Tray Allan Moses
Advisor at Cetera — Schaumburg, IL American Lane
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 66
Experience Industry experience
8 years
Location
Schaumburg, IL 60173-2096
Cetera
Institution
Tray Moses is a financial advisor with Cetera, holding a Series 66 credential and eight years of industry experience. His work history includes roles at Avantax Insurance Agency, Thrivent Investment Management, and various wealth management entities under the Wehring name. He is involved in several financial services businesses, including providing financial planning and investment advisory services through DB Wehring Wealth LLC and TM Wealth. Cetera Investment Advisers LLC is an SEC-registered firm serving individual, corporate, and institutional clients nationwide. The firm offers a range of portfolio management and consulting services through a multi-manager platform that includes affiliated and third-party managers, supporting both discretionary and non-discretionary account management.
Based on Cetera
Based on Cetera
Flat fees may be charged for financial planning and consulting services as negotiated with advisor.
$0 - $250,000: up to 2.90% $250,001 - $500,000: up to 2.90% $500,001 - $1,000,000: up to 2.70% $1,000,001 - $2,000,000: up to 2.00% $2,000,001+: up to 1.50%
Advisors may be registered representatives and licensed insurance agents earning commissions on securities and insurance products.
Consulting and financial planning services may be charged on an hourly rate basis, ranges not specifically stated.
Account minimum: $5,000 Fee-only: Flat fees for financial planning and consulting services; hourly fees for financial planning and consulting according to client agreement; fees negotiated with advisor.
Schaumburg, IL American Lane
1450 American Lane, 6th Floor, Suite #650
Schaumburg IL 60173
Advisors at this office
39
Texas
8 years of industry experience
Cetera Wealth Services, LLC
2025 - Present • 1 year
Bellville, TX
Cetera
2025 - Present • 1 year
Schaumburg, IL
TM Wealth
2023 - Present • 3 years
Bellville, TX
DB Wehring Wealth LLC
2023 - Present • 3 years
Bellville, TX
Avantax Insurance Agency, LLC
2021 - Present • 5 years
Belville, TX
Avantax Advisory Services
2021 - Present • 5 years
Belville, TX
Wehring Wealth Management, LLC
2021 - Present • 5 years
Belville, TX
Avantax Investment Services, Inc.
2021 - Present • 5 years
Belville, TX
Thrivent Investment Management Inc
2018 - 2021 • 3 years
Houston, TX
Homemaker
2017 - 2018 • 1 year
Bellville, TX
National IPA
2016 - 2017 • 1 year
Franklin, TN
Omnia Partners
2010 - 2017 • 7 years
Franklin, TN
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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