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Thomas Joseph Stetter

Advisor at Diazo, LLC — Henderson, NV

Updated today

Credentials

Series 65

Experience

1 year

Location

Henderson, NV 89052

Diazo, LLC logo

Diazo, LLC

Supported

Total advisors

3

Clients per advisor

113 Very High

Avg AUM per client

$624,099 Typical

HNW client ratio

14% Low

About

Thomas Stetter is a financial advisor at Diazo, LLC with one year of industry experience. He holds a Series 65 designation and previously worked at Rested Development LLC, Nathan Higham Agency, and KWJ Engineering Inc. Diazo, LLC provides discretionary portfolio management and financial planning primarily to individual and high-net-worth clients. The firm utilizes a combination of analytical methods and tailored Investment Policy Statements, incorporating both long- and short-term trading techniques alongside options and margin strategies.

Client services

Based on Diazo, LLC

Financial planning Portfolio management

Expertise

Based on Diazo, LLC

Options & derivatives strategies Private / alternative investments Annuities

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Fee options

Fixed

Between $1,000 and $5,000 for financial planning

Percentage

$0 - $999,999: 1.40% $1,000,000 - $2,999,999: 1.10% $3,000,000+: 0.90%

Location

Henderson, NV

2534 Anthem Village Dr, Suite 100

Henderson NV 89052

Advisors at this office

3

Most active in

Nevada

Work history

1 year of industry experience

Diazo LLC

2025 - Present • 1 year

Henderson, NV

Rested Development LLC

2023 - 2024 • 1 year

St. Charles, IL

Nathan Higham Agency

2023 - 2023 • 1 year

Las Vegas, NV

KWJ Engineering Inc

2012 - 2023 • 11 years

Newark, CA

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Jason H

Series 65

Henderson, NV

Ensourceful, Inc.

Jason Holloway is a financial advisor at Ensourceful, Inc. with one year of industry experience. He holds a Series 65 designation and has worked at Nevada Technical Associates, Inc. since 2008. Outside of finance, he is president of Hollowhead, Inc., a small business focused on virtual reality, augmented reality, and AI software. Ensourceful, Inc. provides customized investment advice and comprehensive financial planning primarily for individual retail investors. The firm emphasizes a consultative approach with fundamental security analysis and scenario-based portfolio strategies, focusing on robustness and resilience rather than solely historical-model optimization.

General retirement planning Tax-loss harvesting Roth conversion strategy
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Seth G

Series 65

Henderson, NV

SG Financial Group, LLC

Seth Gutierrez is a financial advisor at SG Financial Group, LLC with two years of industry experience. He holds a Series 65 designation and has worked in the Clark County Financial Crimes Division since 2013. In addition to his advisory role, he practices law as an estate planning attorney, managing an affiliated law firm focused on wills, trusts, and probate. SG Financial Group, LLC provides portfolio management and investment advisory services to a small client base, utilizing a non-discretionary approach that combines fundamental analysis, modern portfolio theory, and technical analysis to construct long-term portfolios with mutual funds, ETFs, equities, and fixed-income securities.

Wealth management Passive / index investing Active portfolio management
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De G

Series 65

Las Vegas, NV

GAO Investments

De Gao is the sole advisor at GAO Investments in Las Vegas, NV, holding a Series 65 designation with nine years of industry experience. His prior roles include positions at Canopy Mortgage and Appliance Recycling Centers of America Inc, and he has been involved with Live Venture since 2012. GAO Investments provides portfolio management services to institutions and high-net-worth clients, employing a combination of fundamental and technical analysis with active strategies including options and margin. The firm operates under an incentive-only compensation model and does not rely on percentage-of-AUM fees.

Active portfolio management Options & derivatives strategies
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Howard H

Series 63, Series 65

Henderson, NV

Oak Bay Financial, LLC

Howard Hopkinson II is a financial advisor at Oak Bay Financial, LLC with 22 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Securities Management and Research, Inc. and American National Insurance. He is also involved with Oak Bay Insurance LLC, where he engages in insurance product sales and training. Oak Bay Financial provides investment management, financial planning, and pension consulting services to individuals, high-net-worth clients, employee benefit plans, and corporations. The firm primarily uses a passive management approach with index mutual funds and ETFs, supplemented by fundamental and technical analysis, and offers a range of planning options including hourly, fixed-fee, and ongoing coaching services.

Business ownership considerations Cash flow / budgeting Founder/Business Owner
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Gavino H

Series 65, Series 66

Henderson, NV

J Sohn, Llc.

Gavino Hufano is a financial advisor at J Sohn, LLC with Series 65 and Series 66 licenses and one year of industry experience. He has previously worked at Gerety & Associates CPAs, Anderson Business Advisors, Sands Corp, and Ameriprise Advisor Services, Inc. J Sohn, LLC offers fee-based financial planning and discretionary investment management primarily for individual clients, with investment strategies tailored through documented objectives and risk tolerances. The firm also provides ancillary tax preparation and life and health insurance services outside the advisory agreement.

ESG / Sustainable investing Active portfolio management Options & derivatives strategies
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Scott G

Series 65

Las Vegas, NV

Sterling Wealth Management

Scott Gardner is the principal advisor of Sterling Wealth Management in Las Vegas, NV, holding a Series 65 license with seven years of industry experience. He has been with Sterling Wealth Management since 2015 and also operates Century Commercial Realty Advisors and Nevada Management Services, providing real estate brokerage and commercial registered agent services. Outside of his advisory role, he engages in real estate brokerage and entity registration services, which he offers to clients as separate activities. Sterling Wealth Management serves primarily high-net-worth individuals, trusts, estates, and select institutional clients, offering discretionary portfolio management and financial planning. The firm employs a diverse investment approach that includes fundamental, quantitative, technical, cyclical, and charting analyses, utilizing leverage, options, and derivatives, while maintaining a small client base and incorporating the principal’s other business activities.

Options & derivatives strategies College savings (529s, UTMA, etc.) Annuities Real estate investing Founder/Business Owner
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