Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63, Series 65
Experience Industry experience
34 years
Location
Guilford, CT 06437
Eagle Strategies (NY Life)
Enterprise
Thomas Genera is a financial advisor with Eagle Strategies (NY Life) based in Guilford, CT, holding Series 63 and Series 65 licenses and bringing 34 years of industry experience. He has worked with New York Life Insurance since 1981 and with NYLife Securities Inc. since 1991. Additionally, he is appointed with various outside insurance carriers for brokering non-registered insurance products. Eagle Strategies serves a broad mix of individual and institutional clients, providing financial planning, investment management, and retirement-plan advisory services through a large network of affiliated representatives. The firm emphasizes tailored advice and offers multiple program types, managing the majority of its regulatory assets on a non-discretionary basis.
Based on Eagle Strategies (NY Life)
Based on Eagle Strategies (NY Life)
One-time seminar fees generally range from $35 to $200 per attendee
$0+: 0% to 1.25% (for Co-Advisory Program, fees to Eagle are negotiable and range from 0% to 1.25%) 0+: Up to 0.80% of plan assets or up to $100,000 flat amount (for Eagle Retirement Plan Consulting Program; fees are negotiable and may be tiered) 0+: 0.05% to 0.80% of plan assets or up to $100,000 flat amount (for ERISA Investment Manager Program; fees are negotiable and may be tiered) $0+: 0% to 1% of Accumulation Value (for New York Life Premier Advisory Variable Annuity; advisory fee payable to Eagle)
Fee-based hourly advice ranges from $100 to $400 per hour
Ongoing Subscription Agreement for financial plans with fees agreed for five years, payable annually, monthly or quarterly
Account minimum: $25,000 (for New York Life Premier Advisory Variable Annuity) with no minimums clearly stated for other programs; some third-party managers and co-advisers may have minimums, which can be waived or charged additional fees if below minimums Minimum fee: Financial planning fees generally range from $500 to $45,000 per plan Fee-only: Financial planning fees ranging from $500 to $45,000 and fee-based hourly advice generally $100 to $400 per hour
Guilford, CT
66 River Street
Guilford CT 06437
Advisors at this office
1
Connecticut
34 years of industry experience
Nylife Securities Inc.
1991 - Present • 35 years
Fairfield, CT
New York Life Insurance
1981 - Present • 45 years
Fairfield, CT
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Verified by Warmer
CFP®, ChFC®, RICP®
Wallingford, CT
One Mile Financial Planning, LLC
Neil is an advice-only financial planner, educator, and the founder of One Mile Financial Planning, an independent firm registered in Connecticut. Known throughout the profession as an outside-the-box thinker, he holds four advanced designations: CFP®, ChFC®, RICP®, and CLTC, and has collaborated with hundreds of financial planners across the country to resolve complex planning puzzles. His philosophy was forged on the Appalachian Trail, where fellow hikers gave him the trail name "One Mile!" after he helped others summit daunting climbs by focusing solely on the single mile directly in front of them. Neil applies that exact mindset to personal finance, challenging the wealth management status quo by eliminating sales bias, replacing 30-year projections with dynamic short-term roadmaps, and providing radical client access. Beyond financial planning, Neil brings over 19 years of mentorship and coaching experience; having coached soccer in both Italy and the United States, and serves on the executive board of the Connecticut Yankee Council (Scouting America). An Eagle Scout and avid outdoor endurance enthusiast, he is actively pursuing all 11 National Scenic Trails (1.22 completed) and 50 U.S. State Highpoints (16 summited).
Verified by Warmer
CFP®, CPA, PFS™
North Haven, CT
Great Valley Advisor Group, LLC
I'm a passionate business owner that has dedicated my career to helping others work toward their ideal vision for the future by aligning their financial resources with personal values. Our team works with a select group of individuals and families who value proactive and comprehensive financial advice tailored to meet their needs.
CFA®, Series 63, Series 65
Madison, CT
Sursum Financial Llc
Richard Kos is a CFA® charterholder with six years of industry experience and is the principal advisor at Sursum Financial LLC in Madison, CT. He has previously worked at Merrill and Carolina Capital Markets, Inc., and has led Kos Consultants, an educational institutional consulting and marketing firm, since 2007. Sursum Financial is an independent registered investment adviser serving individuals, trusts, estates, business owners, family offices, and institutional and charitable clients. The firm employs a proprietary research-driven approach with a long-term orientation while incorporating shorter-term strategies and third-party manager relationships tailored to client objectives.
CFP®, Series 63, Series 65
Branford, CT
Dick Hutchinson Registered Investment Advisor
Richard Hutchinson is a CFP® with 17 years of industry experience and has been operating Dick Hutchinson Registered Investment Advisor since 1992. He also founded Summit Investor Coach, LLC in 2010 and serves as a board member of the Mary Wade Nursing Home, a nonprofit organization in New Haven, CT. His firm serves individuals, including high-net-worth clients, corporations, and charitable organizations by providing financial planning, portfolio management, and consulting services. The firm emphasizes written investment policy statements and non-discretionary portfolio management, often integrating investment management with financial planning engagements.
CFP®, CFA®, Series 63, Series 65, Series 66
New Haven, CT
Smarter Way Wealth
David Van Osdol is a Financial Consultant currently working at Fidelity Investments since 2021. In this role, he collaborates with clients to understand their unique financial goals and needs, developing tailored strategies to help pursue those objectives. His professional experience spans over two decades, including positions as a Financial Planning Specialist at Ameriprise from 2019 to 2021, Registered Representative at Cetera Advisors from 2018 to 2019, and Financial Advisor and Portfolio Manager at Smith Barney (Morgan Stanley) from 1998 to 2008. This extensive background provides him with a broad perspective on financial planning and portfolio management. David emphasizes forming strong relationships with clients and their families, prioritizing trust, reliability, and competency in his work. No additional information on education, credentials, personal interests, or community involvement was provided.
Series 65
New Haven, CT
Waldo.AI, Inc.
Tyron Probart is a financial advisor at Waldo.AI, Inc. in New Haven, CT, holding a Series 65 designation with one year of industry experience. His work history includes roles in legal services and business ventures, including founding TP LAW Inc. and involvement with Pipeline World (Pty) Ltd. Waldo.AI provides discretionary investment management and advisory services through an online portal to independent advisors, banks, credit unions, institutions, and individual clients. The firm uses model portfolios based on risk tolerance questionnaires and offers wrap fee programs supported by an investment committee.
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