses and has operated an accounting practice in Dwight, Illinois since 1989. Rodosky also has a long tenure with K. W. Chambers & Co., spanning over 30 years. Huntleigh Advisors serves individuals, small businesses, charities, trusts, estates, and retirement plans with discretionary and non-discretionary asset management, model portfolio programs, and specialized strategies including a MindShare small- and micro-cap approach that combines fundamental, technical, and quantitative analysis.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Alan F

Series 63, Series 65

Dwight, IL

Huntleigh Advisors, Inc.

Alan Ferrari is a financial advisor with Huntleigh Advisors, Inc. He holds Series 63 and Series 65 licenses and has 27 years of industry experience. Prior to joining Huntleigh Advisors in 2021, he spent 22 years at K. W. Chambers & Co. Outside of his advisory role, he is a co-owner of Demigan Commercial Development Co. and owns an insurance business. Huntleigh Advisors serves individual clients, small businesses, charities, trusts, estates, and employer retirement plans. The firm offers discretionary and non-discretionary asset management, including a specialized MindShare small- and micro-cap strategy that combines fundamental research with investor sentiment analysis and charting.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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John S

Series 63, Series 65

Dwight, IL

Huntleigh Advisors, Inc.

John Sullivan is a financial advisor at Huntleigh Advisors, Inc. with 33 years of industry experience. He holds Series 63 and Series 65 licenses and has been with K. W. Chambers & Co. since 1993. He is also an agent for fixed insurance products, with minimal time devoted to this activity. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients. The firm provides discretionary and non-discretionary asset management, ERISA retirement-plan services, and employs a range of fundamental, technical, charting, and quantitative strategies, including a distinctive MindShare Small Companies program focused on micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Charles S

Series 63, Series 65

Godley, IL

IP Financial Advisory Services LLC

Charles Schad is a financial advisor with IP Financial Advisory Services LLC, holding Series 63 and Series 65 credentials and 25 years of industry experience. His prior work includes over two decades at Raymond James Financial Services and roles at Oak Knoll Insurance Strategies and Innovation Partners LLC. He serves as a board member and chair of the Godley Public Water District in Godley, IL. IP Financial Advisory Services primarily serves individual retail clients, focusing on portfolio management, financial planning, and retirement-plan consulting. The firm offers customized investment portfolios and access to third-party advisors, emphasizing service to non-high-net-worth individuals.

Business succession planning Charitable giving & philanthropy Income planning Long-term care insurance Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Randy O

CFP®, ChFC®, Series 63, Series 65

Kempton, IL

First Command Advisory Services

Randy Outhouse is a CFP® and ChFC® with 15 years of experience in financial services, currently serving at First Command Advisory Services since 2015. He also has a role helping to manage a family business, Linden View Farm, and serves as an interim Deacon on the board of St. John's Lutheran Church. First Command Advisory Services is an SEC-registered investment adviser focusing on individuals, corporate, and charitable clients, with particular attention to active-duty service members and their families. The firm offers financial planning and multiple wrap-fee asset management programs managed by a centralized Investment Management Team.

Passive / index investing Active portfolio management Retirement income strategy Tax-loss harvesting ESG / Sustainable investing Self-Employed Young Professionals
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