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Steven Davis

Advisor at LPL Financial

Updated today

Location

Cedar Bluff, VA 24609

Credentials

Series 63, Series 65

Industry experience

26 years

About

Steven Davis is a financial advisor at LPL Financial with 26 years of industry experience. He holds the Series 63 and Series 65 designations and has previously worked at Securities America Advisors and Valic. Davis is also licensed to sell term and whole life insurance. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a range of financial planning and portfolio management options supported by an in-house research team and a large network of investment adviser representatives.

Client services

Based on LPL Financial

Financial planning Portfolio management Educational seminars or workshops
Consulting and other non-discretionary advisory services

Expertise

Based on LPL Financial

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting

Occupation focus

Based on LPL Financial

Founder/Business Owner Retired

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Fee options

Fixed

Financial planning and consulting services may be charged a flat fee as negotiated.

Commissions

Brokerage services include commissions, markups, markdowns, and transaction charges; commissions may apply to mutual funds, variable annuities, and other products.

Project-based

Financial planning hourly fees up to $500 per hour.

Other

Fee-only: Financial planning fees typically range up to $15,000, or up to $500 per hour; fees are negotiated and may be flat or hourly.

Location

2997 Steelsburg Hwy, Suite A

Cedar Bluff, VA 24609

Most active in

Virginia

Work history

LPL Financial

2024 - Present (2 years)

Securities America Advisors

2019 - 2024 (5 years)

Securities America, Inc.

2019 - 2024 (5 years)

Valic

1999 - 2019 (20 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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John S

Series 63, Series 65, Series 66

Richlands, VA

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John Schweingrouber is a financial advisor at VistaFront Partners Inc with nine years of industry experience. He holds Series 63, 65, and 66 designations. Prior to joining VistaFront Partners in 2019, he worked at Virginia Financial Innovation Corporation from 2007 to 2016 and has been self-employed since 2004. Outside of his advisory work, he writes and sells novels online. VistaFront Partners provides discretionary portfolio management primarily for individual clients, trusts, and business owners. The firm follows a long-term buy-and-hold investment approach using fundamental and technical analysis, managing portfolios across a modest client base with a focus on individual stocks, bonds, mutual funds, ETFs, and REITs.

ESG / Sustainable investing Real estate investing
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Rodney G

Series 65, Series 66

Tazewell, VA

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Rodney Gillespie Jr. is a financial advisor with Eagle Strategies (NY Life) and Solid Rock Financial Partners, LLC, holding Series 65 and Series 66 credentials with six years of industry experience. Prior to his current roles, he worked with NYLIFE Securities LLC, New York Life Insurance Company, Valic Financial Advisors, and spent 27 years in education at Tazewell County Public Schools. Outside of advising, he serves as Chairman of the Board for Southwest Virginia Community College and is an officer at Westminster Presbyterian Church. He also owns a retreat property offering low-cost rentals to pastors and church groups. Eagle Strategies LLC provides financial planning, investment advisory, and retirement plan consulting services to individuals, employer-sponsored retirement plans, trusts, charitable organizations, and corporate clients. The firm emphasizes client-directed solutions through a network of over 2,000 advisers and utilizes third-party managers and model portfolios rather than discretionary mandates.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Annuities Retired Founder/Business Owner Executive
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Jonah D

Series 63, Series 65

Cedar Bluff, VA

LPL Financial

Jonah Davis is a financial advisor at LPL Financial with four years of industry experience. He holds Series 63 and Series 65 designations and has worked at several firms including Securities America Advisors, South Guard Advisors, and Phaidon International. LPL Financial provides advisory and brokerage services to a diverse client base including individual investors, retirement plan sponsors, institutions, charities, and high-net-worth households. The firm offers a wide range of investment solutions supported by an in-house research team, delivering services through a large network of investment adviser representatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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William P

Series 66

Richland, VA

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William Pennington is a financial advisor with Cambridge Investment Research Advisors and holds a Series 66 designation. He has nine years of industry experience, including six years at Edward Jones and 15 years with Centurylink prior to his current role. Pennington serves on the board of Downtown Wytheville Inc. and is involved with local charitable organizations such as the Wytheville Ruritans and Lions Club, as well as Wytheville Volunteer Action Council (WYVAC). Cambridge Investment Research Advisors serves a diverse client base including individual investors, retirement plans, and charitable organizations through a network of independent financial professionals. The firm provides financial planning, portfolio management, and retirement plan advisory services, employing both model-based and individualized investment approaches.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Annuities Retired Founder/Business Owner Executive
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