Willcox Bailey
Advisor at Oppenheimer
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Hot Springs, VA
Credentials
Series 63, Series 65
Industry experience
43 years
About
Willcox Bailey is a financial advisor with Oppenheimer who holds Series 63 and Series 65 credentials and has 43 years of industry experience. Prior to joining Oppenheimer in 2018, he worked at PaineWebber Incorporated and UBS Financial Services from 1995 to 2018. He serves as trustee for several family trusts, including the Bailey Education Trust. Oppenheimer serves a diverse client base including individuals, corporations, pension and profit-sharing plans, and charitable organizations. The firm provides advisory and brokerage services with a focus on strategic and tactical asset allocation, manager selection, and a variety of investment vehicles, while also acting as a qualified custodian.
Client services
Based on Oppenheimer
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Based on Oppenheimer
Retirement plans for business owners (SEP, solo 401k)
Wealth management
Active portfolio management
Fee options
Financial Planning fees vary based on complexity, up to $10,000 per plan; updates at negotiated rates
MF/ETFs only+: varies by program, not explicitly tiered but minimum account sizes differ by asset type Multi-security+: varies by program, not explicitly tiered but minimum account sizes differ by asset type Include Bonds+: varies by program, not explicitly tiered but minimum account sizes differ by asset type
FAM and Alpha programs charge commissions on securities transactions; Alpha is commission-based only
Account minimum: $10,000 for mutual funds/ETFs only accounts (lowest stated minimum); $25,000 to $100,000 for other account types depending on program and securities included Minimum fee: Minimum annual fee of $250 for FAM and Preference accounts; waived if account is at least $50,000 or household accounts total at least $250,000 Fee-only: Consulting and Retirement Services fees up to 1.00% of assets per year; Financial Planning fees up to $10,000 per plan
Location
Hot Springs, VA
Most active in
Willcox B has reported serving >5 clients in these states in the last 12 months.
Virginia
Work history
Oppenheimer & Co. Inc
2018 - Present (8 years)
#Ia Painewebber Incorporated
1995 - 2018 (23 years)
UBS Financial Services
1995 - 2018 (23 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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