Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63, Series 65
Experience Industry experience
34 years
Location
Powell, WY 82435-2331
LPL Financial
Institution
Travis Smith is a financial advisor with LPL Financial, holding Series 63 and Series 65 licenses and bringing 34 years of industry experience. He has been affiliated with Linsco Private Ledger since 2005. Outside of his advisory work, he raises livestock on a small farm and is a member of the band Hurricane Mesa. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm provides a wide range of advisory and brokerage services, including financial planning, model portfolios, and institutional platforms, supported by various operational tools and a large network of over 22,800 advisors.
Based on LPL Financial
Based on LPL Financial
Flat fees up to $15,000 for financial planning and consulting services
Up to $500 per hour for financial planning and consulting services
Powell, WY N Absaroka St
276 N Absaroka St
Powell WY 82435-2331
Advisors at this office
1
Texas · Wyoming
34 years of industry experience
Linsco Private Ledger
2005 - Present • 21 years
Powell, WY
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Series 66
Powell, WY
Ascentis Asset Management, LLC
David Leighton is a financial advisor at Ascentis Asset Management, LLC with 13 years of industry experience. He holds the Series 66 designation and has held roles at Arimathea, Golden State Asset Management, Golden State Equity Partners, LLC, Ameriprise Financial Services, Inc., and Unisys. Outside of Ascentis, he serves as Vice President of Diocesan Relations at Arimathea, providing advice to institutions and individuals using planned models. Ascentis Asset Management provides investment strategy and portfolio modeling services to other investment advisers, UMA programs, and third-party platforms. The firm focuses on constructing model portfolios and licensing investment methodologies rather than directly managing retail accounts.
Series 63, Series 66
Powell, WY
Golden State Wealth Management, LLC
James Goetz is a financial advisor with Golden State Wealth Management, LLC, holding Series 63 and Series 66 licenses and bringing 14 years of industry experience. He has been with Golden State Wealth Management since 2016 and also has experience with LPL Financial. Outside of his advisory work, he is involved with Chapel of the Lakes Mortuary in an on-call capacity and is co-owner of Antoinette's School of Dance. Golden State Wealth Management serves individuals, trusts, pension and profit-sharing plans, and businesses, offering services including asset management, comprehensive portfolio management, financial planning, and retirement plan consulting. The firm primarily provides discretionary portfolio management and constructs tailored portfolios using various analytic approaches and third-party managers.
Series 66
Powell, WY
Golden State Wealth Management, LLC
Scott Smith is a financial advisor with Golden State Wealth Management, LLC and holds a Series 66 designation. He has 25 years of industry experience, including prior roles at LPL Financial, LLC and Independent Financial Partners. Smith also operates Renaissance Wealth Management, an affiliated business related to his LPL activities. Golden State Wealth Management serves individuals, trusts, pension and profit-sharing plans, and businesses by offering asset management, portfolio management, financial planning, and retirement plan consulting. The firm emphasizes discretionary portfolio management and uses various analytic approaches alongside third-party managers and model portfolios.
Series 66
Powell, WY
Golden State Wealth Management, LLC
Bradley Fallon is a financial advisor with Golden State Wealth Management, LLC and holds a Series 66 designation. He has 20 years of industry experience, including ten years with Golden State Wealth Management and twelve years with LPL Financial. Fallon serves as chairman of the School Site Council at Highland Elementary, a nonprofit board position. Golden State Wealth Management provides asset management, portfolio management, financial planning, and retirement plan consulting to individuals, trusts, pension and profit-sharing plans, and businesses. The firm emphasizes discretionary portfolio management and uses a variety of analytic approaches and third-party managers to construct tailored investment portfolios.
Series 63, Series 65
Powell, WY
Golden State Wealth Management, LLC
Kyle Emerson is a financial advisor with Golden State Wealth Management, LLC, holding Series 63 and Series 65 credentials and bringing 28 years of industry experience. His prior affiliations include Independent Financial Partners and LPL Financial. Outside of financial advising, he has served as a golf coach for Cal State San Bernardino. Golden State Wealth Management serves individuals, trusts, pension and profit-sharing plans, and businesses, providing asset management, portfolio management, financial planning, and retirement plan consulting. The firm emphasizes discretionary portfolio management and utilizes various analytic approaches and third-party managers to construct tailored portfolios.
Series 63, Series 66
Powell, WY
Golden State Wealth Management, LLC
Mario Vasquez Jr. is a financial advisor with Golden State Wealth Management, LLC, holding Series 63 and Series 66 licenses, and has 18 years of industry experience. He has worked at LPL Financial and J.P. Morgan Securities prior to his current role. Golden State Wealth Management serves individuals, trusts, pension and profit-sharing plans, and businesses, providing asset management, financial planning, and retirement plan consulting. The firm uses a variety of analytic approaches and offers discretionary portfolio management along with standalone planning or consulting engagements.
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