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Credentials
Series 66
Experience Industry experience
27 years
Location
Lake Preston, SD
LPL Financial
Institution
Thomas Steele is a financial advisor with LPL Financial, holding a Series 66 designation and over 27 years of industry experience. His prior roles include positions at Securities America Advisors and Securities America Inc. He is also involved in farm ownership through Steele Dakota Farms, LLC. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions, offering a range of advisory and brokerage services with access to various investment strategies and platforms.
Based on LPL Financial
Based on LPL Financial
Flat fees up to $15,000 for financial planning and consulting services
Up to $500 per hour for financial planning and consulting services
Lake Preston, SD
Lake Preston SD
Advisors at this office
1
South Dakota
27 years of industry experience
LPL Financial LLC
2020 - Present • 6 years
Lake Preston, SD
Securities America Advisors
2014 - 2020 • 6 years
Lake Preston, SD
Securities America Inc
2014 - 2020 • 6 years
Lake Preston, SD
Steele Financial Services, Llc
2008 - Present • 18 years
Lake Preston, SD
CL Wealth Management LLC
2006 - 2010 • 4 years
Schaumburg, IL
Advantage Capital Corporation
1999 - 2004 • 5 years
Petersburg, VA
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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