Advisor at Investmark Advisory Group LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Monroe, CT 06468
Credentials
ChFC®
Industry experience
21 years
Victor Catalano is a ChFC® credentialed financial advisor with 21 years of industry experience. He has worked at Investmark Advisory Group LLC since 2017 and previously spent 13 years with Commonwealth Financial Network. Before entering the advisory field, he was associated with the Law Offices of Catalano & Catalano for over three decades. Investmark Advisory Group provides investment management, financial planning, and related advisory services to individuals, pension and profit-sharing plans, and businesses. The firm offers portfolio management through model-based and advisor-directed accounts and operates a team of ten advisors managing approximately $812 million in assets.
Based on Investmark Advisory Group LLC
Fixed fee up to $5,000 for financial planning services
$0 - $500,000: 1.75% Advisor Fee + 0.50% Program Fee (IAM and Dimensional Fund Models) $500,000 - $1,000,000: 1.65% Advisor Fee + 0.45% Program Fee (IAM and Dimensional Fund Models) $1,000,001 - $2,000,000: 1.55% Advisor Fee + 0.40% Program Fee (IAM and Dimensional Fund Models) $2,000,001 - $3,000,000: 1.45% Advisor Fee + 0.35% Program Fee (IAM and Dimensional Fund Models) $3,000,001+: Negotiable Advisor Fee + 0.30% Program Fee (IAM and Dimensional Fund Models) $0 - $500,000: 1.75% Advisor Fee + 0.40% Program Fee (IAM SMA Program) $500,000 - $1,000,000: 1.65% Advisor Fee + 0.35% Program Fee (IAM SMA Program) $1,000,001 - $2,000,000: 1.55% Advisor Fee + 0.30% Program Fee (IAM SMA Program) $2,000,001 - $3,000,000: 1.45% Advisor Fee + 0.25% Program Fee (IAM SMA Program) $3,000,001+: Negotiable Advisor Fee + 0.20% Program Fee (IAM SMA Program) $0 - $500,000: 1.75% Flat Fee (SEI Schedule 1) $500,000 - $1,000,000: 1.65% Flat Fee (SEI Schedule 1) $1,000,001 - $2,000,000: 1.55% Flat Fee (SEI Schedule 1) $2,000,001 - $3,000,000: 1.45% Flat Fee (SEI Schedule 1) $3,000,001+: Negotiable Flat Fee (SEI Schedule 1) $0 - $1,000,000: 1.50% Graduated Fee (SEI Schedule 2) $1,000,001 - $2,000,000: 1.25% Graduated Fee (SEI Schedule 2) $2,000,001+: 1.00% Graduated Fee (SEI Schedule 2) $0+: Investmark Asset Management Program (Advisor Directed) Fee Schedule: 1.75% for <$500,000; 1.65% for $500,000-$1,000,000; 1.55% for $1,000,001-$2,000,000; 1.45% for $2,000,001-$3,000,000; Negotiable for >$3,000,000 (flat percentage-based fee on entire account value)
Advisory Representatives may receive commissions up to 7% on certain securities products; commissions are in addition to advisory fees
Up to $350 per hour for financial planning services
Account minimum: $500,000 Fee-only: Financial Planning Services: Fixed fee up to $5,000 payable half at agreement and half at plan presentation; Hourly fee up to $350 per hour
324 Elm Street
Monroe, CT 06468
Connecticut
Investmark Advisory Group, LLC
2017 - Present (9 years)
Commonwealth Financial Network
2004 - 2017 (13 years)
Law Offices of Catalano & Catalano
1983 - 2017 (34 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65
Redding, CT
HarborAdvisors, LLC
Lawrence Hatheway is a financial advisor at HarborAdvisors, LLC with five years of industry experience. He previously worked at GAM Investments for four years and co-founded Jackson Hole Economics, a nonprofit research forum focused on economics, politics, and policy. Hatheway also serves as an adjunct professor of economics at Fairfield University and the University of Wyoming. HarborAdvisors, LLC provides macroeconomic and market consulting and model-provision services primarily to institutional and non-U.S. clients, using fundamental, technical, and cyclical economic analysis tailored through individually negotiated agreements. The firm focuses on multi-asset portfolio analysis under varying economic and policy scenarios and offers performance-based fee arrangements without holding custody of client assets.
Series 66
Westport, CT
Blue Keel Financial Planning
Charles Shipman is a financial advisor at Blue Keel Financial Planning in Westport, CT, with 13 years of industry experience. He holds a Series 66 designation and has been with Blue Keel Financial Planning since 2014. In addition to his advisory work, he is involved in a music royalty business, Lakshmi Puja Music Ltd, which he has operated since 2006. Blue Keel Financial Planning serves individual clients, small businesses, and trusts, offering financial planning, portfolio management, and business consultation. The firm employs a Core + Satellite investment approach, combining low-cost indexed core holdings with actively managed satellite positions tailored to client goals and risk tolerance, and provides educational workshops and business-management services alongside its investment offerings.
Series 63, Series 65
Woodbridge, CT
Capital Trust and Associates LLC
Laura Simon is a financial advisor with Capital Trust and Associates LLC in Woodbridge, CT, holding Series 63 and Series 65 licenses and 21 years of industry experience. She has been with Capital Trust and Associates since 2013. Outside of her advisory role, she is an independent insurance agent licensed to sell long-term care insurance in Connecticut. Capital Trust and Associates serves individual, high-net-worth, pension plan, and corporate clients with portfolio management, wealth management, and financial planning services. The firm emphasizes written Investment Policy Statements, diversified asset allocation, and a combination of fundamental and technical analysis, utilizing SEI platform models and third-party managers to tailor portfolios.
Series 63, Series 65
Fairfield, CT
Aspetuck Financial Management LLC
Patrick Byrne is a financial advisor at Aspetuck Financial Management LLC in Fairfield, CT, holding Series 63 and Series 65 licenses with 21 years of industry experience. He has been with Aspetuck Financial Management since 2005. Aspetuck Financial Management provides discretionary portfolio management and financial planning services to individuals, trusts, retirement accounts, and corporate clients. The firm uses a macro-driven, risk-managed portfolio approach based on Modern Portfolio Theory, offering diversified strategies across various asset classes and is notable for publicly disclosing performance results and providing ERISA 3(38) plan management and participant education.
CFP®, CFA®, Series 63, Series 65
Newtown, CT
Iron Path Wealth Management, Inc.
Daniel Granucci is a CFP® and CFA® credentialed financial advisor with 20 years of industry experience. He has worked at Iron Path Wealth Management, Inc. since 2020 and previously held roles at Feehan Financial Services and Reby Advisors. Iron Path Wealth Management provides tailored investment management and financial planning to individuals, high-net-worth clients, and business owners. The firm combines discretionary portfolio management with project-based and ongoing planning, utilizing fundamental and cyclical analysis alongside modern portfolio theory to guide asset allocation and risk management.
Series 66
Shelton, CT
Rosales Wealth Group LLC
Donato Rosales is a financial advisor at Rosales Wealth Group LLC with four years of industry experience. He holds a Series 66 designation and has previously worked at LPL Enterprise, Prudential Financial Planning Services, Pruco Securities, People's United Bank, and Thomaston Savings Bank. Outside of his advisory role, he is also a licensed insurance agent involved with the Connecticut Health Enrollment Center Co. Rosales Wealth Group is a state-registered investment adviser serving individuals and high-net-worth clients with discretionary portfolio management, wealth management, and financial planning services. The firm’s investment approach emphasizes long-term strategies using diversified, low-cost mutual funds and ETFs, supplemented by individual equities and tactical trades, and includes oversight of unaffiliated independent managers.
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")
