Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63, Series 65
Experience Industry experience
32 years
Location
Yuma, AZ 85364
Carson Wealth
Enterprise
Thomas Rush is a financial advisor at Carson Wealth with Series 63 and Series 65 licenses and 32 years of industry experience. He has worked at firms including LPL Financial and Private Advisor Group, and currently serves as a board member for several nonprofit organizations such as the Rio Colorado Chapter Historical Board and the Education Foundation of Yuma. Outside of advising, he is involved in managing a food truck business and holds multiple roles in local nonprofit and community boards. Carson Wealth is an enterprise platform overseeing approximately $50.6 billion in assets through more than 650 advisors. The firm offers discretionary asset management, financial planning, and retirement services, supported by an Investment Committee that manages model portfolios combining fundamental and technical analysis and providing tailored investment solutions.
Based on Carson Wealth
Based on Carson Wealth
Fixed fees for financial planning from $500 minimum up to $25,000 or more depending on complexity; flat annual investment management fees also available, billed quarterly in advance.
$0+: up to 2.50% $0+: up to 2.00% (Variable Sub-Account Management Services) $50,000+: additional fee charged by iCapital $50,000+: additional fee charged by Orion Custom Indexing $10,000+: 55ip without tax management services $50,000+: 55ip with tax management services
Investment advisor representatives may receive commissions as registered representatives for brokerage and insurance product sales, separate from advisory fees.
Hourly fee up to $500 per hour for financial planning services depending on complexity.
Fee-only: Hourly fees up to $500/hour; fixed fees from $500 up to $25,000 or more; True Wealth Plans fee 0.20% of assets with $3,500 minimum, discounted to 0.10% if assets transferred within 6 months.
Yuma, AZ 182 E 16th St
182 E 16th St Ste D
Yuma AZ 85364
Advisors at this office
6
Arizona · California · Texas
32 years of industry experience
Yuma & Imperial Valley Wealth Management
2025 - Present • 1 year
Yuma, AZ
CWM, LLC
2019 - Present • 7 years
Omaha, NE
Private Advisor Group, LLC
2018 - 2019 • 1 year
Yuma, AZ
LPL Financial
2001 - 2019 • 18 years
Yuma, AZ
Yuma Investment Group
2001 - 2025 • 24 years
Yuma, AZ
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
A client's investment-related complaint, arbitration or lawsuit, including ones that were denied, withdrawn or settled.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 66
Yuma, AZ
Southern Pacific Asset Management L.L.C.
Shawn Mc Keown is a financial advisor at Southern Pacific Asset Management L.L.C. in Yuma, Arizona, with 10 years of industry experience. He holds a Series 66 designation and has worked at Southern Pacific Asset Management since 2020 and previously spent five years at Yuma Investment Group. Southern Pacific Asset Management serves individual and high-net-worth clients by providing continuous, tailored investment management and integrated financial planning. The firm employs a combination of passive and active strategies, fundamental and technical analysis, and uses third-party Outside Managers through a turnkey asset management program to align portfolios with client objectives.
Series 65
Yuma, AZ
Alo Financial Planning
Samantha Bordiuk is a financial advisor at Alo Financial Planning with a Series 65 designation and one year of industry experience. Prior to joining Alo Financial Planning, she served three years with Marine Corps Installations Pacific. Outside of finance, she is the owner and instructor of Patriot Pole Fitness LLC, a fitness instruction business. Alo Financial Planning serves individuals, high-net-worth clients, and employer-sponsored retirement plans with discretionary investment management and integrated financial planning. The firm employs a risk-based, primarily passive investment approach and offers educational seminars and workshops on investments and personal finance.
Series 65
Yuma, AZ
Invicta Financial Group
Alexander Chavez is a financial advisor with Invicta Financial Group in Yuma, AZ. He holds a Series 65 designation and has been with Invicta since 2026. Prior to this, he worked for the United States Federal Courts for eight years and has provided educational services since 2024. Additionally, he serves as a substitute teacher on a part-time basis. Invicta Financial Group offers financial planning and advisory services to individuals, high-net-worth clients, and business entities. The firm structures its services around non-discretionary advisory relationships and coordinates with third-party money managers to implement investment strategies.
Series 65
Yuma, AZ
Invicta Financial Group
Ryan Daniels is a financial advisor with Invicta Financial Group in Yuma, AZ, holding a Series 65 designation and one year of industry experience. His prior work includes roles at BDT & Associates, Inc., Pittsburgh Valet, and William Penn Valet. He is also a licensed insurance agent operating as a sole proprietor, though he does not sell insurance products or provide related advice. Invicta Financial Group offers financial planning and advisory services to individuals, high-net-worth clients, and business entities, focusing on tailored written financial action plans. The firm refers clients to third-party money managers for portfolio management and primarily provides non-discretionary advisory services.
ChFC®, Series 63, Series 65
Yuma, AZ
Invicta Financial Group
Barry Todd is a financial advisor with Invicta Financial Group in Yuma, AZ, holding the ChFC® designation and Series 63 and 65 licenses. He has 21 years of industry experience and has worked at BDT & Associates, Inc. since 2007 and Affluent Advising, LLC since 2014. Todd serves as chairman and director of BDT & Associates, Inc. and is president of the National Ranger Memorial Foundation. He is also co-founder and board member of the Defense Resources Foundation, which provides resources to the wrongfully accused, and is an author and advocate speaker on the U.S. judicial system. Invicta Financial Group advises individuals, high-net-worth clients, and business entities primarily through financial planning and implementation services, directing clients to third-party investment advisers for asset management. The firm focuses on client-specific planning and regularly reviews client plans, relying on recommended investment managers for portfolio construction and not taking custody of client assets.
Series 65
Yuma, AZ
Invicta Financial Group
Benjamin Williams is a financial advisor with Invicta Financial Group in Yuma, AZ, holding a Series 65 license and 12 years of industry experience. He has worked at BDT & Associates, Inc. since 2014 and Cambridge Investment Research Advisors, Inc. from 2014 to 2018. Williams serves as treasurer and director of the board at BDT & Associates, Inc., a role he has held since 2018. He is also a licensed independent insurance agent specializing in health and life insurance. Invicta Financial Group advises individuals, high-net-worth clients, and business entities through financial planning and implementation services, directing clients to third-party investment advisers for portfolio management. The firm emphasizes client-specific planning with tailored recommendations and ongoing support during and after the implementation phase.
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