user avatar

Thomas Campbell

Advisor at Kestra Advisory

Updated today

Location

Auburn, AL

Credentials

Series 63, Series 65

Industry experience

33 years

About

Thomas Campbell is a financial advisor with Kestra Advisory, holding Series 63 and Series 65 credentials and bringing 32 years of industry experience. He has been with Kestra Advisory since 2016 and previously worked with Kestra Investment Services, LLC starting in 2005. Outside of his advisory work, Campbell serves as a director for the Crippled Children's Foundation, a community charitable organization. Kestra Advisory Services provides investment advisory and retirement-plan consulting to a diverse clientele, including plan sponsors, institutional investors, and individuals. The firm offers fiduciary consulting, plan-level investment advice, and access to various management platforms and third-party solutions, serving clients with over $79 billion in assets under management.

Client services

Based on Kestra Advisory

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Based on Kestra Advisory

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Annuities Wealth management

Occupation focus

Based on Kestra Advisory

Founder/Business Owner Executive

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Fee options

Fixed

Flat fees for financial planning and consulting typically range from $1,000 to $100,000, negotiated with the client.

Percentage

Start-up - $1,999,999: 1.50% $2,000,000 - $4,999,999: 1.25% $5,000,000 - $9,999,999: 1.00% $10,000,000 - $24,999,999: 0.75% $25,000,000+: 0.50%

Commissions

Commission-based compensation is available through affiliated broker-dealer Kestra IS; commissions and fees vary by product.

Project-based

Financial planning and consulting services may be charged on an hourly basis when applicable.

Subscriptions

Subscription fees may be charged monthly, quarterly, or semi-annually for financial planning or consulting services.

Other

Account minimum: $10,000 (minimum for AdvisorChoice platform, but may be waived) Minimum fee: Minimum annual account fees on AdvisorEnterprise platform: $60 (APM-Tickets), $95 (APM-Wrap), $75 (FSP and SMA), $350 (UMA) Fee-only: Flat fees generally range from $1,000 to $100,000 but can be more or less as negotiated. Financial planning and consulting fees can also be charged hourly, as a percentage of assets, flat fee, or subscription (e.g., monthly, quarterly).

Location

Auburn, AL

Most active in

Alabama

Work history

Kestra Advisory

2016 - Present (10 years)

Kestra Investment Services, LLc

2005 - Present (21 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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General retirement planning Retirement income strategy Income planning
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Wealth management
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General retirement planning College savings (529s, UTMA, etc.) Debt management Cash flow / budgeting
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ESG / Sustainable investing Private / alternative investments
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A. L

Series 63, Series 65

Auburn, AL

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Auburn, AL

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Private / alternative investments Options & derivatives strategies Concentrated stock management
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