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Credentials
Series 63, Series 65
Experience Industry experience
5 years
Location
Powell, WY 82435
GWN Securities Inc.
Enterprise
Trevor Nelson is a financial advisor with GWN Securities Inc. holding Series 63 and Series 65 credentials and five years of industry experience. He has held positions at several firms including CoreCap Advisors, Capital Choice Financial Services, and Nelson Phipps, LLC. Outside of his advisory role, he is a deacon and coordinates the Dave Ramsey Financial Peace University class at New Life Church, which is offered to both members and non-members at no charge. GWN Securities provides investment advisory and related services to individual and corporate clients through multiple managed account programs and financial planning offerings. The firm utilizes a combination of affiliated and unaffiliated sub-advisers and applies asset allocation and Modern Portfolio Theory, with an emphasis on market-timing and momentum-based strategies within certain legacy programs.
Based on GWN Securities Inc.
Based on GWN Securities Inc.
Flat financial planning or consulting fees available, negotiated case-by-case
$0 - $250,000: 1.50% (GWN Managed Account Program, blended tier example) $250,000 - $500,000: 1.25% (GWN Managed Account Program, blended tier example) $500,000 - $1,000,000: 1.00% (GWN Managed Account Program, blended tier example) $1,000,000 - > $1,000,000: 0.50% (GWN Managed Account Program, blended tier example) $0 - $250,000: 2.00% (max for Total Access Program, with blended tiers below) $0 - $250,000: 2.00% (GWN Total Access Program maximum annual fee tier) $250,000 - $1,000,000: varies by tier descending to 0.60% for assets over $10M in Total Access Program $0 - $249,999.99: 1.30% (Tier I Money by Design Platinum Advisory Program) $250,000 - $749,999.99: 1.05% (Tier I Money by Design Platinum Advisory Program) $750,000+: 0.80% (Tier I Money by Design Platinum Advisory Program) $0 - $249,999.99: 1.40% (Tier II Money by Design Platinum Advisory Program) $250,000 - $749,999.99: 1.20% (Tier II Money by Design Platinum Advisory Program) $750,000+: 0.95% (Tier II Money by Design Platinum Advisory Program)
Commissions earned on legacy accounts with new deposits; insurance commissions earned by affiliated insurance agents; separate and in addition to advisory fees
Hourly fees for financial consulting/planning services; negotiated based on scope and complexity
Account minimum: $2,000 minimum for qualified accounts; $10,000 minimum for non-qualified accounts; some programs have higher minimums (e.g., $25,000 for Platinum Program) Minimum fee: Platform Fee minimum annual fees range from $25 to $65 depending on program; Money by Design Platinum Program has a flat $600 annual fee for grandfathered accounts Fee-only: Financial consulting and financial planning services offered at hourly rates or fixed fees (negotiable, details in agreements)
Powell, WY
443 W Coulter Ave, Ste 1
Powell WY 82435
Advisors at this office
1
Wyoming
5 years of industry experience
GWN SECURITIES, Inc.
2023 - Present • 3 years
Palm Beach Gardens, FL
Northwest Insurance Agency
2023 - Present • 3 years
Powell, WY
CoreCap Advisors, LLC
2021 - 2023 • 2 years
Southfield, MI
Corecap Investments
2021 - 2023 • 2 years
Southfield, MI
Capital Choice Financial Services
2019 - 2023 • 4 years
Powell, WY
Nelson Phipps, LLC
2017 - 2021 • 4 years
Powell, WY
Coulter Mall, LLC
2015 - Present • 11 years
Powell, WY
Philson, LLC
2012 - 2019 • 7 years
Powell, WY
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 66
Powell, WY
Ascentis Asset Management, LLC
David Leighton is a financial advisor at Ascentis Asset Management, LLC with 13 years of industry experience. He holds the Series 66 designation and has held roles at Arimathea, Golden State Asset Management, Golden State Equity Partners, LLC, Ameriprise Financial Services, Inc., and Unisys. Outside of Ascentis, he serves as Vice President of Diocesan Relations at Arimathea, providing advice to institutions and individuals using planned models. Ascentis Asset Management provides investment strategy and portfolio modeling services to other investment advisers, UMA programs, and third-party platforms. The firm focuses on constructing model portfolios and licensing investment methodologies rather than directly managing retail accounts.
Series 63, Series 66
Powell, WY
Golden State Wealth Management, LLC
James Goetz is a financial advisor with Golden State Wealth Management, LLC, holding Series 63 and Series 66 licenses and bringing 14 years of industry experience. He has been with Golden State Wealth Management since 2016 and also has experience with LPL Financial. Outside of his advisory work, he is involved with Chapel of the Lakes Mortuary in an on-call capacity and is co-owner of Antoinette's School of Dance. Golden State Wealth Management serves individuals, trusts, pension and profit-sharing plans, and businesses, offering services including asset management, comprehensive portfolio management, financial planning, and retirement plan consulting. The firm primarily provides discretionary portfolio management and constructs tailored portfolios using various analytic approaches and third-party managers.
Series 66
Powell, WY
Golden State Wealth Management, LLC
Scott Smith is a financial advisor with Golden State Wealth Management, LLC and holds a Series 66 designation. He has 25 years of industry experience, including prior roles at LPL Financial, LLC and Independent Financial Partners. Smith also operates Renaissance Wealth Management, an affiliated business related to his LPL activities. Golden State Wealth Management serves individuals, trusts, pension and profit-sharing plans, and businesses by offering asset management, portfolio management, financial planning, and retirement plan consulting. The firm emphasizes discretionary portfolio management and uses various analytic approaches alongside third-party managers and model portfolios.
Series 66
Powell, WY
Golden State Wealth Management, LLC
Bradley Fallon is a financial advisor with Golden State Wealth Management, LLC and holds a Series 66 designation. He has 20 years of industry experience, including ten years with Golden State Wealth Management and twelve years with LPL Financial. Fallon serves as chairman of the School Site Council at Highland Elementary, a nonprofit board position. Golden State Wealth Management provides asset management, portfolio management, financial planning, and retirement plan consulting to individuals, trusts, pension and profit-sharing plans, and businesses. The firm emphasizes discretionary portfolio management and uses a variety of analytic approaches and third-party managers to construct tailored investment portfolios.
Series 63, Series 65
Powell, WY
Golden State Wealth Management, LLC
Kyle Emerson is a financial advisor with Golden State Wealth Management, LLC, holding Series 63 and Series 65 credentials and bringing 28 years of industry experience. His prior affiliations include Independent Financial Partners and LPL Financial. Outside of financial advising, he has served as a golf coach for Cal State San Bernardino. Golden State Wealth Management serves individuals, trusts, pension and profit-sharing plans, and businesses, providing asset management, portfolio management, financial planning, and retirement plan consulting. The firm emphasizes discretionary portfolio management and utilizes various analytic approaches and third-party managers to construct tailored portfolios.
Series 63, Series 66
Powell, WY
Golden State Wealth Management, LLC
Mario Vasquez Jr. is a financial advisor with Golden State Wealth Management, LLC in Powell, Wyoming, holding Series 63 and Series 66 licenses and possessing 17 years of industry experience. His prior work includes four years at J.P. Morgan Securities before joining Golden State Wealth Management and LPL Financial in 2016. Golden State Wealth Management serves individuals, trusts, pension and profit-sharing plans, and businesses by providing asset management, comprehensive portfolio management, financial planning, and retirement plan consulting. The firm primarily offers discretionary portfolio management supported by various analytic approaches and third-party managers, with services billed mainly on a percentage-of-assets basis.
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