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Susan Ellis

Advisor at OSAIC

Updated today

Location

Palmer, AK 99645

Credentials

CFP®, Series 63, Series 65

Industry experience

35 years

About

Susan Ellis is a CFP® professional with 35 years of industry experience, currently serving as a financial advisor at OSAIC since 2018. She previously worked at Signator Investors, Inc. and TransAmerica Financial Advisors, Inc., and has been the owner and president of The Ellis Group, Inc., a securities and fixed insurance sales firm, since 1996. OSAIC Wealth, Inc. is a large SEC-registered investment adviser and FINRA member broker-dealer that serves a diverse client base including individuals, pension plans, corporations, and charitable organizations. The firm combines risk-tolerance assessments with advanced portfolio optimization tools and offers a range of investment programs and platforms, supporting thousands of advisors and managing approximately $200 billion in assets.

Client services

Based on OSAIC

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on OSAIC

Annuities

Occupation focus

Based on OSAIC

Founder/Business Owner Executive Retired

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Fee options

Fixed

Fixed or flat fees for financial planning and consulting services generally up to $25,000, can exceed for high net worth individuals; Non-Discretionary Investment Advisory Services fixed fees from $500 to $15,000; Retirement Plan Consulting Services fixed fees from $1,000 to $100,000.

Percentage

$0 - $5,500: Negotiable, varies by Advisory Representative and program $5,500 - $10,000: Negotiable, varies by Advisory Representative and program $10,000+: Negotiable, varies by Advisory Representative and program

Commissions

Advisory Representatives may receive commissions as registered representatives or insurance agents for securities or insurance product sales outside advisory accounts.

Project-based

$0 - $750 per hour for financial planning and consulting services, Non-Discretionary Investment Advisory Services, and Retirement Plan Consulting Services.

Other

Account minimum: $5,500 to $10,000 depending on program Fee-only: Advisory fees negotiated individually by Advisory Representatives; often asset-based fees with wrap or non-wrap structures; fees can be up to 3% annually for Plan Participant Retirement Program; fee schedules vary by program and Advisory Representative.

Location

541 South Cobb, Suite 205

Palmer, AK 99645

Most active in

Alaska · California · Washington

Work history

OSAIC

2018 - Present (8 years)

Signator Investors, Inc.

2016 - 2018 (2 years)

TransAmerica Financial Advisors, Inc.

1997 - 2016 (19 years)

The Ellis Group, Inc

1996 - Present (30 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Mark D

Series 65

Palmer, AK

True North Wealth Management LLC

Mark Diehl is the principal advisor at True North Wealth Management LLC and holds a Series 65 designation. He has been in the financial advisory industry since 2025 and previously operated Diehl CPA LLC, an accounting practice, since 2019. His background also includes work with the Minnesota Department of Revenue. True North Wealth Management LLC provides portfolio management and financial planning services to individual and high-net-worth clients, emphasizing long-term investment strategies guided by fundamental, quantitative, technical, and modern portfolio theory. The firm integrates financial planning and tax preparation through its affiliated accounting practice and utilizes model portfolios and tax-management tools via the Altruist platform.

Wealth management Tax-loss harvesting Annuities
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Justin O

Series 66

Palmer, AK

Thrivent Investment Management

Justin Obrien is a financial advisor with Thrivent Investment Management, holding a Series 66 designation and 19 years of industry experience. He has worked at Thrivent Financial and Thrivent Investment Management since 2016, and previously held positions at Morgan Stanley and Morgan Stanley Private Bank. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients. The firm offers comprehensive, goal-based financial planning covering a wide range of topics, delivered through a network of advisors and combined with managed-account options under a consolidated billing arrangement called WealthPlan.

Business ownership considerations
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Drewcilla H

Series 66

Palmer, AK

Edward Jones

Drewcilla Holifield is a financial advisor at Edward Jones with eight years of industry experience. She holds a Series 66 license and has previously worked with the Turning Leaf Literacy Center and the Matanuska-Susitna Borough School District. Holifield serves as president of the Mat-Su Concert Band, where she attends board meetings, manages event advertising, engages in public speaking, and acts as a public liaison; she is also a semi-professional musician affiliated with Valley Performing Arts. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients with approximately $1.01 trillion in assets under management. The firm offers a range of advisory programs and investment strategies supported by a nationwide network of more than 23,700 financial advisors and over 15,000 branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive

Tammy B

Series 66

Palmer, AK

Edward Jones

Tammy Bruce is a Series 66 licensed financial advisor with Edward Jones, based in Palmer, Alaska. She has 16 years of industry experience, all with Edward Jones since 2010. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets with a network of about 23,701 advisors and offers a range of discretionary and non-discretionary investment strategies under a fiduciary standard.

Retirement income strategy Charitable giving & philanthropy Multi-generational wealth transfer General estate planning guidance Retired Founder/Business Owner Executive
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Benjamin S

CFP®, ChFC®, Series 66

Palmer, AK

Edward Jones

Benjamin Stephens is a CFP® and ChFC® professional with 10 years of experience, currently serving at Edward Jones since 2015. He holds a Series 66 license and is based in Palmer, Alaska. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds. The firm manages approximately $1.01 trillion in assets under management and operates a large nationwide network of advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Carl S

Series 63, Series 65

Palmer, AK

LPL Financial

Carl Sadloske is a financial advisor with LPL Financial in Wasilla, Alaska, holding Series 63 and Series 65 licenses and one year of industry experience. His prior work includes roles at Matanuska Valley FCU and Lithia Dodge Jeep and Ram of Wasilla Alaska, as well as service in the U.S. Army. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a broad range of investment solutions supported by an in-house research team and delivers services through a large network of investment adviser representatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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