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Tony Law

Advisor at LPL Enterprise

Updated today

Location

Hillcrest, NY

Credentials

Series 63, Series 65

Industry experience

28 years

About

Tony Law is a financial advisor with LPL Enterprise and holds Series 63 and Series 65 licenses. He has 28 years of industry experience, including roles at Pruco Securities, LLC, and Prudential Insurance Company of America. He serves on the boards of two nonprofit organizations, Compass Fellowship Church and Nom Hoy & Sun Tuck Association Inc. LPL Enterprise provides advisory services through a large network of representatives to individuals, retirement plans, charitable organizations, and corporate clients. The firm offers financial planning, access to model wealth portfolios, and third-party asset management programs, combining advisory and brokerage services with a broad range of securities and insurance products.

Client services

Based on LPL Enterprise

Financial planning Portfolio management Educational seminars or workshops
Consulting and other non-discretionary advisory services

Expertise

Based on LPL Enterprise

General retirement planning Tax-loss harvesting

Occupation focus

Based on LPL Enterprise

Self-Employed Founder/Business Owner

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Fee options

Fixed

Flat fees for financial planning services as negotiated with the IAR.

Project-based

Up to $500 per hour for financial planning and consulting services.

Other

Fee-only: Financial planning fees typically range from $0 to $15,000 or up to $500 per hour, negotiable and may be discounted or complimentary.

Location

Hillcrest, NY

Most active in

New York · Texas

Work history

LPL Enterprise

2024 - Present (2 years)

Pruco Securities, LLC.

2015 - 2024 (9 years)

Prudential Insurance Company of America

1998 - Present (28 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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