Stephen Tracy
Advisor at Nfsg Corporation
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Advisor at Nfsg Corporation
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Robinson, IL 62454
Credentials
Series 63, Series 66
Industry experience
22 years
Stephen Tracy is a financial advisor with NFSG Corporation in Robinson, IL, holding Series 63 and Series 66 designations and 22 years of industry experience. His prior work includes roles at NewBridge Securities Corporation, Cabot Lodge Securities LLC, IFS Securities, and Edward Jones. He is also licensed as an insurance agent. NFSG Corporation is an SEC-registered investment adviser serving individuals, pension plans, trusts, charitable organizations, and businesses. The firm offers discretionary and non-discretionary asset management, financial planning, and customized portfolios using a variety of investment strategies and third-party managers.
Based on Nfsg Corporation
one-time or annual flat fees for financial planning services (amount not specified)
up to 2% annually
Associated Persons may receive commissions from the affiliated broker-dealer NSC for securities and insurance product sales, separate from advisory fees
hourly fees for financial planning and consulting services (amount not specified)
Account minimum: $25,000 Minimum fee: minimum annual charge of $250
1205 W Main
Robinson, IL 62454
Illinois
NewBridge Securities Corporation
2019 - Present (7 years)
Cabot Lodge Securities LLC
2019 - 2019 (1 year)
IFS securities
2018 - 2019 (1 year)
Edward Jones
2003 - 2018 (15 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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