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Credentials
PFS™, Series 63
Experience Industry experience
19 years
Location
Winnfield, LA 71483
OSAIC
Institution
Steven Bates is a financial advisor with Osaic Wealth, Inc., holding the PFS™ designation and Series 63 license, and has 19 years of industry experience. His prior roles include positions at Woodbury Financial Services, The O.N. Equity Sales Company, and Ohio National Financial Services. Outside of advisory work, he is involved in managing a beef cattle ranch and serves on the board of a local soil and water conservation district. Osaic Wealth, Inc. serves a diverse client base including individuals, institutions, and charitable organizations through a large network of advisers and multiple platforms. The firm provides integrated brokerage and advisory services, utilizing asset allocation tools and third-party solutions to manage a variety of investment products under discretionary and non-discretionary arrangements.
Based on OSAIC
Based on OSAIC
Fixed or flat fees for financial planning and consulting services generally range up to $25,000, fixed fees for Non-Discretionary Investment Advisory Services range from $500 - $15,000.
Advisory Representatives also receive commissions for brokerage and insurance products sold through Osaic Wealth as a broker-dealer.
Hourly fees generally range from $0 - $750 per hour for financial planning and consulting, and $50 - $750 per hour for Non-Discretionary Investment Advisory Services.
Account minimum: $5,500 Fee-only: Hourly fees for financial planning or consulting services generally range from $0 - $750 per hour, not exceeding $25,000 total fees. Fixed or flat fees for financial planning and consulting generally range up to $25,000, and fixed fees for Non-Discretionary Investment Advisory Services range from $500 - $15,000, hourly fees $50 - $750 per hour.
Winnfield, LA
203 N Abel St
Winnfield LA 71483
Advisors at this office
1
Louisiana · Texas
19 years of industry experience
OSAIC
2024 - Present • 2 years
Winnfield, LA
Woodbury Financial Services INC
2023 - 2024 • 1 year
Winnfield, LA
The O.N. Equity Sales Company
2009 - 2023 • 14 years
Cincinnati, OH
Ohio National Financial Services
2009 - 2023 • 14 years
Cincinnati, OH
Steven F. Bates, CPA, LLC
2007 - Present • 19 years
Winnfield, LA
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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