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Thomas Hawbaker

Advisor at Cetera

Updated today

Location

Midlothian, TX

Credentials

PFS™, Series 63

Industry experience

3 years

About

Thomas Hawbaker is a financial advisor with Cetera, holding the PFS™ designation and Series 63 license, with three years of industry experience. He previously worked at Avantax Advisory Services and Avantax Insurance Agency, and he is the managing member of Thomas Hawbaker CPA PLLC, a licensed CPA firm providing tax planning and preparation services. Hawbaker is licensed as a CPA in Texas, Florida, and Georgia. Cetera Investment Advisers serves a diverse client base including individual, high-net-worth, institutional, and retirement-plan clients through a large network of independent advisors. The firm offers a range of portfolio management, financial planning, and fiduciary services, utilizing advisor-managed accounts, model portfolios, and third-party managed solutions.

Client services

Based on Cetera

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on Cetera

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy

Occupation focus

Based on Cetera

Founder/Business Owner Executive Retired

Demographic focus

Based on Cetera

HENRY (High Earners, Not Rich Yet) Approaching retirement

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Fee options

Fixed

Flat fees for financial planning and consulting negotiated with client

Percentage

$0 - $250,000: Up to 2.75% $250,001 - $500,000: Up to 2.50% $500,001 - $750,000: Up to 2.00% $750,001 - $1,000,000: Up to 1.75% $1,000,001 - $2,000,000: Up to 1.50% $2,000,001 - $5,000,000: Up to 1.25% $5,000,001+: As low as 0.75% (varies by program)

Project-based

Hourly consulting and financial planning rates negotiated with client

Other

Account minimum: $5,000 Minimum fee: Minimum program fees ranging from $99 to $199 annually depending on program Fee-only: Flat or hourly fees for financial planning and consulting services, negotiated case-by-case

Location

Midlothian, TX

Most active in

Texas

Work history

Cetera

2025 - Present (1 year)

Avantax Advisory Services

2022 - 2025 (3 years)

Avantax Insurance Agency, LLC

2022 - 2025 (3 years)

Thomas Hawbaker, CPA PLLC

2020 - Present (6 years)

Unemployed

2020 - 2020 (1 year)

Cooley Holdings Ltd.

2019 - 2020 (1 year)

Clay Cooley Investments

2018 - 2018 (1 year)

RML Waxahachie Ford LLC

2018 - 2018 (1 year)

HD Vest Investment Services

2016 - 2017 (1 year)

Duncanville N LLC

2015 - 2017 (2 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Michael M

CFP®, Series 63, Series 65

Mansfield, TX

Miller Premier Investment Planning LLC

Michael Miller is a Certified Financial Planner® with 20 years of industry experience. He has been the principal advisor at Miller Premier Investment Planning LLC since 2007. His background includes military service, and he is involved in community activities such as pro bono debt counseling, financial literacy instruction, and volunteering with homeless ministries. Miller Premier Investment Planning LLC is an independent, fee-only firm serving individuals and families, primarily focusing on retirement planning and wealth management. The firm emphasizes asset allocation and fundamental analysis, providing personalized financial planning and investment management with a hands-on approach.

General retirement planning Cash flow / budgeting Debt management College savings (529s, UTMA, etc.) General estate planning guidance
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Tanner F

Series 66

Waxahachie, TX

One Wealth Planning LLC

Tanner Fedell is a financial advisor at One Wealth Planning LLC with 13 years of industry experience. He holds a Series 66 designation and has worked at firms including North Star Consultants, Inc and Cetera Investment Advisers LLC. Outside of advising, he owns and operates a farm where animals are raised. One Wealth Planning LLC provides investment management and comprehensive financial planning primarily for individual clients, managing about $40.4 million in discretionary assets. The firm uses an evidence-based investment approach grounded in Modern Portfolio Theory, emphasizing diversified, buy-and-hold strategies with passive funds and ETFs, supplemented by third-party sub-advisers for portfolio management and planning.

General retirement planning College savings (529s, UTMA, etc.) Business sale tax planning Life insurance needs analysis
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Douglas R

Series 63, Series 65

Midlothian, TX

Clearwater Wealth Management

Douglas Roberts Jr. is a CFP® professional with 19 years of industry experience. He is the sole advisor at Clearwater Wealth Management and previously spent 10 years at GuideStone Financial Resources. Outside of financial advising, he serves as a project manager for Southern Brothers Roofing in Waxahachie, TX. Clearwater Wealth Management offers discretionary asset management and financial planning services without additional fees for planning. The firm uses a combination of fundamental and technical analysis with Monte Carlo simulations to guide investment decisions and requires clients to custody assets at Schwab Advisor Services.

Options & derivatives strategies
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Johnny P

CFP®, Series 63

Mansfield, TX

Parker Wealth Group, LLC

Johnny Parker is a CFP® with 20 years of industry experience. He is the principal of Parker Wealth Group, LLC, where he has worked since 2023. Prior to this, he was associated with Synergy Securities and has maintained a long-standing role at Parker & Richardson, P.C. Outside of his advisory work, Parker serves as president of Texas Insurance Agency, Inc., is a member of Tax Resolution Specialists, LLC, and acts as CFO for Victory Telecom, Inc. Parker Wealth Group, LLC is a state-registered investment adviser providing discretionary and non-discretionary portfolio management and fee-based financial planning to individuals, families, trusts, estates, and private business owners. The firm employs a blended investment process utilizing technical, fundamental, and cyclical analysis, offering tailored portfolios based on clients’ risk tolerance, time horizon, and liquidity needs.

Wealth management Founder/Business Owner
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Richard B

Series 65

Midlothian, TX

Bolgiano Capital Management

Richard Bolgiano is a financial advisor at Bolgiano Capital Management with 15 years of industry experience. He holds a Series 65 designation and has worked at Bolgiano Capital Management since 2010. In addition to his advisory role, he is involved with ARS Manager SMLLC and operates Bolgiano Tax & Business Services, a tax and accounting business. Bolgiano Capital Management provides discretionary portfolio management and financial planning services to individuals, high-net-worth clients, and business entities. The firm uses tailored Investment Policy Statements and a combination of fundamental, technical, and cyclical analysis, incorporating a core/satellite investment framework and options strategies, to manage client portfolios.

Options & derivatives strategies Wealth management Passive / index investing Founder/Business Owner
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Troy F

CFP®, Series 65

Duncanville, TX

Ferguson Financial Planning

Troy Ferguson is a CFP® and holds a Series 65 license, operating Ferguson Financial Planning in Duncanville, TX. He has 22 years of experience in the industry, having led his independent advisory firm since 2004. Ferguson Financial Planning is a fee-only independent firm providing discretionary portfolio management and supplemental financial planning services to individuals, high-net-worth clients, small businesses, and trusts. The firm manages approximately $74 million in assets through five model portfolios and employs a primarily fundamental, long-term investment approach with discretionary authority within client-approved allocation ranges.

Wealth management Income planning Retirement income strategy
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